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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
(+2.3%)
Cap. Flow
+$2.89M
Cap. Flow
% of AUM
1.38%
Top 10 Holdings %
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.8
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.8
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.5M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$7.2M |
| 3 |
Apple
AAPL
|
+$4.8M |
| 4 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$2.53M |
| 5 |
Amazon
AMZN
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.6M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$7.77M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.21M |
| 4 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.84M |
| 5 |
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
|
+$2.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.16% |
| 2 | Technology | 12% |
| 3 | Communication Services | 6.54% |
| 4 | Healthcare | 5.86% |
| 5 | Consumer Discretionary | 4.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
RAVN
176
DELISTED
Raven Industries Inc
RAVN
| $263K | 0.13% |
10,455
-50
| -0.5% | -$1.19K |
2015 Q1
7 quarters
|
|
177
Caterpillar
CAT
$368B
| $261K | 0.12% |
+2,819
| New | +$255K |
2016 Q4
0 quarters
|
|
|
AET
178
DELISTED
Aetna Inc
AET
| $261K | 0.12% |
2,101
-20
| -0.9% | -$2.39K |
2015 Q4
4 quarters
|
|
179
Texas Instruments
TXN
$257B
| $260K | 0.12% |
3,558
-156
| -4% | -$11.1K |
2016 Q3
1 quarter
|
|
180
Hewlett Packard
HPE
$92.9B
| $258K | 0.12% |
19,215
-54
| -0.3% | -$721 |
2016 Q2
2 quarters
|
|
181
United States Brent Oil Fund
BNO
$808M
| $256K | 0.12% |
16,297
+1,068
| +7% | +$15.6K |
2016 Q3
1 quarter
|
|
182
First Trust Senior Loan Fund ETF
FTSL
$2.49B
| $256K | 0.12% |
5,270
+1,068
| +25% | +$51.7K |
2016 Q2
2 quarters
|
|
183
Vanguard FTSE Europe ETF
VGK
$29.3B
| $256K | 0.12% |
5,336
+544
| +11% | +$25.6K |
2016 Q3
1 quarter
|
|
184
DELISTED
Electronic Arts
EA
| $254K | 0.12% |
3,228
+156
| +5% | +$12.5K |
2016 Q2
2 quarters
|
|
185
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.6B
| $252K | 0.12% |
+2,486
| New | +$252K |
2016 Q4
0 quarters
|
|
186
Bancroft Fund
BCV
$130M
| $251K | 0.12% |
12,400
-1,100
| -8% | -$22.4K |
2016 Q3
1 quarter
|
|
187
Vanguard Total International Bond ETF
BNDX
$83.2B
| $249K | 0.12% |
+4,586
| New | +$251K |
2016 Q4
0 quarters
|
|
188
AES
AES
$10.7B
| $247K | 0.12% |
21,225
+1
| +0% | +$12 |
2015 Q1
7 quarters
|
|
189
iShares 1-3 Year Treasury Bond ETF
SHY
$26.8B
| $247K | 0.12% |
+2,920
| New | +$247K |
2016 Q4
0 quarters
|
|
190
Vanguard Total World Stock ETF
VT
$82.7B
| $247K | 0.12% |
4,051
+13
| +0.3% | +$786 |
2016 Q1
3 quarters
|
|
191
Yum! Brands
YUM
$40.1B
| $243K | 0.12% |
3,833
-21
| -0.5% | -$1.32K |
2016 Q1
3 quarters
|
|
192
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
| $241K | 0.11% |
+4,271
| New | +$231K |
2016 Q4
0 quarters
|
|
193
iShares US Technology ETF
IYW
$26.6B
| $239K | 0.11% |
+7,936
| New | +$237K |
2016 Q4
0 quarters
|
|
194
Vanguard Total International Stock ETF
VXUS
$162B
| $238K | 0.11% |
+5,186
| New | +$239K |
2016 Q4
0 quarters
|
|
195
First Trust NASDAQ-100 Technology Index Fund
QTEC
$3.98B
| $236K | 0.11% |
+4,486
| New | +$231K |
2016 Q4
0 quarters
|
|
196
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.87B
| $235K | 0.11% |
+2,591
| New | +$243K |
2016 Q4
0 quarters
|
|
197
AGNC Investment
AGNC
$10.3B
| $234K | 0.11% |
+12,919
| New | +$245K |
2016 Q4
0 quarters
|
|
198
iShares TIPS Bond ETF
TIP
$14.2B
| $234K | 0.11% |
+2,070
| New | +$236K |
2016 Q4
0 quarters
|
|
199
State Street Energy Select Sector SPDR ETF
XLE
$42.4B
| $234K | 0.11% |
+6,204
| New | +$224K |
2016 Q4
0 quarters
|
|
200
Northrop Grumman
NOC
$68.8B
| $233K | 0.11% |
1,000
-3
| -0.3% | -$697 |
2016 Q2
2 quarters
|
|
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Kovack Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.
- Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
- Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
- Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
- Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
- Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
- Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.
Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.