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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88
Avg Time Held Equity + Options
8.7 quarters
Top 10 Avg Time Held Equity + Options
13.1 quarters
Top 20 Avg Time Held Equity + Options
10.2 quarters
Avg Time Held Equity only
8.9 quarters
Top 10 Avg Time Held Equity only
13.1 quarters
Top 20 Avg Time Held Equity only
10.2 quarters

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SGEN
751
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-3,724
Closed -$632K –
BSJM
752
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-26,191
Closed -$609K –
NPTN
753
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-36,500
Closed -$318K –
ZNGA
754
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-23,420
Closed -$176K –
ZIXI
755
DELISTED
Zix Corporation
ZIXI
– –
-357,950
Closed -$2.53M –
BSCL icon
756
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-23,430
Closed -$494K –
BSJL
757
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-27,975
Closed -$643K –
PCI icon
758
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-32,059
Closed -$677K –
KDMN
759
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-30,000
Closed -$261K –
VTA
760
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-19,938
Closed -$233K –
ATPG
761
DELISTED
ATP OIL & GAS CORPORATION
ATPG
– –
-71,860
Closed – –
BSCM
762
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-22,895
Closed -$493K –
27 28 29 30
31

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Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.