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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$2.3M 0.25%
18,066
+2,562
+17% +$339K
RPG icon
102
Invesco S&P 500 Pure Growth ETF
RPG
$1.96B
$2.22M 0.24%
57,580
+2,500
+5% +$97.7K
SH icon
103
ProShares Short S&P500
SH
$824M
$2.21M 0.24%
+36,318
New +$2.16M
IJH icon
104
iShares Core S&P Mid-Cap ETF
IJH
$126B
$2.21M 0.24%
42,025
-5
-0% -$269
PEP icon
105
PepsiCo
PEP
$191B
$2.21M 0.24%
14,677
+3,729
+34% +$577K
AMD icon
106
Advanced Micro Devices
AMD
$778B
$2.2M 0.24%
21,407
+8,347
+64% +$853K
XLE icon
107
State Street Energy Select Sector SPDR ETF
XLE
$40.9B
$2.17M 0.24%
83,382
+31,494
+61% +$780K
IHI icon
108
iShares US Medical Devices ETF
IHI
$3.37B
$2.17M 0.24%
34,520
-58
-0.2% -$3.7K
TWLO icon
109
Twilio
TWLO
$37.1B
$2.16M 0.23%
6,772
+64
+1% +$23.3K
EPD icon
110
Enterprise Products Partners
EPD
$84.3B
$2.14M 0.23%
98,856
+1,860
+2% +$42.2K
AMAT icon
111
Applied Materials
AMAT
$383B
$2.13M 0.23%
16,564
+8,703
+111% +$1.18M
BUFR icon
112
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$2.1M 0.23%
+91,537
New +$2.12M
ITOT icon
113
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
$2.07M 0.22%
21,012
-442
-2% -$44.7K
ESGU icon
114
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$2.05M 0.22%
20,810
+5,547
+36% +$562K
NEAR icon
115
iShares Short Maturity Bond ETF
NEAR
$4.97B
$2.05M 0.22%
40,811
-2,490
-6% -$125K
IDXX icon
116
Idexx Laboratories
IDXX
$42.9B
$2.01M 0.22%
3,231
-2,242
-41% -$1.51M
QCOM icon
117
Qualcomm
QCOM
$176B
$2.01M 0.22%
15,576
+534
+4% +$75.8K
BSV icon
118
Vanguard Short-Term Bond ETF
BSV
$45.7B
$2.01M 0.22%
24,496
+2,480
+11% +$204K
ABT icon
119
Abbott
ABT
$193B
$1.99M 0.22%
16,836
+2,378
+16% +$292K
AVGO icon
120
Broadcom
AVGO
$1.77T
$1.99M 0.22%
40,930
+3,290
+9% +$160K
IVW icon
121
iShares S&P 500 Growth ETF
IVW
$77.2B
$1.94M 0.21%
26,186
-1,182
-4% -$90.1K
FUMB icon
122
First Trust Ultra Short Duration Municipal ETF
FUMB
$250M
$1.92M 0.21%
95,000
+25,000
+36% +$505K
STWD icon
123
Starwood Property Trust
STWD
$5.9B
$1.9M 0.21%
77,941
+738
+1% +$18.9K
IWB icon
124
iShares Russell 1000 ETF
IWB
$49.2B
$1.9M 0.21%
7,859
-781
-9% -$194K
DOCU
125
DocuSign
DOCU
$12.2B
$1.87M 0.2%
7,250
-1,702
-19% -$490K
3 4
5
6 7

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.