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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
8.3 quarters
Top 10 Avg Time Held Equity + Options
12.2 quarters
Top 20 Avg Time Held Equity + Options
9.3 quarters
Avg Time Held Equity only
8.5 quarters
Top 10 Avg Time Held Equity only
12.2 quarters
Top 20 Avg Time Held Equity only
9.3 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CSCO icon
76
Cisco
CSCO
$452B
$2.94M 0.32%
54,070
+130
+0.2% +$7.29K
2014 Q2
29 quarters
UNH icon
77
UnitedHealth
UNH
$338B
$2.9M 0.32%
7,425
+1,796
+32% +$744K
2016 Q2
21 quarters
MELI icon
78
Mercado Libre
MELI
$96.1B
$2.9M 0.32%
1,727
+276
+19% +$478K
2017 Q4
15 quarters
CRWD icon
79
CrowdStrike
CRWD
$272B
$2.9M 0.31%
47,124
+3,652
+8% +$236K
2020 Q3
4 quarters
ILCG icon
80
iShares Morningstar Growth ETF
ILCG
$3.24B
$2.85M 0.31%
43,518
-813
-2% -$54.9K
2015 Q2
25 quarters
VCSH icon
81
Vanguard Short-Term Corporate Bond ETF
VCSH
$43.9B
$2.85M 0.31%
34,543
-4,590
-12% -$379K
2019 Q3
8 quarters
USMV icon
82
iShares MSCI USA Min Vol Factor ETF
USMV
$23.8B
$2.85M 0.31%
38,709
+2,251
+6% +$171K
2017 Q3
16 quarters
PANW icon
83
Palo Alto Networks
PANW
$334B
$2.8M 0.3%
35,124
+174
+0.5% +$12.2K
2016 Q1
22 quarters
FPX icon
84
First Trust US Equity Opportunities ETF
FPX
$1.45B
$2.75M 0.3%
22,255
+8
+0% +$1.02K
2019 Q4
7 quarters
PG icon
85
Procter & Gamble
PG
$355B
$2.66M 0.29%
19,032
+1,252
+7% +$177K
2013 Q2
33 quarters
ZIXI
86
DELISTED
Zix Corporation
ZIXI
$2.53M 0.28%
357,950
+72,250
+25% +$522K
2020 Q4
3 quarters
IGSB icon
87
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$2.53M 0.28%
46,309
-4,025
-8% -$220K
2014 Q4
27 quarters
TTD icon
88
Trade Desk
TTD
$5.65B
$2.52M 0.27%
35,836
-880
-2% -$68K
2020 Q2
5 quarters
PHDG icon
89
Invesco S&P 500 Downside Hedged ETF
PHDG
$62.8M
$2.5M 0.27%
70,088
+20,622
+42% +$747K
2021 Q2
1 quarter
JETS icon
90
US Global Jets ETF
JETS
$807M
$2.46M 0.27%
104,167
-3,682
-3% -$84.9K
2020 Q4
3 quarters
IYF icon
91
iShares US Financials ETF
IYF
$3.84B
$2.45M 0.27%
29,714
-11,563
-28% -$960K
2014 Q1
30 quarters
VOX icon
92
Vanguard Communication Services ETF
VOX
$6.1B
$2.43M 0.26%
17,281
-4,072
-19% -$592K
2021 Q2
1 quarter
MA icon
93
Mastercard
MA
$521B
$2.43M 0.26%
6,985
+1,458
+26% +$530K
2016 Q3
20 quarters
INTC icon
94
Intel
INTC
$535B
$2.41M 0.26%
45,177
+2,105
+5% +$114K
2014 Q4
27 quarters
VTIP icon
95
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
$2.38M 0.26%
45,362
+1,126
+3% +$59.1K
2019 Q3
8 quarters
HON icon
96
Honeywell
HON
$66.3B
$2.38M 0.26%
11,893
+931
+8% +$198K
2016 Q2
21 quarters
BA icon
97
Boeing
BA
$150B
$2.37M 0.26%
10,758
-787
-7% -$176K
2015 Q3
24 quarters
OKTA icon
98
Okta
OKTA
$40.4B
$2.35M 0.26%
9,889
+1,340
+16% +$333K
2018 Q1
14 quarters
NOK icon
99
Nokia
NOK
$56.3B
$2.34M 0.25%
429,214
-75,745
-15% -$440K
2019 Q2
9 quarters
ONEQ icon
100
Fidelity Nasdaq Composite Index ETF
ONEQ
$11.1B
$2.33M 0.25%
41,390
-2,721
-6% -$157K
2020 Q3
4 quarters
2 3
4
5 6

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.