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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$68M
AUM Growth
-$953K
Cap. Flow
-$1.18M
Cap. Flow %
-1.73%
Top 10 Hldgs %
51.48%
Holding
155
New
37
Increased
41
Reduced
33
Closed
30

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.34M
2
SHW icon
Sherwin-Williams
SHW
+$764K
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$752K
4
SH icon
ProShares Short S&P500
SH
+$714K
5
PSQ icon
ProShares Short QQQ
PSQ
+$689K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.85M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.29M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$970K
5
IYF icon
iShares US Financials ETF
IYF
+$727K

Sector Composition

Rank Sector Weight
1 Technology 15.81%
2 Communication Services 4.39%
3 Consumer Staples 3.89%
4 Energy 3.8%
5 Healthcare 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFMD
76
DELISTED
RF MICRO DEVICES INC
RFMD
$234K 0.34%
20,254
+58
+0.3% +$653
MRK icon
77
Merck
MRK
$322B
$233K 0.34%
+4,113
New +$231K
ONEQ icon
78
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$231K 0.34%
+13,110
New +$231K
IJJ icon
79
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$229K 0.34%
3,802
+188
+5% +$11.7K
LO
80
DELISTED
LORILLARD INC COM STK
LO
$228K 0.34%
+3,803
New +$231K
EVV
81
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$222K 0.33%
15,244
-12,932
-46% -$195K
BIV icon
82
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$216K 0.32%
2,563
– –
EEME
83
DELISTED
ISHARES MSCI EMERGING MARKETS EMEA ETF
EEME
$216K 0.32%
+4,479
New +$235K
PDP icon
84
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
$213K 0.31%
5,425
– –
TMO icon
85
Thermo Fisher Scientific
TMO
$214B
$212K 0.31%
+1,745
New +$212K
INTU icon
86
Intuit
INTU
$91.1B
$208K 0.31%
+2,370
New +$197K
MCD icon
87
McDonald's
MCD
$193B
$203K 0.3%
+2,136
New +$204K
VOD icon
88
Vodafone
VOD
$37.1B
$202K 0.3%
6,155
-2,423
-28% -$80.8K
PFF icon
89
iShares Preferred and Income Securities ETF
PFF
$13.1B
$201K 0.3%
5,079
-74
-1% -$2.93K
EGHT icon
90
8x8 Inc
EGHT
$279M
$196K 0.29%
+29,275
New +$225K
ARCC icon
91
Ares Capital
ARCC
$13.4B
$180K 0.26%
11,125
+1,000
+10% +$16.9K
NLY icon
92
Annaly Capital Management
NLY
$17.3B
$168K 0.25%
3,942
+386
+11% +$17.6K
MVT
93
DELISTED
BlackRock MuniVest Fund II
MVT
$163K 0.24%
+10,375
New +$161K
CHI
94
Calamos Convertible Opportunities and Income Fund
CHI
$968M
$137K 0.2%
10,124
-10,632
-51% -$147K
MFA
95
MFA Financial
MFA
$932M
$79K 0.12%
+2,550
New +$84K
VVR icon
96
Invesco Senior Income Trust
VVR
$456M
$78K 0.11%
16,487
– –
DSU icon
97
BlackRock Debt Strategies Fund
DSU
$592M
$77K 0.11%
6,740
-1,327
-16% -$15.8K
BRW
98
Saba Capital Income & Opportunities Fund
BRW
$335M
$55K 0.08%
+5,000
New +$55.7K
URZ
99
DELISTED
URANERZ ENERGY CORP
URZ
$42K 0.06%
37,772
+19,853
+111% +$24K
URG
100
Ur-Energy
URG
$469M
$40K 0.06%
39,117
+12,622
+48% +$14.1K
2 3
4
5 6

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Kovack Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Kovack Advisors held 155 positions worth $68M, down 1.4% from $68.9M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Kovack Advisors's Q3 2014 filing shows 37 new, 41 increased, 33 reduced and 30 closed positions. Its largest new stake was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M. The largest sale was ProShares Short 20+ Year Treasury ETF, an estimated $1.85M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 13% a quarter earlier, followed by Communication Services and Consumer Staples.

  • Kovack Advisors's largest Q3 2014 buy was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M.
  • Kovack Advisors added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2014, an estimated $752K increase.
  • Kovack Advisors's biggest Q3 2014 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $1.85M.
  • Kovack Advisors fully exited Vanguard FTSE Developed Markets ETF in Q3 2014, selling an estimated $684K.
  • Kovack Advisors's ten largest holdings make up 51% of its $68M portfolio in Q3 2014.
  • Kovack Advisors opened 37 new positions and closed 30 in Q3 2014.
  • Kovack Advisors's portfolio value fell 1.4% quarter-over-quarter to $68M.

Based on Kovack Advisors's 13F filing for Q3 2014, filed 4 Dec 2018.