We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-8.35%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$143M
AUM Growth
+$1.91M
Cap. Flow
+$15.1M
Cap. Flow %
10.56%
Top 10 Hldgs %
32.65%
Holding
272
New
54
Increased
89
Reduced
65
Closed
46

Top Buys

Rank Stock Value
1
AKS
AK Steel Holding Corp
AKS
+$6.29M
2
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$3.96M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.48M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.68M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.1M

Top Sells

Rank Stock Value
1
TWTR
Twitter, Inc.
TWTR
+$3.87M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$2.55M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.41M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$1.15M
5
DLN icon
WisdomTree US LargeCap Dividend Fund
DLN
+$844K

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.7%
2 Technology 11.07%
3 Materials 5.52%
4 Healthcare 5.5%
5 Financials 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYF
176
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$161K 0.11%
+100,155
New +$173K
BRCD
177
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$159K 0.11%
15,287
– –
TSLF
178
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$158K 0.11%
10,173
-4,197
-29% -$68.8K
PSEC icon
179
Prospect Capital
PSEC
$1.14B
$156K 0.11%
+21,850
New +$163K
CIM
180
Chimera Investment
CIM
$932M
$151K 0.11%
+3,767
New +$159K
VLY icon
181
Valley National Bancorp
VLY
$7.63B
$148K 0.1%
15,000
+5,000
+50% +$49.2K
GNL icon
182
Global Net Lease
GNL
$2.09B
$139K 0.1%
+5,048
New +$129K
BKCC
183
DELISTED
BlackRock Capital Investment Corporation
BKCC
$139K 0.1%
+15,674
New +$144K
EGHT icon
184
8x8 Inc
EGHT
$266M
$92K 0.06%
11,065
+750
+7% +$6.21K
DX
185
Dynex Capital
DX
$3.11B
$81K 0.06%
+4,122
New +$86.4K
VVR icon
186
Invesco Senior Income Trust
VVR
$453M
$70K 0.05%
16,854
– –
RAD
187
DELISTED
Rite Aid Corporation
RAD
$63K 0.04%
515
-426
-45% -$71K
SAN icon
188
Banco Santander
SAN
$217B
$53K 0.04%
10,644
-3,510
-25% -$21.3K
BRW
189
Saba Capital Income & Opportunities Fund
BRW
$326M
$51K 0.04%
5,000
– –
SHW icon
190
PUT
Sherwin-Williams
SHW
$78.5B
$37K 0.03%
+18
New +$1.58K
FNM
191
DELISTED
FANNIE MAE
FNM
$25K 0.02%
+11,149
New +$25K
MEET
192
DELISTED
The Meet Group, Inc. Common Stock
MEET
$20K 0.01%
+12,708
New +$20.8K
SOL
193
DELISTED
Emeren Group
SOL
$19K 0.01%
+4,000
New +$24.8K
AXP icon
194
PUT
American Express
AXP
$219B
$12K 0.01%
10
+3
+43% +$231
UEC icon
195
Uranium Energy
UEC
$5.17B
$12K 0.01%
+11,882
New +$14.6K
GES
196
PUT
DELISTED
Guess Inc
GES
$11K 0.01%
+51
New +$1.1K
IBM icon
197
PUT
IBM
IBM
$229B
$11K 0.01%
+4
New +$591
HOG icon
198
CALL
Harley-Davidson
HOG
$2.9B
$10K 0.01%
+20
New +$1.13K
ORI icon
199
PUT
Old Republic International
ORI
$9.89B
$10K 0.01%
+163
New +$2.61K
TWX
200
PUT
DELISTED
Time Warner Inc
TWX
$10K 0.01%
+5
New +$393
6 7
8
9 10

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Kovack Advisors held 272 positions worth $143M, up 1.4% from $141M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Kovack Advisors deployed $15.1M of net new capital in Q3 2015, opening 54 new positions and adding to 89 existing holdings. Its largest new stake was AK Steel Holding Corp: 2,160,000 shares worth $5.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 51% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was State Street SPDR S&P Dividend ETF, an estimated $1.41M trimmed.

  • Kovack Advisors's largest Q3 2015 buy was AK Steel Holding Corp: 2,160,000 shares worth $5.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.48M increase.
  • Kovack Advisors's biggest Q3 2015 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $1.41M.
  • Kovack Advisors fully exited Twitter, Inc. in Q3 2015, selling an estimated $3.87M.
  • Kovack Advisors's ten largest holdings make up 33% of its $143M portfolio in Q3 2015.
  • Kovack Advisors opened 54 new positions and closed 46 in Q3 2015.
  • Kovack Advisors's portfolio value rose 1.4% quarter-over-quarter to $143M.

Based on Kovack Advisors's 13F filing for Q3 2015, filed 29 Oct 2018.