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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$42.4M
Cap. Flow
+$33M
Cap. Flow %
16.42%
Top 10 Hldgs %
75.74%
Holding
348
New
9
Increased
90
Reduced
25
Closed
3

Top Buys

Rank Stock Value
1
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$22.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.04M
4
SMH icon
VanEck Semiconductor ETF
SMH
+$819K
5
AAPL icon
Apple
AAPL
+$329K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$6.49M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$245K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$237K
4
C icon
Citigroup
C
+$156K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.4K

Sector Composition

Rank Sector Weight
1 Technology 11.87%
2 Consumer Discretionary 4.23%
3 Healthcare 3.62%
4 Financials 3.4%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
226
Hershey
HSY
$36.8B
$10K 0.01%
43
– –
ILF icon
227
iShares Latin America 40 ETF
ILF
$3.8B
$10K 0.01%
426
+31
+8% +$770
LDOS icon
228
Leidos
LDOS
$17B
$10K 0.01%
99
– –
TD icon
229
Toronto Dominion Bank
TD
$200B
$10K 0.01%
160
– –
AB icon
230
AllianceBernstein
AB
$3.47B
$9K ﹤0.01%
267
+4
+2% +$148
BP icon
231
BP
BP
$109B
$9K ﹤0.01%
251
– –
FEX icon
232
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$9K ﹤0.01%
108
– –
H icon
233
Hyatt Hotels
H
$16.9B
$9K ﹤0.01%
97
– –
MDYG icon
234
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.89B
$9K ﹤0.01%
143
– –
WFC icon
235
Wells Fargo
WFC
$265B
$9K ﹤0.01%
221
– –
BABA icon
236
Alibaba
BABA
$304B
$8K ﹤0.01%
94
– –
BMY icon
237
Bristol-Myers Squibb
BMY
$131B
$8K ﹤0.01%
106
– –
FCX icon
238
Freeport-McMoran
FCX
$95.5B
$8K ﹤0.01%
200
– –
FITB
239
Fifth Third Bancorp
FITB
$51.7B
$8K ﹤0.01%
233
– –
FNX icon
240
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$8K ﹤0.01%
91
– –
FTEC icon
241
Fidelity MSCI Information Technology Index ETF
FTEC
$21B
$8K ﹤0.01%
+86
New +$8.3K
FYX icon
242
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$8K ﹤0.01%
107
– –
IRM icon
243
Iron Mountain
IRM
$36.3B
$8K ﹤0.01%
154
– –
MFA
244
MFA Financial
MFA
$919M
$8K ﹤0.01%
832
+35
+4% +$352
NXPI icon
245
NXP Semiconductors
NXPI
$58.4B
$8K ﹤0.01%
50
– –
ODFL icon
246
Old Dominion Freight Line
ODFL
$44B
$8K ﹤0.01%
56
– –
PLD icon
247
Prologis
PLD
$130B
$8K ﹤0.01%
74
– –
SCHD icon
248
Schwab US Dividend Equity ETF
SCHD
$105B
$8K ﹤0.01%
303
– –
SLYV icon
249
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.99B
$8K ﹤0.01%
110
– –
EQC.PRD
250
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$8K ﹤0.01%
300
– –
8 9
10
11 12

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WCCM
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BL
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AF
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EHI
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JCP
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Kozak & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Kozak & Associates held 348 positions worth $201M, up 27% from $159M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Kozak & Associates deployed $33M of net new capital in Q4 2022, opening 9 new positions and adding to 90 existing holdings. Its largest new stake was iShares US Tech Independence Focused ETF: 536,056 shares worth $21.9M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $245K trimmed.

  • Kozak & Associates's largest Q4 2022 buy was iShares US Tech Independence Focused ETF: 536,056 shares worth $21.9M.
  • Kozak & Associates added most to State Street Health Care Select Sector SPDR ETF in Q4 2022, an estimated $1.04M increase.
  • Kozak & Associates's biggest Q4 2022 reduction was Alphabet (Google) Class A, cutting an estimated $245K.
  • Kozak & Associates fully exited iShares Russell 1000 Growth ETF in Q4 2022, selling an estimated $6.49M.
  • Kozak & Associates's ten largest holdings make up 76% of its $201M portfolio in Q4 2022.
  • Kozak & Associates opened 9 new positions and closed 3 in Q4 2022.
  • Kozak & Associates's portfolio value rose 27% quarter-over-quarter to $201M.

Based on Kozak & Associates's 13F filing for Q4 2022, filed 3 Jan 2023.