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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDE icon
101
Vanguard Energy ETF
VDE
$10.6B
$485K 0.24%
4,967
+219
+5% +$20.8K
DIA icon
102
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$481K 0.23%
2,632
-175
-6% -$32.1K
CSCO icon
103
Cisco
CSCO
$442B
$476K 0.23%
15,004
+1,895
+14% +$58.3K
IXJ icon
104
iShares Global Healthcare ETF
IXJ
$4.32B
$475K 0.23%
9,426
– –
PEP icon
105
PepsiCo
PEP
$191B
$472K 0.23%
4,335
+622
+17% +$67K
WBK
106
DELISTED
Westpac Banking Corporation
WBK
$469K 0.23%
20,638
-700
-3% -$15.9K
ED icon
107
Consolidated Edison
ED
$39.5B
$464K 0.23%
6,156
+249
+4% +$19.3K
WDR
108
DELISTED
Waddell & Reed Financial, Inc.
WDR
$462K 0.22%
25,415
-832
-3% -$15.2K
HR icon
109
Healthcare Realty
HR
$6.56B
$461K 0.22%
+14,122
New +$467K
AGN
110
DELISTED
Allergan plc
AGN
$451K 0.22%
1,960
-440
-18% -$108K
COP icon
111
ConocoPhillips
COP
$156B
$441K 0.21%
10,138
+4,818
+91% +$200K
PSEC icon
112
Prospect Capital
PSEC
$1.17B
$437K 0.21%
54,005
+9,331
+21% +$77K
GG
113
DELISTED
Goldcorp Inc
GG
$436K 0.21%
+26,363
New +$465K
FXN icon
114
First Trust Energy AlphaDEX Fund
FXN
$397M
$435K 0.21%
+28,195
New +$418K
VIXH
115
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$429K 0.21%
+17,864
New +$430K
STWD icon
116
Starwood Property Trust
STWD
$5.9B
$421K 0.21%
18,715
+5,089
+37% +$113K
CRM icon
117
Salesforce
CRM
$206B
$420K 0.2%
5,883
+2,159
+58% +$168K
IJR icon
118
iShares Core S&P Small-Cap ETF
IJR
$111B
$420K 0.2%
+6,766
New +$413K
NVDA icon
119
NVIDIA
NVDA
$5.52T
$419K 0.2%
+244,440
New +$361K
FDL icon
120
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.05B
$414K 0.2%
15,187
+6,208
+69% +$170K
HYS icon
121
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$411K 0.2%
4,132
-8,394
-67% -$823K
BP icon
122
BP
BP
$109B
$408K 0.2%
13,788
+1,340
+11% +$38.9K
MA icon
123
Mastercard
MA
$518B
$406K 0.2%
+3,992
New +$383K
TWTR
124
DELISTED
Twitter, Inc.
TWTR
$406K 0.2%
17,622
+5,481
+45% +$103K
APO icon
125
Apollo Global Management
APO
$78.8B
$405K 0.2%
22,534
+644
+3% +$11.3K
3 4
5
6 7

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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.