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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
Vanguard Energy ETF
VDE
$11B
| $485K | 0.24% |
4,967
+219
| +5% | +$20.8K |
2015 Q1
6 quarters
|
|
102
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.8B
| $481K | 0.23% |
2,632
-175
| -6% | -$32.1K |
2013 Q2
13 quarters
|
|
103
Cisco
CSCO
$467B
| $476K | 0.23% |
15,004
+1,895
| +14% | +$58.3K |
2014 Q2
9 quarters
|
|
104
iShares Global Healthcare ETF
IXJ
$4.36B
| $475K | 0.23% |
9,426
| – | – |
2014 Q4
7 quarters
|
|
105
PepsiCo
PEP
$172B
| $472K | 0.23% |
4,335
+622
| +17% | +$67K |
2014 Q3
8 quarters
|
|
|
WBK
106
DELISTED
Westpac Banking Corporation
WBK
| $469K | 0.23% |
20,638
-700
| -3% | -$15.9K |
2015 Q2
5 quarters
|
|
107
Consolidated Edison
ED
$39.2B
| $464K | 0.23% |
6,156
+249
| +4% | +$19.3K |
2016 Q1
2 quarters
|
|
|
WDR
108
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $462K | 0.22% |
25,415
-832
| -3% | -$15.2K |
2016 Q2
1 quarter
|
|
109
Healthcare Realty
HR
$5.88B
| $461K | 0.22% |
+14,122
| New | +$467K |
2016 Q3
0 quarters
|
|
|
AGN
110
DELISTED
Allergan plc
AGN
| $451K | 0.22% |
1,960
-440
| -18% | -$108K |
2014 Q4
7 quarters
|
|
111
ConocoPhillips
COP
$161B
| $441K | 0.21% |
10,138
+4,818
| +91% | +$200K |
2016 Q2
1 quarter
|
|
112
Prospect Capital
PSEC
$918M
| $437K | 0.21% |
54,005
+9,331
| +21% | +$77K |
2015 Q3
4 quarters
|
|
|
GG
113
DELISTED
Goldcorp Inc
GG
| $436K | 0.21% |
+26,363
| New | +$465K |
2016 Q3
0 quarters
|
|
114
First Trust Energy AlphaDEX Fund
FXN
$380M
| $435K | 0.21% |
+28,195
| New | +$418K |
2016 Q3
0 quarters
|
|
|
VIXH
115
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
| $429K | 0.21% |
+17,864
| New | +$430K |
2016 Q3
0 quarters
|
|
116
Starwood Property Trust
STWD
$4.7B
| $421K | 0.21% |
18,715
+5,089
| +37% | +$113K |
2015 Q3
4 quarters
|
|
117
Salesforce
CRM
$189B
| $420K | 0.2% |
5,883
+2,159
| +58% | +$168K |
2016 Q2
1 quarter
|
|
118
iShares Core S&P Small-Cap ETF
IJR
$104B
| $420K | 0.2% |
+6,766
| New | +$413K |
2016 Q3
0 quarters
|
|
119
NVIDIA
NVDA
$5.54T
| $419K | 0.2% |
+244,440
| New | +$361K |
2016 Q3
0 quarters
|
|
120
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.65B
| $414K | 0.2% |
15,187
+6,208
| +69% | +$170K |
2016 Q2
1 quarter
|
|
|
121
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
| $411K | 0.2% |
4,132
-8,394
| -67% | -$823K |
2014 Q4
7 quarters
|
|
122
BP
BP
$119B
| $408K | 0.2% |
13,788
+1,340
| +11% | +$38.9K |
2013 Q4
11 quarters
|
|
123
Mastercard
MA
$516B
| $406K | 0.2% |
+3,992
| New | +$383K |
2016 Q3
0 quarters
|
|
|
TWTR
124
DELISTED
Twitter, Inc.
TWTR
| $406K | 0.2% |
17,622
+5,481
| +45% | +$103K |
2015 Q4
3 quarters
|
|
125
Apollo Global Management
APO
$70.1B
| $405K | 0.2% |
22,534
+644
| +3% | +$11.3K |
2015 Q3
4 quarters
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.