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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
(-8.1%)
Cap. Flow
-$40.6M
Cap. Flow
% of AUM
-5.66%
Top 10 Holdings %
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.1M |
| 2 |
Fidelity High Dividend ETF
FDVV
|
+$3.38M |
| 3 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$3.36M |
| 4 |
WisdomTree US Value Fund
WTV
|
+$1.79M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$9.56M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$8.72M |
| 3 |
Applied Optoelectronics
AAOI
|
+$5.65M |
| 4 |
Schwab US Dividend Equity ETF
SCHD
|
+$5.54M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 44.01% |
| 2 | Technology | 20.66% |
| 3 | Consumer Discretionary | 6.86% |
| 4 | Financials | 5.74% |
| 5 | Energy | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Phillips 66
PSX
$104B
| $680K | 0.09% |
5,656
+196
| +4% | +$22K |
|
202
Citigroup
C
$233B
| $679K | 0.09% |
16,510
+5,994
| +57% | +$263K |
|
203
Mastercard
MA
$499B
| $678K | 0.09% |
1,714
-89
| -5% | -$35.7K |
|
204
iShares Short Maturity Bond ETF
NEAR
$5.08B
| $678K | 0.09% |
13,580
+851
| +7% | +$42.3K |
|
205
iShares Silver Trust
SLV
$31.3B
| $671K | 0.09% |
32,995
-3,667
| -10% | -$79.2K |
|
206
United Parcel Service
UPS
$85.3B
| $666K | 0.09% |
4,271
-386
| -8% | -$66.6K |
|
207
Fortinet
FTNT
$115B
| $659K | 0.09% |
11,228
+1,440
| +15% | +$95.3K |
|
208
Dimensional US Core Equity 2 ETF
DFAC
$48.9B
| $653K | 0.09% |
24,910
+1
| +0% | +$27 |
|
209
Old National Bancorp
ONB
$9.82B
| $650K | 0.09% |
44,681
| – | – |
|
210
Sprinklr
CXM
$1.27B
| $648K | 0.09% |
46,792
| – | – |
|
211
Abbott
ABT
$176B
| $646K | 0.09% |
6,668
+345
| +5% | +$36.2K |
|
212
Gladstone Capital
GLAD
$440M
| $644K | 0.09% |
33,384
+998
| +3% | +$20.6K |
|
213
Vanguard Extended Market ETF
VXF
$30.9B
| $642K | 0.09% |
4,477
-6
| -0.1% | -$900 |
|
214
Goldman Sachs
GS
$300B
| $640K | 0.09% |
1,978
-798
| -29% | -$267K |
|
215
iShares 1-3 Year Treasury Bond ETF
SHY
$26.1B
| $638K | 0.09% |
7,877
-76
| -1% | -$6.16K |
|
216
Duke Energy
DUK
$93.1B
| $636K | 0.09% |
7,209
-333
| -4% | -$30.5K |
|
217
iShares US Technology ETF
IYW
$25.1B
| $636K | 0.09% |
6,058
+757
| +14% | +$82.3K |
|
218
Oneok
OKE
$60.9B
| $629K | 0.09% |
9,924
+1,534
| +18% | +$100K |
|
219
Vanguard FTSE Emerging Markets ETF
VWO
$127B
| $629K | 0.09% |
16,049
+410
| +3% | +$16.7K |
|
220
Vanguard Intermediate-Term Bond ETF
BIV
$28.5B
| $629K | 0.09% |
8,697
-7
| -0.1% | -$518 |
|
221
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
| $619K | 0.09% |
14,138
+133
| +0.9% | +$5.99K |
|
222
Ares Capital
ARCC
$14.2B
| $616K | 0.09% |
31,617
-732
| -2% | -$14.2K |
|
223
Zevra Therapeutics
ZVRA
$713M
| $598K | 0.08% |
124,109
+2,791
| +2% | +$13.9K |
|
224
Viavi Solutions
VIAV
$9.56B
| $592K | 0.08% |
64,800
-1,000
| -2% | -$10.4K |
|
225
iShares US Medical Devices ETF
IHI
$3.19B
| $592K | 0.08% |
12,202
-4,031
| -25% | -$214K |
|
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Kovack Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.
- Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
- Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
- Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
- Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
- Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
- Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
- Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.
Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.