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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Blackstone
BX
$86.2B
| $403K | 0.2% |
15,772
-585
| -4% | -$15.4K |
2015 Q1
6 quarters
|
|
127
iShares Core S&P Total US Stock Market ETF
ITOT
$97.9B
| $400K | 0.19% |
8,068
-5,786
| -42% | -$286K |
2015 Q2
5 quarters
|
|
128
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$411M
| $394K | 0.19% |
20,842
+7,994
| +62% | +$155K |
2015 Q2
5 quarters
|
|
129
State Street Technology Select Sector SPDR ETF
XLK
$129B
| $393K | 0.19% |
16,462
| – | – |
2014 Q2
9 quarters
|
|
130
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.8B
| $384K | 0.19% |
6,902
-4,108
| -37% | -$229K |
2015 Q1
6 quarters
|
|
131
Honeywell
HON
$66.4B
| $382K | 0.19% |
3,644
+808
| +28% | +$84.4K |
2016 Q2
1 quarter
|
|
132
iShares Silver Trust
SLV
$29.3B
| $378K | 0.18% |
20,783
+2,850
| +16% | +$53.1K |
2016 Q1
2 quarters
|
|
133
Pfizer
PFE
$162B
| $370K | 0.18% |
11,498
+2,001
| +21% | +$66.9K |
2015 Q4
3 quarters
|
|
134
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
| $369K | 0.18% |
8,700
+75
| +0.9% | +$3.2K |
2014 Q2
9 quarters
|
|
135
American Water Works
AWK
$25.7B
| $367K | 0.18% |
4,908
-688
| -12% | -$53.8K |
2016 Q2
1 quarter
|
|
136
3M
MMM
$83B
| $365K | 0.18% |
2,475
+875
| +55% | +$131K |
2016 Q1
2 quarters
|
|
137
ProShares S&P SmallCap 600 Dividend Aristocrats ETF
SMDV
$653M
| $364K | 0.18% |
7,627
-435
| -5% | -$20.6K |
2016 Q1
2 quarters
|
|
138
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $361K | 0.18% |
9,637
+632
| +7% | +$23.2K |
2016 Q1
2 quarters
|
|
139
Invesco Municipal Opportunity Trust
VMO
$581M
| $359K | 0.17% |
25,213
+1,165
| +5% | +$17K |
2016 Q1
2 quarters
|
|
140
First Trust Financials AlphaDEX Fund
FXO
$1.04B
| $358K | 0.17% |
+14,724
| New | +$355K |
2016 Q3
0 quarters
|
|
141
Oracle
ORCL
$416B
| $355K | 0.17% |
9,034
+1,138
| +14% | +$46.4K |
2014 Q3
8 quarters
|
|
142
CALL
Caterpillar
CAT
$367B
| $353K | 0.17% |
+3,972
| New | +$325K |
2016 Q3
0 quarters
|
|
143
Vanguard Intermediate-Term Bond ETF
BIV
$28.1B
| $350K | 0.17% |
3,993
+205
| +5% | +$18K |
2014 Q2
9 quarters
|
|
144
Woodward
WWD
$19.6B
| $350K | 0.17% |
5,608
-392
| -7% | -$23.6K |
2016 Q2
1 quarter
|
|
145
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
| $348K | 0.17% |
6,588
+2
| +0% | +$105 |
2013 Q3
12 quarters
|
|
146
Humana
HUM
$52.1B
| $342K | 0.17% |
1,936
| – | – |
2015 Q1
6 quarters
|
|
147
Bristol-Myers Squibb
BMY
$118B
| $341K | 0.17% |
6,328
+1,471
| +30% | +$94.5K |
2013 Q3
12 quarters
|
|
148
Vanguard Morningstar Value ETF
VTV
$189B
| $339K | 0.17% |
3,897
+484
| +14% | +$42.2K |
2015 Q4
3 quarters
|
|
149
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$279M
| $335K | 0.16% |
5,328
| – | – |
2013 Q3
12 quarters
|
|
150
Under Armour
UAA
$2.12B
| $333K | 0.16% |
+8,603
| New | +$348K |
2016 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.