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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
151
Southwest Airlines
LUV
$19.5B
$332K 0.16%
+8,530
New +$324K
EMD
152
Western Asset Emerging Markets Debt Fund
EMD
$610M
$328K 0.16%
+20,150
New +$326K
PSQ icon
153
ProShares Short QQQ
PSQ
$594M
$323K 0.16%
+1,359
New +$334K
PSX icon
154
Phillips 66
PSX
$95.7B
$316K 0.15%
+3,922
New +$305K
ESRX
155
DELISTED
Express Scripts Holding Company
ESRX
$315K 0.15%
4,465
+1,537
+52% +$115K
VOE icon
156
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$311K 0.15%
3,324
+576
+21% +$53.3K
STX icon
157
Seagate
STX
$192B
$310K 0.15%
+8,040
New +$261K
IWV icon
158
iShares Russell 3000 ETF
IWV
$20.4B
$308K 0.15%
2,406
+39
+2% +$4.98K
KO icon
159
Coca-Cola
KO
$383B
$305K 0.15%
7,210
+2,095
+41% +$91.8K
TSCO icon
160
Tractor Supply
TSCO
$18.1B
$305K 0.15%
22,665
+7,665
+51% +$128K
COST icon
161
Costco
COST
$415B
$297K 0.14%
1,950
-542
-22% -$87.6K
PANW icon
162
Palo Alto Networks
PANW
$312B
$297K 0.14%
11,166
-1,680
-13% -$38.3K
PFN
163
PIMCO Income Strategy Fund II
PFN
$689M
$296K 0.14%
31,086
+794
+3% +$7.46K
MN
164
DELISTED
MANNING & NAPIER, INC.
MN
$296K 0.14%
41,713
+2,225
+6% +$17.8K
XLP icon
165
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$294K 0.14%
5,531
-2,427
-30% -$132K
BCV
166
Bancroft Fund
BCV
$140M
$284K 0.14%
+13,500
New +$274K
DHR icon
167
Danaher
DHR
$152B
$283K 0.14%
4,068
-215
-5% -$15.2K
PM icon
168
Philip Morris
PM
$297B
$282K 0.14%
2,898
-129
-4% -$12.9K
ORI icon
169
Old Republic International
ORI
$10.2B
$281K 0.14%
15,942
-500
-3% -$9.51K
SKYY icon
170
First Trust Cloud Computing ETF
SKYY
$3.4B
$281K 0.14%
8,229
– –
BND icon
171
Vanguard Total Bond Market
BND
$162B
$280K 0.14%
3,331
-464
-12% -$39.1K
FDN icon
172
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$276K 0.13%
3,387
+175
+5% +$13.6K
TWX
173
DELISTED
Time Warner Inc
TWX
$274K 0.13%
3,442
-597
-15% -$46.6K
AES icon
174
AES
AES
$10.5B
$273K 0.13%
21,224
-500
-2% -$6.23K
RFG icon
175
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$352M
$272K 0.13%
10,925
+5
+0% +$126
5 6
7
8 9

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OPAM
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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.