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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$68M
AUM Growth
-$953K
Cap. Flow
-$1.18M
Cap. Flow %
-1.73%
Top 10 Hldgs %
51.48%
Holding
155
New
37
Increased
41
Reduced
33
Closed
30

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.34M
2
SHW icon
Sherwin-Williams
SHW
+$764K
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$752K
4
SH icon
ProShares Short S&P500
SH
+$714K
5
PSQ icon
ProShares Short QQQ
PSQ
+$689K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.85M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.29M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$970K
5
IYF icon
iShares US Financials ETF
IYF
+$727K

Sector Composition

Rank Sector Weight
1 Technology 15.81%
2 Communication Services 4.39%
3 Consumer Staples 3.89%
4 Energy 3.8%
5 Healthcare 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
126
PUT
Alphabet (Google) Class C
GOOG
$4.11T
– –
-180
Closed -$29K
IJK icon
127
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
– –
-10,472
Closed -$411K
IJS icon
128
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
– –
-4,638
Closed -$268K
IVE icon
129
iShares S&P 500 Value ETF
IVE
$49.1B
– –
-2,492
Closed -$225K
JNK icon
130
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
– –
-2,855
Closed -$357K
ROBO icon
131
ROBO Global Robotics & Automation Index ETF
ROBO
$1.87B
– –
-7,832
Closed -$218K
URBN icon
132
Urban Outfitters
URBN
$6.46B
– –
-6,346
Closed -$215K
VEA icon
133
Vanguard FTSE Developed Markets ETF
VEA
$223B
– –
-16,057
Closed -$684K
VOD icon
134
CALL
Vodafone
VOD
$37.1B
– –
-28
Closed -$1K
YUM icon
135
Yum! Brands
YUM
$41.9B
– –
-4,218
Closed -$246K
VIVS
136
VivoSim Labs
VIVS
$1.21M
– –
-42
Closed -$85K
AT
137
DELISTED
Atlantic Power Corporation
AT
– –
-19,318
Closed -$79K
VER
138
DELISTED
VEREIT, Inc.
VER
– –
-10,843
Closed -$679K
BRCD
139
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-15,287
Closed -$141K
JOY
140
DELISTED
Joy Global Inc
JOY
– –
-3,396
Closed -$209K
MDW
141
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
– –
-25,275
Closed -$23K
HCT
142
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
– –
-16,544
Closed -$180K
GTAT
143
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-22,875
Closed -$425K
ATPG
144
DELISTED
ATP OIL & GAS CORPORATION
ATPG
– –
-42,000
Closed –
FM
145
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-6,009
Closed -$217K
2 3 4 5
6

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ACP
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TP
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SW
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NSUP
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ACG
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NSCM
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Kovack Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Kovack Advisors held 155 positions worth $68M, down 1.4% from $68.9M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Kovack Advisors's Q3 2014 filing shows 37 new, 41 increased, 33 reduced and 30 closed positions. Its largest new stake was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M. The largest sale was ProShares Short 20+ Year Treasury ETF, an estimated $1.85M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 13% a quarter earlier, followed by Communication Services and Consumer Staples.

  • Kovack Advisors's largest Q3 2014 buy was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M.
  • Kovack Advisors added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2014, an estimated $752K increase.
  • Kovack Advisors's biggest Q3 2014 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $1.85M.
  • Kovack Advisors fully exited Vanguard FTSE Developed Markets ETF in Q3 2014, selling an estimated $684K.
  • Kovack Advisors's ten largest holdings make up 51% of its $68M portfolio in Q3 2014.
  • Kovack Advisors opened 37 new positions and closed 30 in Q3 2014.
  • Kovack Advisors's portfolio value fell 1.4% quarter-over-quarter to $68M.

Based on Kovack Advisors's 13F filing for Q3 2014, filed 4 Dec 2018.