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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
(+2.3%)
Cap. Flow
+$2.89M
Cap. Flow
% of AUM
1.38%
Top 10 Holdings %
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.8
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.8
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.5M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$7.2M |
| 3 |
Apple
AAPL
|
+$4.8M |
| 4 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$2.53M |
| 5 |
Amazon
AMZN
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.6M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$7.77M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.21M |
| 4 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.84M |
| 5 |
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
|
+$2.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.16% |
| 2 | Technology | 12% |
| 3 | Communication Services | 6.54% |
| 4 | Healthcare | 5.86% |
| 5 | Consumer Discretionary | 4.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
Kinder Morgan
KMI
$73.7B
| $231K | 0.11% |
11,161
-143
| -1% | -$3.02K |
2016 Q3
1 quarter
|
|
202
Chimera Investment
CIM
$733M
| $230K | 0.11% |
+4,505
| New | +$221K |
2016 Q4
0 quarters
|
|
203
Blackrock
BLK
$168B
| $229K | 0.11% |
+603
| New | +$221K |
2016 Q4
0 quarters
|
|
204
Costco
COST
$425B
| $229K | 0.11% |
1,433
-517
| -27% | -$78.9K |
2015 Q2
6 quarters
|
|
205
Halliburton
HAL
$27.2B
| $229K | 0.11% |
+4,228
| New | +$211K |
2016 Q4
0 quarters
|
|
206
iShares Mortgage Real Estate ETF
REM
$455M
| $228K | 0.11% |
5,431
+6
| +0.1% | +$251 |
2016 Q3
1 quarter
|
|
|
CEMI
207
DELISTED
Chembio diagnostics, Inc.
CEMI
| $228K | 0.11% |
+33,509
| New | +$232K |
2016 Q4
0 quarters
|
|
208
Enterprise Products Partners
EPD
$77.5B
| $222K | 0.11% |
8,202
-25
| -0.3% | -$651 |
2016 Q2
2 quarters
|
|
209
First Trust Water ETF
FIW
$1.73B
| $221K | 0.11% |
+5,577
| New | +$215K |
2016 Q4
0 quarters
|
|
210
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.6B
| $221K | 0.11% |
+732
| New | +$212K |
2016 Q4
0 quarters
|
|
211
Horizon Technology Finance
HRZN
$307M
| $220K | 0.1% |
20,874
+8,784
| +73% | +$103K |
2016 Q1
3 quarters
|
|
212
DELISTED
BlackRock MuniVest Fund II
MVT
| $220K | 0.1% |
14,420
| – | – |
2014 Q3
9 quarters
|
|
213
RTX Corp
RTX
$252B
| $219K | 0.1% |
+3,175
| New | +$210K |
2016 Q4
0 quarters
|
|
214
Unisys
UIS
$160M
| $219K | 0.1% |
+14,675
| New | +$186K |
2016 Q4
0 quarters
|
|
215
Ternium
TX
$11.4B
| $217K | 0.1% |
+9,000
| New | +$210K |
2016 Q4
0 quarters
|
|
216
State Street SPDR S&P Biotech ETF
XBI
$10B
| $217K | 0.1% |
+3,667
| New | +$226K |
2016 Q4
0 quarters
|
|
217
Consolidated Edison
ED
$39.6B
| $216K | 0.1% |
2,931
-3,225
| -52% | -$233K |
2016 Q1
3 quarters
|
|
218
iShares MSCI Mexico ETF
EWW
$1.44B
| $215K | 0.1% |
+4,890
| New | +$230K |
2016 Q4
0 quarters
|
|
219
Vanguard Extended Market ETF
VXF
$30.4B
| $213K | 0.1% |
+2,223
| New | +$206K |
2016 Q4
0 quarters
|
|
220
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$684M
| $212K | 0.1% |
+6,450
| New | +$202K |
2016 Q4
0 quarters
|
|
221
iShares Preferred and Income Securities ETF
PFF
$12.1B
| $210K | 0.1% |
5,655
-138
| -2% | -$5.24K |
2014 Q2
10 quarters
|
|
222
Ally Financial
ALLY
$11.5B
| $209K | 0.1% |
+10,965
| New | +$211K |
2016 Q4
0 quarters
|
|
223
iShares Russell 2000 Growth ETF
IWO
$14B
| $208K | 0.1% |
1,350
-127
| -9% | -$19K |
2015 Q4
4 quarters
|
|
224
FedEx
FDX
$69.2B
| $207K | 0.1% |
+1,112
| New | +$204K |
2016 Q4
0 quarters
|
|
225
Piedmont Realty Trust
PDM
$1.14B
| $207K | 0.1% |
9,900
-760
| -7% | -$15.3K |
2016 Q3
1 quarter
|
|
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Kovack Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.
- Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
- Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
- Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
- Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
- Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
- Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.
Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.