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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$29.2M
AUM Growth
+$10.8M
Cap. Flow
+$11.7M
Cap. Flow %
39.88%
Top 10 Hldgs %
47.61%
Holding
99
New
26
Increased
31
Reduced
15
Closed
15

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.87M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.5M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.42M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.3M
5
SH icon
ProShares Short S&P500
SH
+$997K

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$304K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$261K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$232K
4
RAI
Reynolds American Inc
RAI
+$231K
5
JNJ icon
Johnson & Johnson
JNJ
+$219K

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.99%
2 Technology 14.81%
3 Communication Services 4.7%
4 Energy 4.67%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
76
CALL
Bristol-Myers Squibb
BMY
$137B
$2K 0.01%
10
+4
+67% +$213
META icon
77
CALL
Meta Platforms (Facebook)
META
$1.45T
$2K 0.01%
1
– –
F icon
78
CALL
Ford
F
$55.6B
$1K ﹤0.01%
91
+39
+75% +$604
PG icon
79
CALL
Procter & Gamble
PG
$333B
$1K ﹤0.01%
+3
New +$236
VER
80
PUT
DELISTED
VEREIT, Inc.
VER
$1K ﹤0.01%
+5
New +$348
BRW
81
Saba Capital Income & Opportunities Fund
BRW
$329M
– –
-5,000
Closed -$58K
HR icon
82
Healthcare Realty
HR
$6.56B
– –
-5,134
Closed -$103K
JNJ icon
83
Johnson & Johnson
JNJ
$640B
– –
-2,389
Closed -$219K
MRK icon
84
CALL
Merck
MRK
$369B
– –
-5
Closed -$1K
RIOT icon
85
Riot Platforms
RIOT
$7.84B
– –
-1,613
Closed -$28K
SCZ icon
86
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
– –
-5,960
Closed -$304K
SHY icon
87
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-2,749
Closed -$232K
VOD icon
88
Vodafone
VOD
$36.7B
– –
-5,229
Closed -$210K
XOM icon
89
CALL
ExxonMobil
XOM
$643B
– –
-4
Closed -$2K
RDS.A
90
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,924
Closed -$261K
AT
91
DELISTED
Atlantic Power Corporation
AT
– –
-16,662
Closed -$58K
RAI
92
DELISTED
Reynolds American Inc
RAI
– –
-9,228
Closed -$231K
FNM
93
DELISTED
FANNIE MAE
FNM
– –
-12,000
Closed -$36K
NWBO
94
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-11,978
Closed -$45K
1 2 3
4

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TA
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NCMU
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ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Kovack Advisors held 99 positions worth $29.2M, up 59% from $18.4M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Kovack Advisors deployed $11.7M of net new capital in Q1 2014, opening 26 new positions and adding to 31 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 46% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Williams Companies, an estimated $113K trimmed.

  • Kovack Advisors's largest Q1 2014 buy was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
  • Kovack Advisors added most to Apple in Q1 2014, an estimated $1.87M increase.
  • Kovack Advisors's biggest Q1 2014 reduction was Williams Companies, cutting an estimated $113K.
  • Kovack Advisors fully exited iShares MSCI EAFE Small-Cap ETF in Q1 2014, selling an estimated $304K.
  • Kovack Advisors's ten largest holdings make up 48% of its $29.2M portfolio in Q1 2014.
  • Kovack Advisors opened 26 new positions and closed 15 in Q1 2014.
  • Kovack Advisors's portfolio value rose 59% quarter-over-quarter to $29.2M.

Based on Kovack Advisors's 13F filing for Q1 2014, filed 28 Jan 2019.