We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
726
PUT
Meta Platforms (Facebook)
META
$1.45T
– –
-20
Closed -$13K
MKTX icon
727
MarketAxess Holdings
MKTX
$5.72B
– –
-872
Closed -$367K
PBI icon
728
CALL
Pitney Bowes
PBI
$2.37B
– –
-20
Closed -$2K
PBI icon
729
Pitney Bowes
PBI
$2.37B
– –
-21,272
Closed -$153K
PGF icon
730
Invesco Financial Preferred ETF
PGF
$661M
– –
-17,188
Closed -$326K
PKG icon
731
Packaging Corp of America
PKG
$21.7B
– –
-3,030
Closed -$416K
QQQJ icon
732
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.21B
– –
-10,223
Closed -$338K
RCL icon
733
Royal Caribbean
RCL
$76.2B
– –
-2,505
Closed -$223K
RH icon
734
RH
RH
$2.74B
– –
-400
Closed -$267K
SAN icon
735
Banco Santander
SAN
$212B
– –
-20,478
Closed -$74K
SJNK icon
736
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
– –
-41,661
Closed -$1.14M
SKYY icon
737
First Trust Cloud Computing ETF
SKYY
$3.4B
– –
-14,340
Closed -$1.58M
SPHB icon
738
Invesco S&P 500 High Beta ETF
SPHB
$953M
– –
-3,035
Closed -$222K
SYY icon
739
Sysco
SYY
$39.5B
– –
-3,150
Closed -$247K
TBB
740
AT&T 5.350% Global Notes due 2066
TBB
$1.04B
– –
-10,900
Closed -$286K
TMDX icon
741
Transmedics
TMDX
$3.18B
– –
-9,200
Closed -$304K
UOCT icon
742
Innovator US Equity Ultra Buffer ETF October
UOCT
$182M
– –
-9,712
Closed -$270K
UPST icon
743
Upstart Holdings
UPST
$2.96B
– –
-3,155
Closed -$998K
VTR icon
744
Ventas
VTR
$47.6B
– –
-3,876
Closed -$214K
WBND
745
DELISTED
Western Asset Total Return ETF
WBND
– –
-3,705
Closed -$350K
YUMC icon
746
Yum China
YUMC
$15.3B
– –
-4,045
Closed -$235K
ZM icon
747
Zoom
ZM
$29.4B
– –
-1,127
Closed -$295K
NVRO
748
DELISTED
NEVRO CORP.
NVRO
– –
-4,700
Closed -$547K
DMTK
749
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-7,300
Closed -$234K
SPLK
750
DELISTED
Splunk Inc
SPLK
– –
-3,855
Closed -$558K
27 28 29
30
31

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.