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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
Southwest Airlines
LUV
$20.3B
| $332K | 0.16% |
+8,530
| New | +$324K |
2016 Q3
0 quarters
|
|
152
Western Asset Emerging Markets Debt Fund
EMD
$540M
| $328K | 0.16% |
+20,150
| New | +$326K |
2016 Q3
0 quarters
|
|
153
ProShares Short QQQ
PSQ
$563M
| $323K | 0.16% |
+1,359
| New | +$334K |
2016 Q3
0 quarters
|
|
154
Phillips 66
PSX
$114B
| $316K | 0.15% |
+3,922
| New | +$305K |
2016 Q3
0 quarters
|
|
|
ESRX
155
DELISTED
Express Scripts Holding Company
ESRX
| $315K | 0.15% |
4,465
+1,537
| +52% | +$115K |
2014 Q4
7 quarters
|
|
156
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $311K | 0.15% |
3,324
+576
| +21% | +$53.3K |
2015 Q4
3 quarters
|
|
157
Seagate
STX
$173B
| $310K | 0.15% |
+8,040
| New | +$261K |
2016 Q3
0 quarters
|
|
158
iShares Russell 3000 ETF
IWV
$20.6B
| $308K | 0.15% |
2,406
+39
| +2% | +$4.98K |
2015 Q4
3 quarters
|
|
159
Coca-Cola
KO
$381B
| $305K | 0.15% |
7,210
+2,095
| +41% | +$91.8K |
2015 Q2
5 quarters
|
|
160
Tractor Supply
TSCO
$17.3B
| $305K | 0.15% |
22,665
+7,665
| +51% | +$128K |
2015 Q1
6 quarters
|
|
161
Costco
COST
$420B
| $297K | 0.14% |
1,950
-542
| -22% | -$87.6K |
2015 Q2
5 quarters
|
|
162
Palo Alto Networks
PANW
$339B
| $297K | 0.14% |
11,166
-1,680
| -13% | -$38.3K |
2016 Q1
2 quarters
|
|
163
PIMCO Income Strategy Fund II
PFN
$622M
| $296K | 0.14% |
31,086
+794
| +3% | +$7.46K |
2016 Q1
2 quarters
|
|
164
DELISTED
MANNING & NAPIER, INC.
MN
| $296K | 0.14% |
41,713
+2,225
| +6% | +$17.8K |
2015 Q3
4 quarters
|
|
165
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.9B
| $294K | 0.14% |
5,531
-2,427
| -30% | -$132K |
2015 Q4
3 quarters
|
|
166
Bancroft Fund
BCV
$131M
| $284K | 0.14% |
+13,500
| New | +$274K |
2016 Q3
0 quarters
|
|
167
Danaher
DHR
$155B
| $283K | 0.14% |
4,068
-215
| -5% | -$15.2K |
2016 Q2
1 quarter
|
|
168
Philip Morris
PM
$314B
| $282K | 0.14% |
2,898
-129
| -4% | -$12.9K |
2015 Q4
3 quarters
|
|
169
Old Republic International
ORI
$9.27B
| $281K | 0.14% |
15,942
-500
| -3% | -$9.51K |
2014 Q4
7 quarters
|
|
170
First Trust Cloud Computing ETF
SKYY
$3.56B
| $281K | 0.14% |
8,229
| – | – |
2015 Q4
3 quarters
|
|
171
Vanguard Total Bond Market
BND
$162B
| $280K | 0.14% |
3,331
-464
| -12% | -$39.1K |
2016 Q1
2 quarters
|
|
172
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.51B
| $276K | 0.13% |
3,387
+175
| +5% | +$13.6K |
2016 Q1
2 quarters
|
|
|
TWX
173
DELISTED
Time Warner Inc
TWX
| $274K | 0.13% |
3,442
-597
| -15% | -$46.6K |
2014 Q2
9 quarters
|
|
174
AES
AES
$10.7B
| $273K | 0.13% |
21,224
-500
| -2% | -$6.23K |
2015 Q1
6 quarters
|
|
175
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
| $272K | 0.13% |
10,925
+5
| +0% | +$126 |
2013 Q3
12 quarters
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.