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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
(+2.3%)
Cap. Flow
+$2.89M
Cap. Flow
% of AUM
1.38%
Top 10 Holdings %
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.8
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.8
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.5M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$7.2M |
| 3 |
Apple
AAPL
|
+$4.8M |
| 4 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$2.53M |
| 5 |
Amazon
AMZN
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.6M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$7.77M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.21M |
| 4 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.84M |
| 5 |
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
|
+$2.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.16% |
| 2 | Technology | 12% |
| 3 | Communication Services | 6.54% |
| 4 | Healthcare | 5.86% |
| 5 | Consumer Discretionary | 4.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $402K | 0.19% |
10,993
+1,356
| +14% | +$49.5K |
2016 Q1
3 quarters
|
|
127
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12B
| $398K | 0.19% |
+9,836
| New | +$389K |
2016 Q4
0 quarters
|
|
128
Clorox
CLX
$10.2B
| $396K | 0.19% |
+3,298
| New | +$389K |
2016 Q4
0 quarters
|
|
129
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$411M
| $396K | 0.19% |
20,725
-117
| -0.6% | -$2.19K |
2015 Q2
6 quarters
|
|
130
Humana
HUM
$52.1B
| $395K | 0.19% |
1,936
| – | – |
2015 Q1
7 quarters
|
|
131
Phillips 66
PSX
$112B
| $393K | 0.19% |
4,545
+623
| +16% | +$51.8K |
2016 Q3
1 quarter
|
|
132
3M
MMM
$83B
| $392K | 0.19% |
2,623
+148
| +6% | +$21.4K |
2016 Q1
3 quarters
|
|
133
Mastercard
MA
$521B
| $390K | 0.19% |
3,776
-216
| -5% | -$22.4K |
2016 Q3
1 quarter
|
|
134
First Trust Financials AlphaDEX Fund
FXO
$1.04B
| $385K | 0.18% |
14,241
-483
| -3% | -$12.3K |
2016 Q3
1 quarter
|
|
135
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
| $384K | 0.18% |
3,948
+624
| +19% | +$59.2K |
2015 Q4
4 quarters
|
|
136
Chipotle Mexican Grill
CMG
$38.5B
| $375K | 0.18% |
+49,750
| New | +$393K |
2016 Q4
0 quarters
|
|
137
Under Armour
UAA
$2.12B
| $375K | 0.18% |
12,894
+4,291
| +50% | +$141K |
2016 Q3
1 quarter
|
|
138
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.8B
| $373K | 0.18% |
6,902
| – | – |
2015 Q1
7 quarters
|
|
139
Woodward
WWD
$19.6B
| $373K | 0.18% |
5,400
-208
| -4% | -$13.4K |
2016 Q2
2 quarters
|
|
140
Honeywell
HON
$66.4B
| $372K | 0.18% |
3,553
-91
| -2% | -$9.25K |
2016 Q2
2 quarters
|
|
141
Ford
F
$47.9B
| $368K | 0.18% |
30,301
-17,470
| -37% | -$212K |
2013 Q2
14 quarters
|
|
142
Eli Lilly
LLY
$1.05T
| $365K | 0.17% |
+4,965
| New | +$370K |
2016 Q4
0 quarters
|
|
143
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $358K | 0.17% |
+7,348
| New | +$349K |
2016 Q4
0 quarters
|
|
144
Vanguard Intermediate-Term Bond ETF
BIV
$28.1B
| $355K | 0.17% |
4,279
+286
| +7% | +$24.3K |
2014 Q2
10 quarters
|
|
145
Seagate
STX
$171B
| $355K | 0.17% |
9,300
+1,260
| +16% | +$47K |
2016 Q3
1 quarter
|
|
146
Regeneron Pharmaceuticals
REGN
$78.5B
| $349K | 0.17% |
+952
| New | +$362K |
2016 Q4
0 quarters
|
|
147
DELISTED
Kellanova
K
| $344K | 0.16% |
+4,970
| New | +$346K |
2016 Q4
0 quarters
|
|
148
The Kraft Heinz Company
KHC
$26.6B
| $325K | 0.15% |
3,717
+733
| +25% | +$62.7K |
2015 Q4
4 quarters
|
|
149
United Parcel Service
UPS
$81.1B
| $321K | 0.15% |
2,797
+530
| +23% | +$59.7K |
2016 Q3
1 quarter
|
|
150
First Trust Utilities AlphaDEX Fund
FXU
$742M
| $320K | 0.15% |
11,973
+2,205
| +23% | +$57.2K |
2016 Q1
3 quarters
|
|
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Kovack Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.
- Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
- Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
- Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
- Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
- Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
- Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.
Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.