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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
201
Kimberly-Clark
KMB
$37.6B
$630K 0.11%
4,581
+186
+4% +$25.2K
BNDX icon
202
Vanguard Total International Bond ETF
BNDX
$82B
$628K 0.11%
11,101
-1,638
-13% -$95.1K
GSK icon
203
GSK
GSK
$107B
$620K 0.11%
10,556
-338
-3% -$18.8K
SHY icon
204
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$617K 0.11%
+7,291
New +$618K
RSP icon
205
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$614K 0.11%
5,310
-368
-6% -$40.9K
VWO icon
206
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$613K 0.11%
13,778
-1,058
-7% -$44.8K
HP icon
207
Helmerich & Payne
HP
$3.34B
$611K 0.11%
13,458
-398
-3% -$16K
BUD icon
208
AB InBev
BUD
$164B
$610K 0.11%
7,434
+174
+2% +$14.5K
CMCSA icon
209
Comcast
CMCSA
$87.3B
$609K 0.11%
13,541
-6,361
-32% -$283K
PRNT icon
210
The 3D Printing ETF
PRNT
$59M
$608K 0.11%
27,077
+1,203
+5% +$25.6K
IWM icon
211
iShares Russell 2000 ETF
IWM
$79.1B
$605K 0.11%
3,652
-265
-7% -$41.9K
QTEC icon
212
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$603K 0.11%
6,023
+1,516
+34% +$141K
EMD
213
Western Asset Emerging Markets Debt Fund
EMD
$606M
$602K 0.11%
42,185
-17,900
-30% -$250K
XLP icon
214
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$596K 0.11%
9,466
+1,101
+13% +$67.8K
VOE icon
215
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$595K 0.11%
4,995
+282
+6% +$32.5K
AEP icon
216
American Electric Power
AEP
$70.4B
$590K 0.11%
6,241
+42
+0.7% +$3.88K
DHR icon
217
Danaher
DHR
$138B
$590K 0.11%
4,335
+366
+9% +$46.3K
FEX icon
218
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$588K 0.11%
9,011
+412
+5% +$25.8K
CLX icon
219
Clorox
CLX
$12B
$582K 0.1%
3,790
+475
+14% +$71K
EQL icon
220
ALPS Equal Sector Weight ETF
EQL
$752M
$582K 0.1%
21,825
+2,577
+13% +$66.3K
HYS icon
221
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$577K 0.1%
5,783
-85
-1% -$8.43K
AOR icon
222
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
$576K 0.1%
12,050
– –
ETP.PRD
223
DELISTED
Energy Transfer Operating, L.P. 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRD
$573K 0.1%
+23,076
New +$568K
CIM
224
Chimera Investment
CIM
$1.06B
$572K 0.1%
+9,281
New +$566K
DOW icon
225
Dow Inc
DOW
$22B
$568K 0.1%
10,373
-1,051
-9% -$54.3K
7 8
9
10 11

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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.