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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
201
Bristol-Myers Squibb
BMY
$137B
$1.1M 0.11%
17,714
-2,051
-10% -$120K
WM icon
202
Waste Management
WM
$87B
$1.1M 0.11%
6,616
-2,684
-29% -$432K
FTCS icon
203
First Trust Capital Strength ETF
FTCS
$7.98B
$1.08M 0.1%
12,740
-123
-1% -$9.87K
NEAR icon
204
iShares Short Maturity Bond ETF
NEAR
$4.97B
$1.08M 0.1%
21,562
-19,249
-47% -$963K
FV icon
205
First Trust Dorsey Wright Focus 5 ETF
FV
$3.87B
$1.08M 0.1%
21,884
-55
-0.3% -$2.69K
LOW icon
206
Lowe's Companies
LOW
$116B
$1.07M 0.1%
4,145
+35
+0.9% +$8.32K
FSK icon
207
FS KKR Capital
FSK
$3.38B
$1.07M 0.1%
51,088
+1,816
+4% +$39.2K
SPG icon
208
Simon Property Group
SPG
$69.5B
$1.07M 0.1%
6,692
+517
+8% +$78.9K
LLY icon
209
Eli Lilly
LLY
$1.05T
$1.07M 0.1%
3,866
-251
-6% -$63.6K
VYM icon
210
Vanguard High Dividend Yield ETF
VYM
$82.9B
$1.06M 0.1%
9,463
+1,049
+12% +$114K
NLY icon
211
Annaly Capital Management
NLY
$17.4B
$1.06M 0.1%
33,843
+926
+3% +$31.1K
BP icon
212
BP
BP
$109B
$1.06M 0.1%
39,670
-3,567
-8% -$98.9K
DHR icon
213
Danaher
DHR
$152B
$1.05M 0.1%
3,606
+65
+2% +$17.9K
SCHG icon
214
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$1.05M 0.1%
51,328
+20,312
+65% +$406K
IMCG icon
215
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.15B
$1.04M 0.1%
14,246
-739
-5% -$53.7K
CAT icon
216
Caterpillar
CAT
$376B
$1.02M 0.1%
4,913
-288
-6% -$58K
JLL icon
217
Jones Lang LaSalle
JLL
$17.4B
$1.01M 0.1%
3,767
+192
+5% +$49.5K
GIS icon
218
General Mills
GIS
$21.6B
$1M 0.1%
14,888
+379
+3% +$24.1K
HYTR icon
219
CP High Yield Trend ETF
HYTR
$295M
$1M 0.1%
42,000
– –
VXF icon
220
Vanguard Extended Market ETF
VXF
$31.7B
$1M 0.1%
5,473
+417
+8% +$78.4K
NKE icon
221
Nike
NKE
$57B
$997K 0.1%
5,985
-458
-7% -$75.5K
IEFA icon
222
iShares Core MSCI EAFE ETF
IEFA
$195B
$982K 0.09%
13,152
-300
-2% -$22.5K
ADP icon
223
Automatic Data Processing
ADP
$113B
$981K 0.09%
3,977
+408
+11% +$92.4K
WDC icon
224
Western Digital
WDC
$167B
$980K 0.09%
19,885
+8,462
+74% +$368K
NYC
225
American Strategic Investment Co
NYC
$20.5M
$976K 0.09%
11,498
+7,152
+165% +$431K
7 8
9
10 11

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Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.