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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
176
Oracle
ORCL
$438B
$422K 0.14%
8,731
+1,810
+26% +$90.1K
SSO icon
177
ProShares Ultra S&P500
SSO
$8.52B
$421K 0.14%
34,800
– –
IJR icon
178
iShares Core S&P Small-Cap ETF
IJR
$111B
$418K 0.14%
5,634
-473
-8% -$33.1K
EOI
179
Eaton Vance Enhanced Equity Income Fund
EOI
$820M
$417K 0.14%
+29,725
New +$405K
TLT icon
180
iShares 20+ Year Treasury Bond ETF
TLT
$46.9B
$413K 0.14%
3,309
-1,432
-30% -$180K
XLP icon
181
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$413K 0.14%
7,648
-2,255
-23% -$124K
PSX icon
182
Phillips 66
PSX
$95.7B
$407K 0.14%
4,440
-1,114
-20% -$94.4K
YUM icon
183
Yum! Brands
YUM
$41.1B
$403K 0.13%
5,481
+177
+3% +$13.3K
WFC icon
184
Wells Fargo
WFC
$257B
$400K 0.13%
7,253
-2,260
-24% -$120K
EMLP icon
185
First Trust North American Energy Infrastructure Fund
EMLP
$4.17B
$394K 0.13%
+15,870
New +$395K
PEP icon
186
PepsiCo
PEP
$191B
$393K 0.13%
3,523
-384
-10% -$44.4K
IDE
187
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$385K 0.13%
23,425
+300
+1% +$4.63K
BOND icon
188
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.59B
$384K 0.13%
3,600
– –
CMCSA icon
189
Comcast
CMCSA
$93.7B
$381K 0.13%
+9,894
New +$390K
DEUS icon
190
Xtrackers Russell US Multifactor ETF
DEUS
$305M
$378K 0.13%
12,530
+195
+2% +$5.76K
TIP icon
191
iShares TIPS Bond ETF
TIP
$15.1B
$378K 0.13%
3,330
-4,093
-55% -$466K
QTEC icon
192
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$375K 0.12%
5,509
-3,491
-39% -$227K
FDX icon
193
FedEx
FDX
$78.4B
$371K 0.12%
1,647
-170
-9% -$36.2K
CMG icon
194
Chipotle Mexican Grill
CMG
$47.1B
$370K 0.12%
60,050
+6,450
+12% +$43.5K
K
195
DELISTED
Kellanova
K
$369K 0.12%
6,309
+2,152
+52% +$136K
WSM icon
196
Williams-Sonoma
WSM
$28.1B
$368K 0.12%
14,748
+56
+0.4% +$1.3K
SKYY icon
197
First Trust Cloud Computing ETF
SKYY
$3.4B
$365K 0.12%
8,707
+488
+6% +$19.9K
VEU icon
198
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$364K 0.12%
+6,897
New +$357K
QQQX icon
199
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$363K 0.12%
16,390
+108
+0.7% +$2.36K
CMP icon
200
Compass Minerals
CMP
$1.05B
$361K 0.12%
5,556
+47
+0.9% +$3.14K
6 7
8
9 10

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.