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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
176
3M
MMM
$91.8B
$741K 0.13%
5,026
+455
+10% +$63.7K
PYPL icon
177
PayPal
PYPL
$50.3B
$736K 0.13%
6,804
-1,882
-22% -$196K
MELI icon
178
Mercado Libre
MELI
$94.5B
$721K 0.13%
1,261
-28
-2% -$15.5K
TJX icon
179
TJX Companies
TJX
$179B
$719K 0.13%
11,780
+237
+2% +$14K
VB icon
180
Vanguard Small-Cap ETF
VB
$78.9B
$716K 0.13%
4,320
-891
-17% -$142K
ARI
181
Apollo Commercial Real Estate
ARI
$864M
$714K 0.13%
39,031
+19,807
+103% +$366K
PCI
182
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$714K 0.13%
28,337
+70
+0.2% +$1.76K
WPC icon
183
W.P. Carey
WPC
$16.6B
$710K 0.13%
9,052
+285
+3% +$23.9K
UPS icon
184
United Parcel Service
UPS
$88.9B
$707K 0.13%
6,035
+559
+10% +$66.2K
BIL icon
185
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$702K 0.13%
+7,682
New +$703K
FTSM icon
186
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$699K 0.12%
11,628
+2,456
+27% +$148K
GSLC icon
187
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$693K 0.12%
10,716
-349
-3% -$21.6K
AMT icon
188
American Tower
AMT
$83.5B
$672K 0.12%
2,924
+768
+36% +$167K
BST icon
189
BlackRock Science and Technology Trust
BST
$1.53B
$668K 0.12%
+20,309
New +$660K
VGK icon
190
Vanguard FTSE Europe ETF
VGK
$30.1B
$665K 0.12%
11,351
-3,015
-21% -$169K
OXY icon
191
Occidental Petroleum
OXY
$55.7B
$657K 0.12%
15,939
+1,077
+7% +$43.1K
XLU icon
192
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$652K 0.12%
20,182
-24,968
-55% -$793K
CVS icon
193
CVS Health
CVS
$135B
$651K 0.12%
8,681
-630
-7% -$44.2K
AMLP icon
194
Alerian MLP ETF
AMLP
$12.9B
$647K 0.12%
15,217
-8,663
-36% -$364K
TWLO icon
195
Twilio
TWLO
$28.6B
$646K 0.12%
6,571
-2,207
-25% -$225K
HYLS icon
196
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$642K 0.11%
13,164
+505
+4% +$24.4K
HRL icon
197
Hormel Foods
HRL
$14.2B
$641K 0.11%
14,218
+2,191
+18% +$94.3K
F icon
198
Ford
F
$60.9B
$637K 0.11%
68,448
-4,290
-6% -$38.6K
FPX icon
199
First Trust US Equity Opportunities ETF
FPX
$1.43B
$636K 0.11%
+7,918
New +$615K
APD icon
200
Air Products & Chemicals
APD
$65.5B
$634K 0.11%
+2,699
New +$609K
6 7
8
9 10

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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.