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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
201
Kinder Morgan
KMI
$70.2B
$231K 0.11%
11,161
-143
-1% -$3.02K
CIM
202
Chimera Investment
CIM
$964M
$230K 0.11%
+4,505
New +$221K
BLK icon
203
Blackrock
BLK
$181B
$229K 0.11%
+603
New +$221K
COST icon
204
Costco
COST
$415B
$229K 0.11%
1,433
-517
-27% -$78.9K
HAL icon
205
Halliburton
HAL
$29.6B
$229K 0.11%
+4,228
New +$211K
REM icon
206
iShares Mortgage Real Estate ETF
REM
$539M
$228K 0.11%
5,431
+6
+0.1% +$251
CEMI
207
DELISTED
Chembio diagnostics, Inc.
CEMI
$228K 0.11%
+33,509
New +$232K
EPD icon
208
Enterprise Products Partners
EPD
$84.3B
$222K 0.11%
8,202
-25
-0.3% -$651
FIW icon
209
First Trust Water ETF
FIW
$1.9B
$221K 0.11%
+5,577
New +$215K
MDY icon
210
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$221K 0.11%
+732
New +$212K
HRZN icon
211
Horizon Technology Finance
HRZN
$323M
$220K 0.1%
20,874
+8,784
+73% +$103K
MVT
212
DELISTED
BlackRock MuniVest Fund II
MVT
$220K 0.1%
14,420
– –
RTX icon
213
RTX Corp
RTX
$286B
$219K 0.1%
+3,175
New +$210K
UIS icon
214
Unisys
UIS
$198M
$219K 0.1%
+14,675
New +$186K
TX icon
215
Ternium
TX
$11B
$217K 0.1%
+9,000
New +$210K
XBI icon
216
State Street SPDR S&P Biotech ETF
XBI
$11.7B
$217K 0.1%
+3,667
New +$226K
ED icon
217
Consolidated Edison
ED
$39.5B
$216K 0.1%
2,931
-3,225
-52% -$233K
EWW icon
218
iShares MSCI Mexico ETF
EWW
$1.79B
$215K 0.1%
+4,890
New +$230K
VXF icon
219
Vanguard Extended Market ETF
VXF
$31.7B
$213K 0.1%
+2,223
New +$206K
FXR icon
220
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$743M
$212K 0.1%
+6,450
New +$202K
PFF icon
221
iShares Preferred and Income Securities ETF
PFF
$13.1B
$210K 0.1%
5,655
-138
-2% -$5.24K
ALLY icon
222
Ally Financial
ALLY
$13B
$209K 0.1%
+10,965
New +$211K
IWO icon
223
iShares Russell 2000 Growth ETF
IWO
$15.1B
$208K 0.1%
1,350
-127
-9% -$19K
FDX icon
224
FedEx
FDX
$78.4B
$207K 0.1%
+1,112
New +$204K
PDM
225
Piedmont Realty Trust
PDM
$1.22B
$207K 0.1%
9,900
-760
-7% -$15.3K
7 8
9
10 11

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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.