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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
251
Paychex
PAYX
$42.7B
$8.12K ﹤0.01%
68
+1
+1% +$118
SGOV icon
252
iShares 0-3 Month Treasury Bond ETF
SGOV
$100B
$8.04K ﹤0.01%
+80
New +$8.03K
SWKS icon
253
Skyworks Solutions
SWKS
$10.1B
$7.82K ﹤0.01%
76
-378
-83% -$37K
SCHQ
254
Schwab Long-Term US Treasury ETF
SCHQ
$796M
$7.81K ﹤0.01%
231
+1
+0.4% +$32
FSCO
255
FS Credit Opportunities Corp
FSCO
$1.01B
$7.75K ﹤0.01%
1,360
– –
SCHD icon
256
Schwab US Dividend Equity ETF
SCHD
$105B
$7.63K ﹤0.01%
303
– –
EQC.PRD
257
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$7.58K ﹤0.01%
300
– –
D icon
258
Dominion Energy
D
$58.8B
$7.11K ﹤0.01%
152
+2
+1% +$89
AYX
259
DELISTED
Alteryx Inc
AYX
$6.96K ﹤0.01%
147
– –
INTU icon
260
Intuit
INTU
$88.1B
$6.65K ﹤0.01%
11
– –
ADNT icon
261
Adient
ADNT
$1.45B
$6.64K ﹤0.01%
203
– –
UBER icon
262
Uber
UBER
$144B
$6.37K ﹤0.01%
100
– –
MU icon
263
Micron Technology
MU
$996B
$6.18K ﹤0.01%
73
+33
+83% +$2.45K
FPX icon
264
First Trust US Equity Opportunities ETF
FPX
$1.49B
$5.8K ﹤0.01%
63
-4
-6% -$345
SCHX icon
265
Schwab US Large- Cap ETF
SCHX
$73.9B
$5.78K ﹤0.01%
309
– –
PKW icon
266
Invesco BuyBack Achievers ETF
PKW
$1.75B
$5.74K ﹤0.01%
59
– –
VRTX icon
267
Vertex Pharmaceuticals
VRTX
$123B
$5.69K ﹤0.01%
13
– –
HCA icon
268
HCA Healthcare
HCA
$88.5B
$5.64K ﹤0.01%
20
– –
SH icon
269
ProShares Short S&P500
SH
$902M
$5.59K ﹤0.01%
107
+2
+2% +$112
PXD
270
DELISTED
Pioneer Natural Resource Co.
PXD
$5.57K ﹤0.01%
26
+1
+4% +$234
BMY icon
271
Bristol-Myers Squibb
BMY
$131B
$5.52K ﹤0.01%
110
+1
+0.9% +$52
ENB icon
272
Enbridge
ENB
$113B
$5.5K ﹤0.01%
150
-1,325
-90% -$44.7K
HPE icon
273
Hewlett Packard
HPE
$69.4B
$5.45K ﹤0.01%
356
+5
+1% +$81
GIS icon
274
General Mills
GIS
$19.3B
$5.43K ﹤0.01%
86
– –
GVI icon
275
iShares Intermediate Government/Credit Bond ETF
GVI
$3.77B
$5.36K ﹤0.01%
+51
New +$5.21K
9 10
11
12 13

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SCM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
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JCP
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NA
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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.