We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
126
Vanguard FTSE Developed Markets ETF
VEA
$239B
$402K 0.19%
10,993
+1,356
+14% +$49.5K
GRID
127
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.9B
$398K 0.19%
+9,836
New +$389K
CLX icon
128
Clorox
CLX
$12.5B
$396K 0.19%
+3,298
New +$389K
MDIV icon
129
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$396K 0.19%
20,725
-117
-0.6% -$2.19K
HUM icon
130
Humana
HUM
$47.1B
$395K 0.19%
1,936
– –
PSX icon
131
Phillips 66
PSX
$95.7B
$393K 0.19%
4,545
+623
+16% +$51.8K
MMM icon
132
3M
MMM
$92.2B
$392K 0.19%
2,623
+148
+6% +$21.4K
MA icon
133
Mastercard
MA
$518B
$390K 0.19%
3,776
-216
-5% -$22.4K
FXO icon
134
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$385K 0.18%
14,241
-483
-3% -$12.3K
VOE icon
135
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$384K 0.18%
3,948
+624
+19% +$59.2K
CMG icon
136
Chipotle Mexican Grill
CMG
$47.1B
$375K 0.18%
+49,750
New +$393K
UAA icon
137
Under Armour
UAA
$2.18B
$375K 0.18%
12,894
+4,291
+50% +$141K
IGIB icon
138
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
$373K 0.18%
6,902
– –
WWD icon
139
Woodward
WWD
$20.4B
$373K 0.18%
5,400
-208
-4% -$13.4K
HON icon
140
Honeywell
HON
$69.9B
$372K 0.18%
3,553
-91
-2% -$9.25K
F icon
141
Ford
F
$55.6B
$368K 0.18%
30,301
-17,470
-37% -$212K
LLY icon
142
Eli Lilly
LLY
$1.05T
$365K 0.17%
+4,965
New +$370K
FEX icon
143
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$358K 0.17%
+7,348
New +$349K
BIV icon
144
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$355K 0.17%
4,279
+286
+7% +$24.3K
STX icon
145
Seagate
STX
$192B
$355K 0.17%
9,300
+1,260
+16% +$47K
REGN icon
146
Regeneron Pharmaceuticals
REGN
$83.2B
$349K 0.17%
+952
New +$362K
K
147
DELISTED
Kellanova
K
$344K 0.16%
+4,970
New +$346K
KHC icon
148
Kraft Heinz
KHC
$29.8B
$325K 0.15%
3,717
+733
+25% +$62.7K
UPS icon
149
United Parcel Service
UPS
$89.9B
$321K 0.15%
2,797
+530
+23% +$59.7K
FXU icon
150
First Trust Utilities AlphaDEX Fund
FXU
$803M
$320K 0.15%
11,973
+2,205
+23% +$57.2K
4 5
6
7 8

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.