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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
76
Ulta Beauty
ULTA
$23.2B
$623K 0.3%
+2,445
New +$611K
AMGN icon
77
Amgen
AMGN
$236B
$610K 0.29%
4,172
+329
+9% +$49.5K
AMD icon
78
Advanced Micro Devices
AMD
$778B
$599K 0.29%
+52,853
New +$443K
SSO icon
79
ProShares Ultra S&P500
SSO
$8.52B
$592K 0.28%
62,160
+2,400
+4% +$21.7K
PEP icon
80
PepsiCo
PEP
$191B
$588K 0.28%
5,615
+1,280
+30% +$134K
SHW icon
81
Sherwin-Williams
SHW
$83.8B
$581K 0.28%
6,489
– –
UWM icon
82
ProShares Ultra Russell2000
UWM
$255M
$577K 0.27%
20,700
– –
TGT icon
83
Target
TGT
$75.4B
$570K 0.27%
7,885
-2,642
-25% -$191K
XLU icon
84
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$565K 0.27%
23,284
-8,798
-27% -$210K
GOOG icon
85
Alphabet (Google) Class C
GOOG
$4.13T
$563K 0.27%
14,580
+300
+2% +$11.7K
ABBV icon
86
AbbVie
ABBV
$456B
$555K 0.26%
8,862
+1,167
+15% +$71.2K
PSEC icon
87
Prospect Capital
PSEC
$1.17B
$555K 0.26%
66,413
+12,408
+23% +$99.6K
ITOT icon
88
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
$553K 0.26%
10,774
+2,706
+34% +$135K
UNH icon
89
UnitedHealth
UNH
$355B
$547K 0.26%
3,420
+1,766
+107% +$264K
IBM icon
90
IBM
IBM
$225B
$544K 0.26%
3,430
-1,670
-33% -$254K
DIA icon
91
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$538K 0.26%
2,726
+94
+4% +$17.7K
GD icon
92
General Dynamics
GD
$103B
$532K 0.25%
3,080
+1,442
+88% +$236K
SWKS icon
93
Skyworks Solutions
SWKS
$10.1B
$532K 0.25%
+7,127
New +$549K
BUD icon
94
AB InBev
BUD
$156B
$528K 0.25%
+5,011
New +$562K
XLV icon
95
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$510K 0.24%
7,401
-12,169
-62% -$845K
FXN icon
96
First Trust Energy AlphaDEX Fund
FXN
$397M
$507K 0.24%
30,692
+2,497
+9% +$39.2K
GDXJ icon
97
VanEck Junior Gold Miners ETF
GDXJ
$9.92B
$504K 0.24%
15,966
+754
+5% +$27.4K
VDE icon
98
Vanguard Energy ETF
VDE
$10.6B
$502K 0.24%
4,792
-175
-4% -$17.5K
MBB icon
99
iShares MBS ETF
MBB
$39.2B
$493K 0.23%
4,640
+51
+1% +$5.51K
BMY icon
100
Bristol-Myers Squibb
BMY
$137B
$491K 0.23%
8,410
+2,082
+33% +$114K
2 3
4
5 6

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ICM
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OPAM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.