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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVT icon
76
iShares US Treasury Bond ETF
GOVT
$43.7B
$2.28M 0.33%
83,583
+4,204
+5% +$116K
HON icon
77
Honeywell
HON
$76.4B
$2.27M 0.33%
11,326
+2,686
+31% +$488K
AAOI icon
78
Applied Optoelectronics
AAOI
$6.14B
$2.26M 0.33%
+265,300
New +$2.42M
IMCG icon
79
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$2.22M 0.32%
34,848
+2,928
+9% +$173K
COST icon
80
Costco
COST
$432B
$2.21M 0.32%
5,877
+574
+11% +$214K
TWLO icon
81
Twilio
TWLO
$28.6B
$2.21M 0.32%
6,542
+317
+5% +$99.1K
IGSB icon
82
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.2M 0.32%
39,855
+2,537
+7% +$139K
IJR icon
83
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.19M 0.32%
23,878
+1,706
+8% +$140K
LMBS icon
84
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$2.19M 0.32%
42,561
+4,239
+11% +$219K
OKTA icon
85
Okta
OKTA
$23.8B
$2.17M 0.31%
8,538
+1,754
+26% +$417K
MELI icon
86
Mercado Libre
MELI
$94.5B
$2.15M 0.31%
1,284
+35
+3% +$49.4K
PEP icon
87
PepsiCo
PEP
$196B
$2.12M 0.31%
14,297
-381
-3% -$54.2K
BA icon
88
Boeing
BA
$169B
$2.11M 0.3%
9,872
+1,193
+14% +$229K
FPE icon
89
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.1M 0.3%
104,194
+25,889
+33% +$511K
LQD icon
90
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$2.1M 0.3%
15,227
+3,010
+25% +$410K
UIS icon
91
Unisys
UIS
$252M
$2.1M 0.3%
+106,675
New +$1.53M
FLTR icon
92
VanEck IG Floating Rate ETF
FLTR
$2.94B
$2.07M 0.3%
81,952
+674
+0.8% +$17K
EPD icon
93
Enterprise Products Partners
EPD
$83.7B
$2.04M 0.29%
103,879
+1,900
+2% +$35.4K
BMY icon
94
Bristol-Myers Squibb
BMY
$129B
$2.01M 0.29%
32,423
-680
-2% -$41.8K
BX icon
95
Blackstone
BX
$104B
$2M 0.29%
30,821
-250
-0.8% -$14.6K
TOTL icon
96
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$1.98M 0.28%
40,134
-18,194
-31% -$897K
LMT icon
97
Lockheed Martin
LMT
$131B
$1.96M 0.28%
5,529
-411
-7% -$151K
STWD icon
98
Starwood Property Trust
STWD
$6.12B
$1.89M 0.27%
97,833
-7,201
-7% -$123K
PANW icon
99
Palo Alto Networks
PANW
$256B
$1.88M 0.27%
31,794
-1,296
-4% -$60.5K
MA icon
100
Mastercard
MA
$498B
$1.84M 0.26%
5,155
+48
+0.9% +$16K
2 3
4
5 6

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.