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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+6.19%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$19.5M
AUM Growth
+$2.48M
Cap. Flow
+$1.96M
Cap. Flow %
10.09%
Top 10 Hldgs %
48.64%
Holding
90
New
28
Increased
15
Reduced
17
Closed
21

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$854K
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$808K
3
IWC icon
iShares Micro-Cap ETF
IWC
+$787K
4
SH icon
ProShares Short S&P500
SH
+$550K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$387K

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$507K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$487K
3
DVY icon
iShares Select Dividend ETF
DVY
+$435K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$418K
5
AEP icon
American Electric Power
AEP
+$393K

Sector Composition

Rank Sector Weight
1 Technology 13.55%
2 Energy 8.63%
3 Communication Services 6.37%
4 Consumer Staples 6.34%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
76
iShares Russell 1000 Value ETF
IWD
$81.4B
– –
-3,113
Closed -$261K
MSFT icon
77
CALL
Microsoft
MSFT
$2.9T
– –
-15
Closed -$4K
MSFT icon
78
Microsoft
MSFT
$2.9T
– –
-5,812
Closed -$201K
T icon
79
PUT
AT&T
T
$164B
– –
-254
Closed -$8K
TIP icon
80
iShares TIPS Bond ETF
TIP
$14.5B
– –
-4,523
Closed -$507K
VZ icon
81
CALL
Verizon
VZ
$197B
– –
-76
Closed -$10K
XHB icon
82
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
– –
-7,930
Closed -$233K
XLU icon
83
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
– –
-102
Closed -$1K
XOM icon
84
CALL
ExxonMobil
XOM
$650B
– –
-4
Closed -$1K
1 2 3
4

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ACP
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TP
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SW
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NSUP
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ACG
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NSCM
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Kovack Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Kovack Advisors held 90 positions worth $19.5M, up 15% from $17M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Kovack Advisors deployed $1.96M of net new capital in Q3 2013, opening 28 new positions and adding to 15 existing holdings. Its largest new stake was iShares Silver Trust: 41,333 shares worth $864K.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $418K trimmed.

  • Kovack Advisors's largest Q3 2013 buy was iShares Silver Trust: 41,333 shares worth $864K.
  • Kovack Advisors added most to Apple in Q3 2013, an estimated $202K increase.
  • Kovack Advisors's biggest Q3 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $418K.
  • Kovack Advisors fully exited iShares TIPS Bond ETF in Q3 2013, selling an estimated $507K.
  • Kovack Advisors's ten largest holdings make up 49% of its $19.5M portfolio in Q3 2013.
  • Kovack Advisors opened 28 new positions and closed 21 in Q3 2013.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $19.5M.

Based on Kovack Advisors's 13F filing for Q3 2013, filed 9 Apr 2019.