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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
226
Bath & Body Works
BBWI
$4.06B
$11.4K ﹤0.01%
265
+2
+0.8% +$68
LDOS icon
227
Leidos
LDOS
$17B
$11K ﹤0.01%
101
– –
MFA
228
MFA Financial
MFA
$915M
$10.9K ﹤0.01%
947
+35
+4% +$354
IRM icon
229
Iron Mountain
IRM
$36.3B
$10.8K ﹤0.01%
163
+1
+0.6% +$63
MDYG icon
230
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.89B
$10.7K ﹤0.01%
144
+1
+0.7% +$70
LITE icon
231
Lumentum
LITE
$65.2B
$10.5K ﹤0.01%
200
– –
NXPI icon
232
NXP Semiconductors
NXPI
$58.4B
$10.4K ﹤0.01%
50
– –
WFC icon
233
Wells Fargo
WFC
$265B
$10.2K ﹤0.01%
217
+1
+0.5% +$43
XLE icon
234
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$10.2K ﹤0.01%
252
+2
+0.8% +$86
PLD icon
235
Prologis
PLD
$132B
$10K ﹤0.01%
77
+1
+1% +$114
FEX icon
236
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$9.82K ﹤0.01%
110
– –
LLY icon
237
Eli Lilly
LLY
$1.06T
$9.73K ﹤0.01%
15
-7
-32% -$4.09K
CODI icon
238
Compass Diversified
CODI
$810M
$9.5K ﹤0.01%
439
+6
+1% +$118
OHI icon
239
Omega Healthcare
OHI
$14.8B
$9.4K ﹤0.01%
311
+6
+2% +$193
FYX icon
240
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$9.39K ﹤0.01%
108
– –
FNX icon
241
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$9.29K ﹤0.01%
92
– –
SYF icon
242
Synchrony
SYF
$25.6B
$8.87K ﹤0.01%
240
-161
-40% -$5.09K
JWN
243
DELISTED
Nordstrom
JWN
$8.85K ﹤0.01%
490
-564
-54% -$8.65K
SLYV icon
244
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$8.71K ﹤0.01%
111
+1
+0.9% +$74
VCIT icon
245
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$8.68K ﹤0.01%
108
-2,923
-96% -$226K
HAL icon
246
Halliburton
HAL
$27.1B
$8.65K ﹤0.01%
+258
New +$9.92K
IGLB icon
247
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
$8.56K ﹤0.01%
166
+1
+0.6% +$48
HSY icon
248
Hershey
HSY
$36.8B
$8.45K ﹤0.01%
44
– –
SCHR
249
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$8.3K ﹤0.01%
334
– –
MDLZ icon
250
Mondelez International
MDLZ
$80.1B
$8.26K ﹤0.01%
113
-226
-67% -$15.5K
8 9
10
11 12

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WCCM
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BL
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AF
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EHI
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JCP
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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.