We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
201
Xerox
XRX
$390M
$1.05M 0.11%
52,250
+32,750
+168% +$743K
ZTS icon
202
Zoetis
ZTS
$31B
$1.04M 0.11%
5,380
+1,652
+44% +$333K
LMBS icon
203
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.42B
$1.04M 0.11%
20,553
-5,142
-20% -$261K
IMCG icon
204
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.15B
$1.03M 0.11%
14,985
-1,270
-8% -$89.7K
ISRG icon
205
Intuitive Surgical
ISRG
$130B
$1.03M 0.11%
3,102
+1,323
+74% +$444K
TSCO icon
206
Tractor Supply
TSCO
$18.1B
$1.02M 0.11%
25,305
+6,860
+37% +$266K
PAYC icon
207
Paycom
PAYC
$10.7B
$1.02M 0.11%
2,063
+1,163
+129% +$518K
VWO icon
208
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$1.01M 0.11%
20,298
+3,907
+24% +$202K
HYTR icon
209
CP High Yield Trend ETF
HYTR
$295M
$1.01M 0.11%
42,000
– –
PNQI icon
210
Invesco NASDAQ Internet ETF
PNQI
$547M
$1.01M 0.11%
21,215
+250
+1% +$12.6K
FV icon
211
First Trust Dorsey Wright Focus 5 ETF
FV
$3.87B
$1M 0.11%
21,939
+7,953
+57% +$376K
IEFA icon
212
iShares Core MSCI EAFE ETF
IEFA
$195B
$999K 0.11%
13,452
-423
-3% -$32.2K
BRG
213
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$999K 0.11%
78,449
-9,437
-11% -$109K
CAT icon
214
Caterpillar
CAT
$376B
$998K 0.11%
5,201
+298
+6% +$62.1K
UPST icon
215
Upstart Holdings
UPST
$2.96B
$998K 0.11%
+3,155
New +$622K
BND icon
216
Vanguard Total Bond Market
BND
$162B
$993K 0.11%
11,625
-404
-3% -$34.9K
HUBS icon
217
HubSpot
HUBS
$12.8B
$993K 0.11%
1,469
+4
+0.3% +$2.58K
APTS
218
DELISTED
Preferred Apartment Communities, Inc.
APTS
$986K 0.11%
80,609
-4,533
-5% -$51.3K
DOW icon
219
Dow Inc
DOW
$21.9B
$985K 0.11%
17,117
-774
-4% -$47.4K
ACN icon
220
Accenture
ACN
$115B
$976K 0.11%
3,050
+264
+9% +$85.9K
QQEW icon
221
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.89B
$975K 0.11%
8,768
-137
-2% -$15.6K
FTCS icon
222
First Trust Capital Strength ETF
FTCS
$7.98B
$962K 0.1%
12,863
+614
+5% +$47.8K
VCIT icon
223
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$961K 0.1%
10,177
-63
-0.6% -$6.01K
DHR icon
224
Danaher
DHR
$152B
$956K 0.1%
3,541
+222
+7% +$60.4K
PLD icon
225
Prologis
PLD
$135B
$954K 0.1%
7,608
+3,412
+81% +$443K
7 8
9
10 11

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.