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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
151
GE Aerospace
GE
$364B
$938K 0.17%
16,863
-1,021
-6% -$52.7K
MINT icon
152
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$934K 0.17%
+9,198
New +$935K
FUMB icon
153
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$905K 0.16%
45,000
+20,000
+80% +$402K
SPHQ icon
154
Invesco S&P 500 Quality ETF
SPHQ
$19B
$902K 0.16%
24,668
+2,118
+9% +$73.7K
VEA icon
155
Vanguard FTSE Developed Markets ETF
VEA
$223B
$895K 0.16%
20,303
-8,490
-29% -$362K
IXN icon
156
iShares Global Tech ETF
IXN
$7.87B
$883K 0.16%
25,176
+6,108
+32% +$200K
NLY icon
157
Annaly Capital Management
NLY
$17.3B
$882K 0.16%
23,420
+15,624
+200% +$569K
EOI
158
Eaton Vance Enhanced Equity Income Fund
EOI
$789M
$880K 0.16%
55,335
-24,970
-31% -$386K
XYZ
159
Block Inc
XYZ
$48.9B
$880K 0.16%
14,059
+2,700
+24% +$173K
MGK icon
160
Vanguard Mega Cap Growth ETF
MGK
$31.3B
$862K 0.15%
29,605
+5,755
+24% +$159K
VDC icon
161
Vanguard Consumer Staples ETF
VDC
$8.16B
$862K 0.15%
5,347
+2,059
+63% +$323K
IAU icon
162
iShares Gold Trust
IAU
$62.8B
$843K 0.15%
29,061
-3,257
-10% -$92.4K
OKTA icon
163
Okta
OKTA
$23.8B
$839K 0.15%
7,275
-620
-8% -$71.4K
BND icon
164
Vanguard Total Bond Market
BND
$158B
$834K 0.15%
9,942
+6,691
+206% +$563K
AOM icon
165
iShares Core Moderate Allocation ETF
AOM
$1.74B
$831K 0.15%
20,700
-1,065
-5% -$42.2K
CMG icon
166
Chipotle Mexican Grill
CMG
$43.9B
$827K 0.15%
49,400
-2,550
-5% -$40.9K
QQEW icon
167
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$817K 0.15%
+11,075
New +$774K
ARKG icon
168
ARK Genomic Revolution ETF
ARKG
$1.53B
$806K 0.14%
24,051
+2,217
+10% +$70.4K
EMLP icon
169
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$800K 0.14%
+31,390
New +$781K
SYY icon
170
Sysco
SYY
$40.8B
$790K 0.14%
9,241
+953
+11% +$77.2K
CAT icon
171
Caterpillar
CAT
$361B
$789K 0.14%
5,345
-101
-2% -$14.1K
KWEB icon
172
KraneShares CSI China Internet ETF
KWEB
$5.5B
$772K 0.14%
15,862
+515
+3% +$23.5K
USB icon
173
US Bancorp
USB
$97.9B
$766K 0.14%
12,914
-1,183
-8% -$68.4K
IGIB icon
174
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$751K 0.13%
12,957
+1,552
+14% +$89.8K
MTUM icon
175
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
$745K 0.13%
5,932
-580
-9% -$70.4K
5 6
7
8 9

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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.