KA

Kovack Advisors Portfolio holdings

AUM $1.02B
This Quarter Return
+2.5%
1 Year Return
+22.12%
3 Year Return
+92.97%
5 Year Return
+146.3%
10 Year Return
+325.93%
AUM
$160M
AUM Growth
+$160M
Cap. Flow
+$6.75M
Cap. Flow %
4.22%
Top 10 Hldgs %
28.94%
Holding
260
New
49
Increased
83
Reduced
81
Closed
33

Top Buys

1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$5.46M
2
QQQ icon
Invesco QQQ Trust
QQQ
$1.62M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
$898K
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$873K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$824K

Top Sells

1
FPX icon
First Trust US Equity Opportunities ETF
FPX
$4.02M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.35M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$961K
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$706K

Sector Composition

1 Technology 10.83%
2 Communication Services 5.92%
3 Healthcare 5.46%
4 Consumer Staples 5.21%
5 Consumer Discretionary 4.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMO icon
201
Thermo Fisher Scientific
TMO
$183B
$201K 0.13%
1,417
-20
-1% -$2.84K
ABBV icon
202
AbbVie
ABBV
$374B
$200K 0.13%
+3,506
New +$200K
TWTR
203
DELISTED
Twitter, Inc.
TWTR
$194K 0.12%
11,741
+1,115
+10% +$18.4K
BKCC
204
DELISTED
BlackRock Capital Investment Corporation
BKCC
$188K 0.12%
19,962
+655
+3% +$6.17K
EVV
205
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$177K 0.11%
13,419
-931
-6% -$12.3K
RAVN
206
DELISTED
Raven Industries Inc
RAVN
$176K 0.11%
11,005
-245
-2% -$3.92K
SLV icon
207
iShares Silver Trust
SLV
$20.2B
$157K 0.1%
+10,684
New +$157K
CIM
208
Chimera Investment
CIM
$1.15B
$155K 0.1%
3,813
+15
+0.4% +$610
RCS
209
PIMCO Strategic Income Fund
RCS
$338M
$149K 0.09%
16,316
+4,308
+36% +$39.3K
VLY icon
210
Valley National Bancorp
VLY
$5.88B
$146K 0.09%
15,335
+165
+1% +$1.57K
VMO icon
211
Invesco Municipal Opportunity Trust
VMO
$619M
$145K 0.09%
+10,356
New +$145K
DX
212
Dynex Capital
DX
$1.64B
$135K 0.08%
6,788
+3,144
+86% +$62.5K
NAP
213
DELISTED
Navios Maritime Midstream Partrs
NAP
$119K 0.07%
+11,948
New +$119K
HRZN icon
214
Horizon Technology Finance
HRZN
$296M
$118K 0.07%
+10,150
New +$118K
UDF
215
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$105K 0.07%
32,744
-19,380
-37% -$62.1K
PFX icon
216
PhenixFIN
PFX
$96.1M
$76K 0.05%
+574
New +$76K
VVR icon
217
Invesco Senior Income Trust
VVR
$556M
$68K 0.04%
16,854
– –
MFIC icon
218
MidCap Financial Investment
MFIC
$1.21B
$67K 0.04%
4,017
-102
-2% -$1.7K
HYF
219
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$54K 0.03%
30,500
-93,934
-75% -$166K
MBOT icon
220
Microbot Medical
MBOT
$172M
$35K 0.02%
+83
New +$35K
BRCD
221
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-15,287
Closed -$140K
ITC
222
DELISTED
ITC HOLDINGS CORP
ITC
– –
-10,088
Closed -$396K
PCL
223
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-6,876
Closed -$328K
BABA icon
224
Alibaba
BABA
$325B
– –
-2,513
Closed -$204K
COP icon
225
ConocoPhillips
COP
$118B
– –
-5,512
Closed -$257K
6 7 8
9
10