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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
201
iShares Russell 2000 ETF
IWM
$81.9B
$361K 0.12%
2,438
-804
-25% -$113K
STX icon
202
Seagate
STX
$192B
$358K 0.12%
10,808
+2,799
+35% +$95.1K
UWM icon
203
ProShares Ultra Russell2000
UWM
$255M
$354K 0.12%
10,600
– –
FEP icon
204
First Trust Europe AlphaDEX Fund
FEP
$542M
$350K 0.12%
9,283
-936
-9% -$34K
DUK icon
205
Duke Energy
DUK
$94.2B
$348K 0.12%
4,151
-353
-8% -$30.2K
NEE icon
206
NextEra Energy
NEE
$174B
$348K 0.12%
9,500
+132
+1% +$4.83K
GD icon
207
General Dynamics
GD
$103B
$346K 0.11%
1,681
-1,402
-45% -$281K
INTU icon
208
Intuit
INTU
$95.2B
$346K 0.11%
2,435
– –
RACE icon
209
Ferrari
RACE
$72.8B
$346K 0.11%
3,129
-686
-18% -$73.1K
LPL icon
210
LG Display
LPL
$3.34B
$344K 0.11%
25,600
-700
-3% -$10K
EPD icon
211
Enterprise Products Partners
EPD
$84.3B
$342K 0.11%
13,108
+1,329
+11% +$35.1K
FXO icon
212
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$342K 0.11%
+11,512
New +$334K
CRM icon
213
Salesforce
CRM
$206B
$341K 0.11%
3,650
+108
+3% +$9.94K
IGIB icon
214
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
$340K 0.11%
6,166
– –
TMO icon
215
Thermo Fisher Scientific
TMO
$233B
$340K 0.11%
1,795
+26
+1% +$4.71K
JOYY
216
JOYY Inc
JOYY
$3.66B
$339K 0.11%
+3,910
New +$284K
JNK icon
217
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.68B
$337K 0.11%
3,010
+1
+0% +$111
GIS icon
218
General Mills
GIS
$21.6B
$333K 0.11%
6,427
-730
-10% -$40K
CCL icon
219
Carnival Corporation Ltd
CCL
$34.2B
$331K 0.11%
5,132
-3,977
-44% -$266K
FIW icon
220
First Trust Water ETF
FIW
$1.9B
$331K 0.11%
7,302
-284
-4% -$12.3K
VBR icon
221
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$329K 0.11%
2,577
+184
+8% +$22.7K
AET
222
DELISTED
Aetna Inc
AET
$329K 0.11%
2,069
-45
-2% -$7.03K
AFL icon
223
Aflac
AFL
$58.4B
$328K 0.11%
8,064
+6
+0.1% +$242
AGNC icon
224
AGNC Investment
AGNC
$13B
$328K 0.11%
15,112
+674
+5% +$14.4K
JD icon
225
JD.com
JD
$38.5B
$328K 0.11%
+8,574
New +$367K
7 8
9
10 11

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.