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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAVN
176
DELISTED
Raven Industries Inc
RAVN
$263K 0.13%
10,455
-50
-0.5% -$1.19K
CAT icon
177
Caterpillar
CAT
$376B
$261K 0.12%
+2,819
New +$255K
AET
178
DELISTED
Aetna Inc
AET
$261K 0.12%
2,101
-20
-0.9% -$2.39K
TXN icon
179
Texas Instruments
TXN
$243B
$260K 0.12%
3,558
-156
-4% -$11.1K
HPE icon
180
Hewlett Packard
HPE
$72B
$258K 0.12%
19,215
-54
-0.3% -$721
BNO icon
181
United States Brent Oil Fund
BNO
$641M
$256K 0.12%
16,297
+1,068
+7% +$15.6K
FTSL icon
182
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$256K 0.12%
5,270
+1,068
+25% +$51.7K
VGK icon
183
Vanguard FTSE Europe ETF
VGK
$31B
$256K 0.12%
5,336
+544
+11% +$25.6K
EA
184
DELISTED
Electronic Arts
EA
$254K 0.12%
3,228
+156
+5% +$12.5K
MINT icon
185
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$252K 0.12%
+2,486
New +$252K
BCV
186
Bancroft Fund
BCV
$140M
$251K 0.12%
12,400
-1,100
-8% -$22.4K
BNDX icon
187
Vanguard Total International Bond ETF
BNDX
$82.7B
$249K 0.12%
+4,586
New +$251K
AES icon
188
AES
AES
$10.5B
$247K 0.12%
21,225
+1
+0% +$12
SHY icon
189
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$247K 0.12%
+2,920
New +$247K
VT icon
190
Vanguard Total World Stock ETF
VT
$81.5B
$247K 0.12%
4,051
+13
+0.3% +$786
YUM icon
191
Yum! Brands
YUM
$41.1B
$243K 0.12%
3,833
-21
-0.5% -$1.32K
FNX icon
192
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$241K 0.11%
+4,271
New +$231K
IYW icon
193
iShares US Technology ETF
IYW
$25.6B
$239K 0.11%
+7,936
New +$237K
VXUS icon
194
Vanguard Total International Stock ETF
VXUS
$164B
$238K 0.11%
+5,186
New +$239K
QTEC icon
195
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$236K 0.11%
+4,486
New +$231K
FBT icon
196
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.97B
$235K 0.11%
+2,591
New +$243K
AGNC icon
197
AGNC Investment
AGNC
$13B
$234K 0.11%
+12,919
New +$245K
TIP icon
198
iShares TIPS Bond ETF
TIP
$15.1B
$234K 0.11%
+2,070
New +$236K
XLE icon
199
State Street Energy Select Sector SPDR ETF
XLE
$40.9B
$234K 0.11%
+6,204
New +$224K
NOC icon
200
Northrop Grumman
NOC
$77.4B
$233K 0.11%
1,000
-3
-0.3% -$697
6 7
8
9 10

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OPAM
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WFMPM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.