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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
(+24%)
Cap. Flow
+$65.2M
Cap. Flow
% of AUM
9.38%
Top 10 Holdings %
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.36M |
| 2 |
Adtran
ADTN
|
+$3.14M |
| 3 |
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
|
+$3M |
| 4 |
Applied Optoelectronics
AAOI
|
+$2.42M |
| 5 |
Accuray
ARAY
|
+$2.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.92M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.1M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$1.87M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$943K |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$897K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.54% |
| 2 | Consumer Discretionary | 8.35% |
| 3 | Healthcare | 5.49% |
| 4 | Financials | 5.14% |
| 5 | Communication Services | 4.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Dominion Energy
D
$62.1B
| $1.02M | 0.15% |
13,620
-283
| -2% | -$22.5K |
|
152
General Mills
GIS
$20.2B
| $1.02M | 0.15% |
17,400
-365
| -2% | -$22.1K |
|
153
iShares US Industrials ETF
IYJ
$1.95B
| $1.02M | 0.15% |
+10,529
| New | +$961K |
|
154
Annaly Capital Management
NLY
$17.3B
| $1.02M | 0.15% |
30,120
+1,762
| +6% | +$54.5K |
|
155
BlackRock Science and Technology Trust
BST
$1.53B
| $998K | 0.14% |
18,948
-230
| -1% | -$10.8K |
|
156
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $996K | 0.14% |
52,574
+2,294
| +5% | +$39.5K |
|
157
First Trust Capital Strength ETF
FTCS
$8.05B
| $991K | 0.14% |
14,685
-5,701
| -28% | -$373K |
|
158
Advanced Micro Devices
AMD
$700B
| $975K | 0.14% |
10,632
+1,344
| +14% | +$116K |
|
159
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $971K | 0.14% |
9,627
-1,082
| -10% | -$101K |
|
160
Data I/O
DAIO
$30.5M
| $968K | 0.14% |
+235,063
| New | +$906K |
|
161
Medtronic
MDT
$112B
| $967K | 0.14% |
8,253
-988
| -11% | -$109K |
|
162
Vanguard Total Bond Market
BND
$158B
| $966K | 0.14% |
10,952
-2,989
| -21% | -$263K |
|
163
iShares Global Comm Services ETF
IXP
$529M
| $956K | 0.14% |
12,881
+418
| +3% | +$29.7K |
|
164
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $950K | 0.14% |
24,676
+1,209
| +5% | +$45.2K |
|
165
United Parcel Service
UPS
$88.9B
| $949K | 0.14% |
5,638
+919
| +19% | +$155K |
|
166
Invesco Preferred ETF
PGX
$3.79B
| $945K | 0.14% |
61,936
+1,170
| +2% | +$17.6K |
|
167
Constellation Brands
STZ
$22.5B
| $944K | 0.14% |
4,308
-821
| -16% | -$161K |
|
168
Prudential Financial
PRU
$42.6B
| $941K | 0.14% |
+12,049
| New | +$871K |
|
169
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $931K | 0.13% |
16,552
-220
| -1% | -$12.1K |
|
170
Compass Minerals
CMP
$1.23B
| $920K | 0.13% |
14,907
+1
| +0% | +$62 |
|
171
GE Aerospace
GE
$364B
| $915K | 0.13% |
16,998
+3,386
| +25% | +$152K |
|
172
MongoDB
MDB
$25.8B
| $905K | 0.13% |
2,520
+500
| +25% | +$140K |
|
173
Sprott Gold Miners ETF
SGDM
$542M
| $904K | 0.13% |
29,600
| – | – |
|
174
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
| $901K | 0.13% |
7,754
+1,075
| +16% | +$118K |
|
175
Invesco Value Municipal Income Trust
IIM
$585M
| $900K | 0.13% |
57,512
-3,500
| -6% | -$53K |
|
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Kovack Advisors's Q4 2020 Portfolio in Review
As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.
- Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
- Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
- Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
- Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
- Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
- Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.
Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.