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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$152M
AUM Growth
+$8.34M
Cap. Flow
+$3.63M
Cap. Flow %
2.39%
Top 10 Hldgs %
29.03%
Holding
277
New
51
Increased
103
Reduced
58
Closed
37
Avg Time Held Equity + Options
3.4 quarters
Top 10 Avg Time Held Equity + Options
3.5 quarters
Top 20 Avg Time Held Equity + Options
3.2 quarters
Avg Time Held Equity only
3.6 quarters
Top 10 Avg Time Held Equity only
3.5 quarters
Top 20 Avg Time Held Equity only
3.2 quarters

Top Buys

Rank Stock Value
1
VIDI icon
Vident International Equity Strategy
VIDI
+$2.78M
2
VBND icon
Vident US Bond Strategy ETF
VBND
+$2.2M
3
VUSE icon
Vident US Equity Strategy ETF
VUSE
+$1.52M
4
IAU icon
iShares Gold Trust
IAU
+$925K
5
AAPL icon
Apple
AAPL
+$581K

Top Sells

Rank Stock Value
1
AKS
AK Steel Holding Corp
AKS
+$5.21M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61M
3
X icon
US Steel
X
+$1.33M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.04M
5
AMLP icon
Alerian MLP ETF
AMLP
+$1.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.46%
2 Technology 10.61%
3 Healthcare 5.59%
4 Communication Services 5.28%
5 Consumer Staples 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VVR icon
201
Invesco Senior Income Trust
VVR
$443M
$68K 0.04%
16,854
– –
2013 Q2
10 quarters
MFIC icon
202
MidCap Financial Investment
MFIC
$694M
$65K 0.04%
+4,119
New +$70.5K
2015 Q4
0 quarters
SHW icon
203
PUT
Sherwin-Williams
SHW
$78.7B
$45K 0.03%
93
+75
+417% +$6.49K
2015 Q3
1 quarter
AXP icon
204
PUT
American Express
AXP
$209B
$16K 0.01%
10
– –
2015 Q2
2 quarters
META icon
205
CALL
Meta Platforms (Facebook)
META
$1.94T
$15K 0.01%
21
– –
2015 Q1
3 quarters
GES icon
206
PUT
DELISTED
Guess Inc
GES
$13K 0.01%
51
– –
2015 Q3
1 quarter
IBM icon
207
PUT
IBM
IBM
$217B
$13K 0.01%
4
– –
2015 Q3
1 quarter
TWX
208
PUT
DELISTED
Time Warner Inc
TWX
$12K 0.01%
5
– –
2015 Q3
1 quarter
GE icon
209
CALL
GE Aerospace
GE
$319B
$4K ﹤0.01%
+5
New +$710
2015 Q4
0 quarters
GILD icon
210
CALL
Gilead Sciences
GILD
$183B
$4K ﹤0.01%
9
+1
+13% +$104
2014 Q4
4 quarters
TWTR
211
CALL
DELISTED
Twitter, Inc.
TWTR
$4K ﹤0.01%
+15
New +$400
2015 Q4
0 quarters
CSCO icon
212
PUT
Cisco
CSCO
$454B
$3K ﹤0.01%
16
– –
2015 Q2
2 quarters
AET
213
CALL
DELISTED
Aetna Inc
AET
$3K ﹤0.01%
+5
New +$540
2015 Q4
0 quarters
CVS icon
214
CALL
CVS Health
CVS
$112B
$2K ﹤0.01%
3
+2
+200% +$196
2014 Q4
4 quarters
NFLX icon
215
CALL
Netflix
NFLX
$293B
$2K ﹤0.01%
+20
New +$229
2015 Q4
0 quarters
ORLY icon
216
PUT
O'Reilly Automotive
ORLY
$69.6B
$2K ﹤0.01%
+30
New +$520
2015 Q4
0 quarters
UAA icon
217
CALL
Under Armour
UAA
$2.1B
$2K ﹤0.01%
8
-2
-20% -$91
2014 Q4
4 quarters
AAPL icon
218
CALL
Apple
AAPL
$4.98T
$1K ﹤0.01%
16
+4
+33% +$114
2014 Q3
5 quarters
BX icon
219
CALL
Blackstone
BX
$82.6B
$1K ﹤0.01%
+8
New +$255
2015 Q4
0 quarters
CSCO icon
220
CALL
Cisco
CSCO
$454B
$1K ﹤0.01%
16
– –
2015 Q2
2 quarters
DIS icon
221
CALL
Walt Disney
DIS
$187B
$1K ﹤0.01%
5
+3
+150% +$334
2014 Q4
4 quarters
FDX icon
222
CALL
FedEx
FDX
$68.8B
$1K ﹤0.01%
+1
New +$155
2015 Q4
0 quarters
GE icon
223
PUT
GE Aerospace
GE
$319B
$1K ﹤0.01%
+4
New +$568
2015 Q4
0 quarters
GES icon
224
CALL
DELISTED
Guess Inc
GES
$1K ﹤0.01%
51
– –
2015 Q3
1 quarter
HOG icon
225
CALL
Harley-Davidson
HOG
$2.86B
$1K ﹤0.01%
20
– –
2015 Q3
1 quarter
7 8
9
10 11

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Kovack Advisors held 277 positions worth $152M, up 5.8% from $143M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Kovack Advisors's Q4 2015 filing shows 51 new, 103 increased, 58 reduced and 37 closed positions. Its largest new stake was Vident International Equity Strategy: 133,434 shares worth $2.68M. The largest sale was AK Steel Holding Corp, an estimated $5.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • Kovack Advisors's largest Q4 2015 buy was Vident International Equity Strategy: 133,434 shares worth $2.68M.
  • Kovack Advisors added most to Apple in Q4 2015, an estimated $581K increase.
  • Kovack Advisors's biggest Q4 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.61M.
  • Kovack Advisors fully exited AK Steel Holding Corp in Q4 2015, selling an estimated $5.21M.
  • Kovack Advisors's ten largest holdings make up 29% of its $152M portfolio in Q4 2015.
  • Kovack Advisors opened 51 new positions and closed 37 in Q4 2015.
  • Kovack Advisors's portfolio value rose 5.8% quarter-over-quarter to $152M.

Based on Kovack Advisors's 13F filing for Q4 2015, filed 18 Oct 2018.