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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+9.06%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$18.4M
AUM Growth
-$1.05M
(-5.4%)
Cap. Flow
-$2.4M
Cap. Flow
% of AUM
-13.03%
Top 10 Holdings %
Top 10 Hldgs %
42.47%
Holding
90
New
21
Increased
13
Reduced
30
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$521K |
| 2 |
BP
BP
|
+$370K |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$347K |
| 4 |
Microsoft
MSFT
|
+$326K |
| 5 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$298K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$930K |
| 2 |
iShares Silver Trust
SLV
|
+$864K |
| 3 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$812K |
| 4 |
iShares Micro-Cap ETF
IWC
|
+$548K |
| 5 |
ProShares Short S&P500
SH
|
+$546K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.58% |
| 2 | Energy | 9.78% |
| 3 | Communication Services | 8.51% |
| 4 | Consumer Staples | 7.26% |
| 5 | Industrials | 4.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Occidental Petroleum
OXY
$55.7B
| – | – |
-3,436
| Closed | -$308K |
|
|
77
ProShares Short S&P500
SH
$928M
| – | – |
-2,435
| Closed | -$546K |
|
|
78
iShares Silver Trust
SLV
$27.7B
| – | – |
-41,333
| Closed | -$864K |
|
79
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| – | – |
-17,204
| Closed | -$537K |
|
80
ProShares Short 20+ Year Treasury ETF
TBF
$87.2M
| – | – |
-6,991
| Closed | -$224K |
|
81
Uranium Energy
UEC
$4.47B
| – | – |
-17,500
| Closed | -$39K |
|
82
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
| – | – |
-17,624
| Closed | -$329K |
|
|
LO
83
CALL
DELISTED
LORILLARD INC COM STK
LO
| – | – |
-18
| Closed | -$2K |
|
|
LO
84
DELISTED
LORILLARD INC COM STK
LO
| – | – |
-4,700
| Closed | -$210K |
|
|
RFMD
85
DELISTED
RF MICRO DEVICES INC
RFMD
| – | – |
-21,692
| Closed | -$122K |
|
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Kovack Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, Kovack Advisors held 90 positions worth $18.4M, down 5.4% from $19.5M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Kovack Advisors withdrew a net $2.4M in Q4 2013, closing 17 positions and reducing 30 holdings. Its most notable exit was iShares Silver Trust, an estimated $864K position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Energy and Communication Services.
Against the trend, Kovack Advisors opened a new position in First Trust Value Line Dividend Fund worth $535K.
- Kovack Advisors's largest Q4 2013 buy was First Trust Value Line Dividend Fund: 24,980 shares worth $535K.
- Kovack Advisors added most to iShares Floating Rate Bond ETF in Q4 2013, an estimated $33.7K increase.
- Kovack Advisors's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $930K.
- Kovack Advisors fully exited iShares Silver Trust in Q4 2013, selling an estimated $864K.
- Kovack Advisors's ten largest holdings make up 42% of its $18.4M portfolio in Q4 2013.
- Kovack Advisors opened 21 new positions and closed 17 in Q4 2013.
- Kovack Advisors's portfolio value fell 5.4% quarter-over-quarter to $18.4M.
Based on Kovack Advisors's 13F filing for Q4 2013, filed 15 Mar 2019.