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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
101
DELISTED
Express Scripts Holding Company
ESRX
$749K 0.25%
11,834
+155
+1% +$9.63K
DVYE icon
102
iShares Emerging Markets Dividend ETF
DVYE
$1.25B
$742K 0.25%
17,894
+1,800
+11% +$75.5K
VO icon
103
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$730K 0.24%
19,860
-1,296
-6% -$46.7K
CELG
104
DELISTED
Celgene Corp
CELG
$724K 0.24%
4,963
+45
+0.9% +$6.13K
MAIN icon
105
Main Street Capital
MAIN
$5.48B
$719K 0.24%
18,091
-3,053
-14% -$120K
XLY icon
106
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$701K 0.23%
15,560
-6,832
-31% -$307K
QCOM icon
107
Qualcomm
QCOM
$176B
$700K 0.23%
13,504
-2,108
-14% -$112K
PM icon
108
Philip Morris
PM
$297B
$694K 0.23%
6,252
-99
-2% -$11.5K
IYR icon
109
iShares US Real Estate ETF
IYR
$4.6B
$690K 0.23%
8,642
+4,229
+96% +$340K
ACWV icon
110
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$681K 0.23%
8,369
– –
TSLA icon
111
Tesla
TSLA
$1.4T
$681K 0.23%
29,940
-225
-0.7% -$5.19K
ROK icon
112
Rockwell Automation
ROK
$48.1B
$670K 0.22%
3,762
-14
-0.4% -$2.33K
IBB icon
113
iShares Biotechnology ETF
IBB
$10.8B
$667K 0.22%
6,000
-879
-13% -$93.9K
GES
114
DELISTED
Guess Inc
GES
$666K 0.22%
39,136
-990
-2% -$14K
DBD
115
DELISTED
Diebold Nixdorf Incorporated
DBD
$660K 0.22%
28,886
-2,660
-8% -$56.7K
HEFA icon
116
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$659K 0.22%
22,784
+715
+3% +$20.2K
BXMT icon
117
Blackstone Mortgage Trust
BXMT
$2.33B
$652K 0.22%
+21,005
New +$653K
MET icon
118
MetLife
MET
$61.2B
$647K 0.21%
12,448
-689
-5% -$33.6K
IBOC icon
119
International Bancshares
IBOC
$4.39B
$642K 0.21%
16,000
-67,222
-81% -$2.43M
SPY icon
120
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$633K 0.21%
+5,414
New +$1.33M
HYS icon
121
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$632K 0.21%
6,222
+50
+0.8% +$5.06K
NFRA icon
122
Northern Trust STOXX Global Broad Infrastructure ETF
NFRA
$3.03B
$629K 0.21%
13,111
+419
+3% +$20.1K
IXJ icon
123
iShares Global Healthcare ETF
IXJ
$4.32B
$624K 0.21%
11,100
-500
-4% -$27.5K
STWD icon
124
Starwood Property Trust
STWD
$5.9B
$619K 0.21%
28,508
-697
-2% -$15.4K
NOC icon
125
Northrop Grumman
NOC
$77.4B
$611K 0.2%
2,123
-231
-10% -$62.2K
3 4
5
6 7

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NCMU
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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.