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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
76
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$697K 0.34%
21,536
+520
+2% +$16.7K
GDXJ icon
77
VanEck Junior Gold Miners ETF
GDXJ
$9.92B
$674K 0.33%
+15,212
New +$721K
SDY icon
78
State Street SPDR S&P Dividend ETF
SDY
$22B
$666K 0.32%
7,895
-132
-2% -$11.3K
HD icon
79
Home Depot
HD
$328B
$657K 0.32%
5,104
+575
+13% +$76.6K
ACN icon
80
Accenture
ACN
$115B
$644K 0.31%
5,271
+32
+0.6% +$3.64K
AMGN icon
81
Amgen
AMGN
$236B
$641K 0.31%
3,843
+88
+2% +$14.9K
AMLP icon
82
Alerian MLP ETF
AMLP
$13.4B
$640K 0.31%
10,092
+5,197
+106% +$329K
FXG icon
83
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$629K 0.31%
13,544
+257
+2% +$12.3K
RPG icon
84
Invesco S&P 500 Pure Growth ETF
RPG
$1.96B
$624K 0.3%
37,065
– –
DVY icon
85
iShares Select Dividend ETF
DVY
$23.8B
$606K 0.3%
7,076
-1,653
-19% -$143K
SHW icon
86
Sherwin-Williams
SHW
$83.8B
$598K 0.29%
6,489
– –
BAC icon
87
Bank of America
BAC
$428B
$577K 0.28%
36,876
+5,452
+17% +$81.2K
F icon
88
Ford
F
$55.6B
$577K 0.28%
47,771
-699
-1% -$8.82K
QCOM icon
89
Qualcomm
QCOM
$176B
$567K 0.28%
8,281
+2,246
+37% +$137K
FXD icon
90
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$265M
$557K 0.27%
15,793
+399
+3% +$14.2K
GOOG icon
91
Alphabet (Google) Class C
GOOG
$4.13T
$555K 0.27%
14,280
-80
-0.6% -$3.04K
PIV
92
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$538K 0.26%
21,379
+49
+0.2% +$1.23K
SSO icon
93
ProShares Ultra S&P500
SSO
$8.52B
$530K 0.26%
59,760
– –
MBB icon
94
iShares MBS ETF
MBB
$39.2B
$505K 0.25%
+4,589
New +$504K
DD
95
DELISTED
Du Pont De Nemours E I
DD
$503K 0.24%
7,516
+89
+1% +$6.05K
BSJI
96
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$499K 0.24%
19,723
-1,064
-5% -$26.7K
ORLY icon
97
O'Reilly Automotive
ORLY
$71.1B
$494K 0.24%
26,430
+2,175
+9% +$40.8K
UWM icon
98
ProShares Ultra Russell2000
UWM
$255M
$491K 0.24%
20,700
– –
NKE icon
99
Nike
NKE
$57B
$490K 0.24%
9,314
+3,880
+71% +$219K
ABBV icon
100
AbbVie
ABBV
$456B
$485K 0.24%
7,695
-692
-8% -$44.8K
2 3
4
5 6

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.