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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHAL icon
101
U-Haul Holding Co
UHAL
$13.3B
$488K 0.23%
+13,210
New +$453K
COP icon
102
ConocoPhillips
COP
$156B
$486K 0.23%
9,694
-444
-4% -$20.5K
ORLY icon
103
O'Reilly Automotive
ORLY
$71.1B
$484K 0.23%
26,055
-375
-1% -$6.85K
IBB icon
104
iShares Biotechnology ETF
IBB
$10.8B
$481K 0.23%
5,442
-3,006
-36% -$274K
XLF icon
105
State Street Financial Select Sector SPDR ETF
XLF
$56.4B
$481K 0.23%
20,670
+9,734
+89% +$209K
FDL icon
106
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.05B
$466K 0.22%
16,790
+1,603
+11% +$43.5K
DGRW icon
107
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$465K 0.22%
13,963
-12,893
-48% -$420K
FXG icon
108
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$462K 0.22%
10,106
-3,438
-25% -$156K
QCOM icon
109
Qualcomm
QCOM
$176B
$456K 0.22%
6,992
-1,289
-16% -$86.6K
WBK
110
DELISTED
Westpac Banking Corporation
WBK
$456K 0.22%
19,438
-1,200
-6% -$28.1K
BX icon
111
Blackstone
BX
$108B
$451K 0.21%
16,675
+903
+6% +$23.4K
IXJ icon
112
iShares Global Healthcare ETF
IXJ
$4.32B
$447K 0.21%
9,426
– –
IJR icon
113
iShares Core S&P Small-Cap ETF
IJR
$111B
$444K 0.21%
6,456
-310
-5% -$20K
TMO icon
114
Thermo Fisher Scientific
TMO
$233B
$442K 0.21%
3,132
+1,523
+95% +$225K
CSCO icon
115
Cisco
CSCO
$442B
$438K 0.21%
14,501
-503
-3% -$15.3K
APO icon
116
Apollo Global Management
APO
$78.8B
$437K 0.21%
22,577
+43
+0.2% +$812
BND icon
117
Vanguard Total Bond Market
BND
$162B
$437K 0.21%
5,406
+2,075
+62% +$170K
WDR
118
DELISTED
Waddell & Reed Financial, Inc.
WDR
$426K 0.2%
21,838
-3,577
-14% -$66.5K
DOC icon
119
Healthpeak Properties
DOC
$14.6B
$422K 0.2%
14,197
-7,868
-36% -$240K
KO icon
120
Coca-Cola
KO
$383B
$422K 0.2%
10,176
+2,966
+41% +$123K
WFC icon
121
Wells Fargo
WFC
$257B
$416K 0.2%
7,555
-10,935
-59% -$550K
HYS icon
122
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$413K 0.2%
4,132
– –
HR icon
123
Healthcare Realty
HR
$6.56B
$411K 0.2%
14,124
+2
+0% +$59
BP icon
124
BP
BP
$109B
$406K 0.19%
12,690
-1,098
-8% -$33K
NEA icon
125
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$406K 0.19%
+30,437
New +$411K
3 4
5
6 7

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OPAM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.