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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
126
Blackstone
BX
$108B
$403K 0.2%
15,772
-585
-4% -$15.4K
ITOT icon
127
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
$400K 0.19%
8,068
-5,786
-42% -$286K
MDIV icon
128
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$394K 0.19%
20,842
+7,994
+62% +$155K
XLK icon
129
State Street Technology Select Sector SPDR ETF
XLK
$123B
$393K 0.19%
16,462
– –
IGIB icon
130
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
$384K 0.19%
6,902
-4,108
-37% -$229K
HON icon
131
Honeywell
HON
$69.9B
$382K 0.19%
3,644
+808
+28% +$84.4K
SLV icon
132
iShares Silver Trust
SLV
$33.8B
$378K 0.18%
20,783
+2,850
+16% +$53.1K
PFE icon
133
Pfizer
PFE
$160B
$370K 0.18%
11,498
+2,001
+21% +$66.9K
PDP icon
134
Invesco Dorsey Wright Momentum ETF
PDP
$1.48B
$369K 0.18%
8,700
+75
+0.9% +$3.2K
AWK icon
135
American Water Works
AWK
$27.2B
$367K 0.18%
4,908
-688
-12% -$53.8K
MMM icon
136
3M
MMM
$92.2B
$365K 0.18%
2,475
+875
+55% +$131K
SMDV icon
137
ProShares Russell 2000 Dividend Growers ETF
SMDV
$746M
$364K 0.18%
7,627
-435
-5% -$20.6K
VEA icon
138
Vanguard FTSE Developed Markets ETF
VEA
$239B
$361K 0.18%
9,637
+632
+7% +$23.2K
VMO icon
139
Invesco Municipal Opportunity Trust
VMO
$654M
$359K 0.17%
25,213
+1,165
+5% +$17K
FXO icon
140
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$358K 0.17%
+14,724
New +$355K
ORCL icon
141
Oracle
ORCL
$438B
$355K 0.17%
9,034
+1,138
+14% +$46.4K
CAT icon
142
CALL
Caterpillar
CAT
$376B
$353K 0.17%
+3,972
New +$325K
BIV icon
143
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$350K 0.17%
3,993
+205
+5% +$18K
WWD icon
144
Woodward
WWD
$20.4B
$350K 0.17%
5,608
-392
-7% -$23.6K
RPV icon
145
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
$348K 0.17%
6,588
+2
+0% +$105
HUM icon
146
Humana
HUM
$47.1B
$342K 0.17%
1,936
– –
BMY icon
147
Bristol-Myers Squibb
BMY
$137B
$341K 0.17%
6,328
+1,471
+30% +$94.5K
VTV icon
148
Vanguard Morningstar Value ETF
VTV
$193B
$339K 0.17%
3,897
+484
+14% +$42.2K
RZV icon
149
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$335K 0.16%
5,328
– –
UAA icon
150
Under Armour
UAA
$2.18B
$333K 0.16%
+8,603
New +$348K
4 5
6
7 8

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OPAM
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WFMPM
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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.