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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
(+2.3%)
Cap. Flow
+$2.89M
Cap. Flow
% of AUM
1.38%
Top 10 Holdings %
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.8
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.8
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.5M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$7.2M |
| 3 |
Apple
AAPL
|
+$4.8M |
| 4 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$2.53M |
| 5 |
Amazon
AMZN
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.6M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$7.77M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.21M |
| 4 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.84M |
| 5 |
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
|
+$2.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.16% |
| 2 | Technology | 12% |
| 3 | Communication Services | 6.54% |
| 4 | Healthcare | 5.86% |
| 5 | Consumer Discretionary | 4.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
Ulta Beauty
ULTA
$24.8B
| $623K | 0.3% |
+2,445
| New | +$611K |
2016 Q4
0 quarters
|
|
77
Amgen
AMGN
$224B
| $610K | 0.29% |
4,172
+329
| +9% | +$49.5K |
2015 Q2
6 quarters
|
|
78
Advanced Micro Devices
AMD
$968B
| $599K | 0.29% |
+52,853
| New | +$443K |
2016 Q4
0 quarters
|
|
79
ProShares Ultra S&P500
SSO
$9.06B
| $592K | 0.28% |
62,160
+2,400
| +4% | +$21.7K |
2014 Q2
10 quarters
|
|
80
PepsiCo
PEP
$173B
| $588K | 0.28% |
5,615
+1,280
| +30% | +$134K |
2014 Q3
9 quarters
|
|
81
Sherwin-Williams
SHW
$78.1B
| $581K | 0.28% |
6,489
| – | – |
2014 Q3
9 quarters
|
|
82
ProShares Ultra Russell2000
UWM
$220M
| $577K | 0.27% |
20,700
| – | – |
2015 Q3
5 quarters
|
|
83
Target
TGT
$69.5B
| $570K | 0.27% |
7,885
-2,642
| -25% | -$191K |
2015 Q4
4 quarters
|
|
84
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $565K | 0.27% |
23,284
-8,798
| -27% | -$210K |
2015 Q1
7 quarters
|
|
85
Alphabet (Google) Class C
GOOG
$4.31T
| $563K | 0.27% |
14,580
+300
| +2% | +$11.7K |
2013 Q3
13 quarters
|
|
86
AbbVie
ABBV
$489B
| $555K | 0.26% |
8,862
+1,167
| +15% | +$71.2K |
2016 Q1
3 quarters
|
|
87
Prospect Capital
PSEC
$902M
| $555K | 0.26% |
66,413
+12,408
| +23% | +$99.6K |
2015 Q3
5 quarters
|
|
88
iShares Core S&P Total US Stock Market ETF
ITOT
$97.7B
| $553K | 0.26% |
10,774
+2,706
| +34% | +$135K |
2015 Q2
6 quarters
|
|
89
UnitedHealth
UNH
$343B
| $547K | 0.26% |
3,420
+1,766
| +107% | +$264K |
2016 Q2
2 quarters
|
|
90
IBM
IBM
$218B
| $544K | 0.26% |
3,430
-1,670
| -33% | -$254K |
2013 Q2
14 quarters
|
|
91
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.8B
| $538K | 0.26% |
2,726
+94
| +4% | +$17.7K |
2013 Q2
14 quarters
|
|
92
General Dynamics
GD
$89.2B
| $532K | 0.25% |
3,080
+1,442
| +88% | +$236K |
2014 Q4
8 quarters
|
|
93
Skyworks Solutions
SWKS
$11.4B
| $532K | 0.25% |
+7,127
| New | +$549K |
2016 Q4
0 quarters
|
|
94
AB InBev
BUD
$156B
| $528K | 0.25% |
+5,011
| New | +$562K |
2016 Q4
0 quarters
|
|
95
State Street Health Care Select Sector SPDR ETF
XLV
$44B
| $510K | 0.24% |
7,401
-12,169
| -62% | -$845K |
2014 Q2
10 quarters
|
|
96
First Trust Energy AlphaDEX Fund
FXN
$384M
| $507K | 0.24% |
30,692
+2,497
| +9% | +$39.2K |
2016 Q3
1 quarter
|
|
97
VanEck Junior Gold Miners ETF
GDXJ
$8.15B
| $504K | 0.24% |
15,966
+754
| +5% | +$27.4K |
2016 Q3
1 quarter
|
|
98
Vanguard Energy ETF
VDE
$11.3B
| $502K | 0.24% |
4,792
-175
| -4% | -$17.5K |
2015 Q1
7 quarters
|
|
99
iShares MBS ETF
MBB
$35.6B
| $493K | 0.23% |
4,640
+51
| +1% | +$5.51K |
2016 Q3
1 quarter
|
|
100
Bristol-Myers Squibb
BMY
$116B
| $491K | 0.23% |
8,410
+2,082
| +33% | +$114K |
2013 Q3
13 quarters
|
|
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Kovack Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.
- Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
- Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
- Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
- Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
- Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
- Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.
Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.