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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
226
United Airlines
UAL
$41.9B
$15K 0.01%
430
+100
+30% +$4.64K
VBK icon
227
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.9B
$15K 0.01%
61
– –
CERN
228
DELISTED
Cerner Corp
CERN
$15K 0.01%
165
+1
+0.6% +$76
CTAS icon
229
Cintas
CTAS
$80.9B
$14K 0.01%
+156
New +$16.8K
RH icon
230
RH
RH
$3.56B
$14K 0.01%
40
+25
+167% +$15.4K
ARQ icon
231
Arq
ARQ
$90.6M
$14K 0.01%
2,423
– –
APPN icon
232
Appian
APPN
$2.23B
$13K 0.01%
227
+125
+123% +$10.4K
ZION icon
233
Zions Bancorporation
ZION
$10.3B
$13K 0.01%
203
+2
+1% +$128
AGG icon
234
iShares Core US Aggregate Bond ETF
AGG
$137B
$12K 0.01%
110
-927
-89% -$106K
BBWI icon
235
Bath & Body Works
BBWI
$4.06B
$12K 0.01%
256
+1
+0.4% +$71
KOMP icon
236
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.75B
$12K 0.01%
235
– –
MFA
237
MFA Financial
MFA
$919M
$12K 0.01%
748
+17
+2% +$310
OGN icon
238
Organon & Co
OGN
$3.56B
$12K 0.01%
338
+2
+0.6% +$65
PAYX icon
239
Paychex
PAYX
$42.7B
$12K 0.01%
102
+38
+59% +$4.7K
TD icon
240
Toronto Dominion Bank
TD
$200B
$12K 0.01%
+160
New +$11.7K
VEA icon
241
Vanguard FTSE Developed Markets ETF
VEA
$234B
$12K 0.01%
+274
New +$14.1K
TWTR
242
DELISTED
Twitter, Inc.
TWTR
$12K 0.01%
342
– –
AB icon
243
AllianceBernstein
AB
$3.47B
$11K 0.01%
247
+43
+21% +$2.25K
PLD icon
244
Prologis
PLD
$130B
$11K 0.01%
73
– –
TMUS icon
245
T-Mobile US
TMUS
$193B
$11K 0.01%
+93
New +$10.9K
UL icon
246
Unilever
UL
$137B
$11K 0.01%
223
+2
+0.9% +$119
AEP icon
247
American Electric Power
AEP
$68.2B
$10K 0.01%
+108
New +$9.11K
FITB
248
Fifth Third Bancorp
FITB
$51.7B
$10K 0.01%
+233
New +$10.2K
FYX icon
249
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$10K 0.01%
106
– –
GIS icon
250
General Mills
GIS
$19.3B
$10K 0.01%
152
+85
+127% +$5.4K
8 9
10
11 12

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WCCM
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EHI
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JCP
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Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.