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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
201
Blackstone Mortgage Trust
BXMT
$2.77B
$749K 0.11%
27,192
-5,782
-18% -$146K
IWV icon
202
iShares Russell 3000 ETF
IWV
$19.2B
$748K 0.11%
3,345
+63
+2% +$13.2K
EFG icon
203
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$744K 0.11%
7,374
+1,073
+17% +$102K
ONB icon
204
Old National Bancorp
ONB
$10.2B
$740K 0.11%
44,681
– –
BNDX icon
205
Vanguard Total International Bond ETF
BNDX
$82B
$738K 0.11%
12,613
+408
+3% +$23.8K
VOE icon
206
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$734K 0.11%
6,168
-33
-0.5% -$3.7K
EMKR
207
DELISTED
Emcore Corp
EMKR
$715K 0.1%
+13,115
New +$522K
EMLP icon
208
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$711K 0.1%
33,903
+523
+2% +$10.9K
ACN icon
209
Accenture
ACN
$106B
$704K 0.1%
2,697
-191
-7% -$45.8K
AMT icon
210
American Tower
AMT
$83.5B
$697K 0.1%
3,106
+376
+14% +$87.4K
MO icon
211
Altria Group
MO
$125B
$697K 0.1%
17,009
-8,051
-32% -$323K
SE icon
212
Sea Limited
SE
$66.4B
$693K 0.1%
3,484
+954
+38% +$170K
LOW icon
213
Lowe's Companies
LOW
$121B
$687K 0.1%
4,282
+86
+2% +$14K
IYLD icon
214
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
$685K 0.1%
28,460
-21,225
-43% -$493K
FTHY
215
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$678K 0.1%
33,350
– –
VXF icon
216
Vanguard Extended Market ETF
VXF
$30B
$674K 0.1%
4,094
+545
+15% +$80.8K
BP icon
217
BP
BP
$112B
$671K 0.1%
32,696
+15,582
+91% +$294K
UNM icon
218
Unum
UNM
$13.2B
$668K 0.1%
+29,119
New +$602K
VHT icon
219
Vanguard Health Care ETF
VHT
$18.5B
$665K 0.1%
2,974
-557
-16% -$119K
VYM icon
220
Vanguard High Dividend Yield ETF
VYM
$80.8B
$664K 0.1%
7,260
-123
-2% -$10.7K
ESGE icon
221
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
$659K 0.09%
15,693
+2,368
+18% +$92.3K
SDY icon
222
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$657K 0.09%
6,207
+385
+7% +$39K
APO icon
223
Apollo Global Management
APO
$69B
$656K 0.09%
13,392
+1,291
+11% +$57.6K
IYW icon
224
iShares US Technology ETF
IYW
$22.6B
$655K 0.09%
7,702
-502
-6% -$40.1K
LLY icon
225
Eli Lilly
LLY
$1.08T
$655K 0.09%
3,881
-836
-18% -$125K
7 8
9
10 11

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.