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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
Vanguard FTSE Europe ETF
VGK
$29.3B
| $234K | 0.11% |
+4,792
| New | +$231K |
2016 Q3
0 quarters
|
|
202
Vanguard Morningstar Small-Cap Value ETF
VBR
$35.7B
| $233K | 0.11% |
2,101
+109
| +5% | +$12K |
2016 Q1
2 quarters
|
|
203
Piedmont Realty Trust
PDM
$1.12B
| $232K | 0.11% |
+10,660
| New | +$229K |
2016 Q3
0 quarters
|
|
204
UnitedHealth
UNH
$338B
| $232K | 0.11% |
1,654
+39
| +2% | +$5.46K |
2016 Q2
1 quarter
|
|
205
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$108M
| $232K | 0.11% |
+6,350
| New | +$225K |
2016 Q3
0 quarters
|
|
206
DELISTED
American Equity Investment Life Holding Company
AEL
| $230K | 0.11% |
13,000
+3,000
| +30% | +$49.5K |
2016 Q2
1 quarter
|
|
207
iShares Preferred and Income Securities ETF
PFF
$12.2B
| $229K | 0.11% |
5,793
-2,501
| -30% | -$99.8K |
2014 Q2
9 quarters
|
|
208
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.2B
| $228K | 0.11% |
+8,380
| New | +$231K |
2016 Q3
0 quarters
|
|
209
PIMCO Strategic Income Fund
RCS
$240M
| $228K | 0.11% |
22,650
+4,098
| +22% | +$41.4K |
2015 Q4
3 quarters
|
|
210
iShares Mortgage Real Estate ETF
REM
$454M
| $228K | 0.11% |
+5,425
| New | +$230K |
2016 Q3
0 quarters
|
|
211
Enterprise Products Partners
EPD
$77.8B
| $227K | 0.11% |
8,227
+1,343
| +20% | +$37.1K |
2016 Q2
1 quarter
|
|
212
United States Brent Oil Fund
BNO
$812M
| $221K | 0.11% |
+15,229
| New | +$211K |
2016 Q3
0 quarters
|
|
213
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $220K | 0.11% |
1,477
-220
| -13% | -$32.1K |
2015 Q4
3 quarters
|
|
214
ProShares Short S&P500
SH
$971M
| $219K | 0.11% |
+1,439
| New | +$221K |
2016 Q3
0 quarters
|
|
215
iShares Core Conservative Allocation ETF
AOK
$834M
| $215K | 0.1% |
6,441
+41
| +0.6% | +$1.36K |
2016 Q2
1 quarter
|
|
216
Eaton
ETN
$166B
| $215K | 0.1% |
3,273
-440
| -12% | -$28.5K |
2013 Q2
13 quarters
|
|
217
Northrop Grumman
NOC
$68.5B
| $215K | 0.1% |
1,003
+3
| +0.3% | +$650 |
2016 Q2
1 quarter
|
|
|
BSJJ
218
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $214K | 0.1% |
8,822
+33
| +0.4% | +$793 |
2016 Q2
1 quarter
|
|
219
Vanguard High Dividend Yield ETF
VYM
$81B
| $213K | 0.1% |
+2,950
| New | +$214K |
2016 Q3
0 quarters
|
|
220
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
| $211K | 0.1% |
10,936
-3,551
| -25% | -$73.2K |
2013 Q3
12 quarters
|
|
221
HP
HPQ
$26.8B
| $210K | 0.1% |
13,507
+697
| +5% | +$9.94K |
2016 Q2
1 quarter
|
|
222
MetLife
MET
$63.3B
| $209K | 0.1% |
+5,273
| New | +$198K |
2016 Q3
0 quarters
|
|
223
First Trust Senior Loan Fund ETF
FTSL
$2.49B
| $204K | 0.1% |
4,202
-596
| -12% | -$28.8K |
2016 Q2
1 quarter
|
|
224
DELISTED
Guess Inc
GES
| $204K | 0.1% |
13,946
-1,300
| -9% | -$19.7K |
2015 Q1
6 quarters
|
|
225
PayPal
PYPL
$47.6B
| $202K | 0.1% |
+4,931
| New | +$190K |
2016 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.