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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
176
iShares MSCI EAFE ETF
EFA
$76.5B
| $270K | 0.13% |
4,571
-1,891
| -29% | -$110K |
2015 Q3
4 quarters
|
|
177
Intuit
INTU
$82.3B
| $268K | 0.13% |
2,435
| – | – |
2014 Q3
8 quarters
|
|
178
Eaton Vance Limited Duration Income Fund
EVV
$980M
| $267K | 0.13% |
19,441
+8,022
| +70% | +$110K |
2014 Q1
10 quarters
|
|
179
The Kraft Heinz Company
KHC
$26.7B
| $267K | 0.13% |
2,984
-460
| -13% | -$40.7K |
2015 Q4
3 quarters
|
|
180
DELISTED
Electronic Arts
EA
| $262K | 0.13% |
3,072
+172
| +6% | +$13.8K |
2016 Q2
1 quarter
|
|
181
Kinder Morgan
KMI
$73.4B
| $261K | 0.13% |
+11,304
| New | +$240K |
2016 Q3
0 quarters
|
|
182
Texas Instruments
TXN
$257B
| $261K | 0.13% |
+3,714
| New | +$253K |
2016 Q3
0 quarters
|
|
183
Thermo Fisher Scientific
TMO
$244B
| $256K | 0.12% |
1,609
+48
| +3% | +$7.4K |
2015 Q4
3 quarters
|
|
184
Hewlett Packard
HPE
$92.5B
| $255K | 0.12% |
19,269
+248
| +1% | +$3.06K |
2016 Q2
1 quarter
|
|
185
General Dynamics
GD
$90.4B
| $254K | 0.12% |
1,638
-39
| -2% | -$5.81K |
2014 Q4
7 quarters
|
|
186
NextEra Energy
NEE
$164B
| $254K | 0.12% |
8,304
+1,420
| +21% | +$44.7K |
2016 Q2
1 quarter
|
|
187
First Trust Utilities AlphaDEX Fund
FXU
$741M
| $253K | 0.12% |
9,768
+332
| +4% | +$8.86K |
2016 Q1
2 quarters
|
|
|
ANDV
188
DELISTED
Andeavor
ANDV
| $253K | 0.12% |
3,174
+205
| +7% | +$15.8K |
2016 Q2
1 quarter
|
|
189
Yum! Brands
YUM
$40B
| $252K | 0.12% |
3,854
-416
| -10% | -$26.6K |
2016 Q1
2 quarters
|
|
190
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$5.86B
| $251K | 0.12% |
2,275
-196
| -8% | -$21.3K |
2014 Q4
7 quarters
|
|
191
iShares US Medical Devices ETF
IHI
$3.65B
| $249K | 0.12% |
+10,290
| New | +$245K |
2016 Q3
0 quarters
|
|
192
United Parcel Service
UPS
$80.6B
| $248K | 0.12% |
+2,267
| New | +$248K |
2016 Q3
0 quarters
|
|
193
Evertec
EVTC
$1.8B
| $247K | 0.12% |
+14,697
| New | +$246K |
2016 Q3
0 quarters
|
|
194
DELISTED
BlackRock MuniVest Fund II
MVT
| $247K | 0.12% |
14,420
+2,300
| +19% | +$40.5K |
2014 Q3
8 quarters
|
|
195
Vanguard Total World Stock ETF
VT
$82.6B
| $246K | 0.12% |
4,038
+99
| +3% | +$5.97K |
2016 Q1
2 quarters
|
|
|
AET
196
DELISTED
Aetna Inc
AET
| $245K | 0.12% |
2,121
-70
| -3% | -$8.21K |
2015 Q4
3 quarters
|
|
|
RAVN
197
DELISTED
Raven Industries Inc
RAVN
| $242K | 0.12% |
10,505
-500
| -5% | -$10.8K |
2015 Q1
6 quarters
|
|
198
Conagra Brands
CAG
$6.51B
| $237K | 0.12% |
6,476
| – | – |
2015 Q2
5 quarters
|
|
199
ProShares Short Dow30
DOG
$112M
| $236K | 0.11% |
+2,846
| New | +$236K |
2016 Q3
0 quarters
|
|
200
ProShares Ultra Bloomberg Crude Oil
UCO
$456M
| $235K | 0.11% |
1,814
-1,040
| -36% | -$128K |
2015 Q4
3 quarters
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.