We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
201
Vanguard FTSE Europe ETF
VGK
$31B
$234K 0.11%
+4,792
New +$231K
VBR icon
202
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$233K 0.11%
2,101
+109
+5% +$12K
PDM
203
Piedmont Realty Trust
PDM
$1.22B
$232K 0.11%
+10,660
New +$229K
UNH icon
204
UnitedHealth
UNH
$355B
$232K 0.11%
1,654
+39
+2% +$5.46K
UPGD icon
205
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$120M
$232K 0.11%
+6,350
New +$225K
AEL
206
DELISTED
American Equity Investment Life Holding Company
AEL
$230K 0.11%
13,000
+3,000
+30% +$49.5K
PFF icon
207
iShares Preferred and Income Securities ETF
PFF
$13.1B
$229K 0.11%
5,793
-2,501
-30% -$99.8K
NOBL icon
208
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$228K 0.11%
+8,380
New +$231K
RCS
209
PIMCO Strategic Income Fund
RCS
$249M
$228K 0.11%
22,650
+4,098
+22% +$41.4K
REM icon
210
iShares Mortgage Real Estate ETF
REM
$539M
$228K 0.11%
+5,425
New +$230K
EPD icon
211
Enterprise Products Partners
EPD
$84.3B
$227K 0.11%
8,227
+1,343
+20% +$37.1K
BNO icon
212
United States Brent Oil Fund
BNO
$641M
$221K 0.11%
+15,229
New +$211K
IWO icon
213
iShares Russell 2000 Growth ETF
IWO
$15.1B
$220K 0.11%
1,477
-220
-13% -$32.1K
SH icon
214
ProShares Short S&P500
SH
$824M
$219K 0.11%
+1,439
New +$221K
AOK icon
215
iShares Core Conservative Allocation ETF
AOK
$798M
$215K 0.1%
6,441
+41
+0.6% +$1.36K
ETN icon
216
Eaton
ETN
$162B
$215K 0.1%
3,273
-440
-12% -$28.5K
NOC icon
217
Northrop Grumman
NOC
$77.4B
$215K 0.1%
1,003
+3
+0.3% +$650
BSJJ
218
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$214K 0.1%
8,822
+33
+0.4% +$793
VYM icon
219
Vanguard High Dividend Yield ETF
VYM
$82.9B
$213K 0.1%
+2,950
New +$214K
XLF icon
220
State Street Financial Select Sector SPDR ETF
XLF
$56.4B
$211K 0.1%
10,936
-3,551
-25% -$73.2K
HPQ icon
221
HP
HPQ
$27.1B
$210K 0.1%
13,507
+697
+5% +$9.94K
MET icon
222
MetLife
MET
$61.2B
$209K 0.1%
+5,273
New +$198K
FTSL icon
223
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$204K 0.1%
4,202
-596
-12% -$28.8K
GES
224
DELISTED
Guess Inc
GES
$204K 0.1%
13,946
-1,300
-9% -$19.7K
PYPL icon
225
PayPal
PYPL
$52.6B
$202K 0.1%
+4,931
New +$190K
7 8
9
10 11

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.