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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
126
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$609K 0.2%
6,859
+19
+0.3% +$1.68K
BP icon
127
BP
BP
$109B
$606K 0.2%
17,495
-3,192
-15% -$101K
NFLX icon
128
Netflix
NFLX
$332B
$590K 0.2%
32,530
-20,360
-38% -$355K
UTF icon
129
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$590K 0.2%
25,665
+299
+1% +$6.94K
HUM icon
130
Humana
HUM
$47.1B
$583K 0.19%
2,394
– –
IDU icon
131
iShares US Utilities ETF
IDU
$1.32B
$570K 0.19%
8,578
+4,296
+100% +$289K
UNH icon
132
UnitedHealth
UNH
$355B
$564K 0.19%
2,880
-1,751
-38% -$338K
WDR
133
DELISTED
Waddell & Reed Financial, Inc.
WDR
$554K 0.18%
27,608
+855
+3% +$16.4K
VWO icon
134
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$553K 0.18%
12,689
-9,031
-42% -$391K
GDX icon
135
VanEck Gold Miners ETF
GDX
$32.3B
$543K 0.18%
23,658
+8,629
+57% +$199K
MA icon
136
Mastercard
MA
$518B
$540K 0.18%
3,825
-1,591
-29% -$211K
VDE icon
137
Vanguard Energy ETF
VDE
$10.6B
$538K 0.18%
5,748
+322
+6% +$28.6K
VOO icon
138
Vanguard S&P 500 ETF
VOO
$1.03T
$538K 0.18%
2,332
+803
+53% +$182K
ALB icon
139
Albemarle
ALB
$16B
$530K 0.18%
+3,885
New +$462K
SHOP icon
140
Shopify
SHOP
$199B
$525K 0.17%
45,100
-27,470
-38% -$281K
IEFA icon
141
iShares Core MSCI EAFE ETF
IEFA
$195B
$519K 0.17%
8,095
-1,148
-12% -$71.8K
IJK icon
142
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$517K 0.17%
10,216
-2,120
-17% -$105K
IWV icon
143
iShares Russell 3000 ETF
IWV
$20.4B
$516K 0.17%
3,458
+697
+25% +$102K
XLU icon
144
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$510K 0.17%
19,236
-3,090
-14% -$82.9K
IYH icon
145
iShares US Healthcare ETF
IYH
$3.76B
$502K 0.17%
+14,610
New +$492K
REGN icon
146
Regeneron Pharmaceuticals
REGN
$83.2B
$499K 0.17%
1,117
+20
+2% +$9.52K
BIV icon
147
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$498K 0.17%
5,885
+475
+9% +$40.3K
COST icon
148
Costco
COST
$415B
$498K 0.17%
3,029
+868
+40% +$136K
MBB icon
149
iShares MBS ETF
MBB
$39.2B
$497K 0.16%
4,642
-139
-3% -$14.9K
CAT icon
150
Caterpillar
CAT
$376B
$495K 0.16%
3,968
-350
-8% -$40.3K
4 5
6
7 8

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.