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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$29.2M
AUM Growth
+$10.8M
Cap. Flow
+$11.7M
Cap. Flow %
39.88%
Top 10 Hldgs %
47.61%
Holding
99
New
26
Increased
31
Reduced
15
Closed
15
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.87M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.5M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.42M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.3M
5
SH icon
ProShares Short S&P500
SH
+$997K

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$304K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$261K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$232K
4
RAI
Reynolds American Inc
RAI
+$231K
5
JNJ icon
Johnson & Johnson
JNJ
+$219K

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.99%
2 Technology 14.81%
3 Communication Services 4.7%
4 Energy 4.67%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BMY icon
76
CALL
Bristol-Myers Squibb
BMY
$118B
$2K 0.01%
10
+4
+67% +$213
2013 Q3
2 quarters
META icon
77
CALL
Meta Platforms (Facebook)
META
$1.89T
$2K 0.01%
1
– –
2013 Q4
1 quarter
F icon
78
CALL
Ford
F
$47.9B
$1K ﹤0.01%
91
+39
+75% +$604
2013 Q2
3 quarters
PG icon
79
CALL
Procter & Gamble
PG
$356B
$1K ﹤0.01%
+3
New +$236
2014 Q1
0 quarters
VER
80
PUT
DELISTED
VEREIT, Inc.
VER
$1K ﹤0.01%
+5
New +$348
2014 Q1
0 quarters
BRW icon
81
Saba Capital Income & Opportunities Fund
BRW
$298M
– –
-5,000
Closed -$58K –
HR icon
82
Healthcare Realty
HR
$5.9B
– –
-5,134
Closed -$103K –
JNJ icon
83
Johnson & Johnson
JNJ
$636B
– –
-2,389
Closed -$219K –
MRK icon
84
CALL
Merck
MRK
$359B
– –
-5
Closed -$1K –
RIOT icon
85
Riot Platforms
RIOT
$6.18B
– –
-1,613
Closed -$28K –
SCZ icon
86
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.8B
– –
-5,960
Closed -$304K –
SHY icon
87
iShares 1-3 Year Treasury Bond ETF
SHY
$26.8B
– –
-2,749
Closed -$232K –
VOD icon
88
Vodafone
VOD
$35.7B
– –
-5,229
Closed -$210K –
XOM icon
89
CALL
ExxonMobil
XOM
$708B
– –
-4
Closed -$2K –
RDS.A
90
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,924
Closed -$261K –
AT icon
91
DELISTED
Atlantic Power Corporation
AT
– –
-16,662
Closed -$58K –
RAI
92
DELISTED
Reynolds American Inc
RAI
– –
-9,228
Closed -$231K –
FNM
93
DELISTED
FANNIE MAE
FNM
– –
-12,000
Closed -$36K –
NWBO
94
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-11,978
Closed -$45K –
1 2 3
4

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TA
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NCMU
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ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
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OAM
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Kovack Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Kovack Advisors held 99 positions worth $29.2M, up 59% from $18.4M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Kovack Advisors deployed $11.7M of net new capital in Q1 2014, opening 26 new positions and adding to 31 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 46% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Williams Companies, an estimated $113K trimmed.

  • Kovack Advisors's largest Q1 2014 buy was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
  • Kovack Advisors added most to Apple in Q1 2014, an estimated $1.87M increase.
  • Kovack Advisors's biggest Q1 2014 reduction was Williams Companies, cutting an estimated $113K.
  • Kovack Advisors fully exited iShares MSCI EAFE Small-Cap ETF in Q1 2014, selling an estimated $304K.
  • Kovack Advisors's ten largest holdings make up 48% of its $29.2M portfolio in Q1 2014.
  • Kovack Advisors opened 26 new positions and closed 15 in Q1 2014.
  • Kovack Advisors's portfolio value rose 59% quarter-over-quarter to $29.2M.

Based on Kovack Advisors's 13F filing for Q1 2014, filed 28 Jan 2019.