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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88
Avg Time Held Equity + Options
8.7 quarters
Top 10 Avg Time Held Equity + Options
13.1 quarters
Top 20 Avg Time Held Equity + Options
10.2 quarters
Avg Time Held Equity only
8.9 quarters
Top 10 Avg Time Held Equity only
13.1 quarters
Top 20 Avg Time Held Equity only
10.2 quarters

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
META icon
726
PUT
Meta Platforms (Facebook)
META
$1.87T
– –
-20
Closed -$13K –
MKTX icon
727
MarketAxess Holdings
MKTX
$5.79B
– –
-872
Closed -$367K –
PBI icon
728
CALL
Pitney Bowes
PBI
$2.28B
– –
-20
Closed -$2K –
PBI icon
729
Pitney Bowes
PBI
$2.28B
– –
-21,272
Closed -$153K –
PGF icon
730
Invesco Financial Preferred ETF
PGF
$597M
– –
-17,188
Closed -$326K –
PKG icon
731
Packaging Corp of America
PKG
$20.4B
– –
-3,030
Closed -$416K –
QQQJ icon
732
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.16B
– –
-10,223
Closed -$338K –
RCL icon
733
Royal Caribbean
RCL
$73.8B
– –
-2,505
Closed -$223K –
RH icon
734
RH
RH
$2.09B
– –
-400
Closed -$267K –
SAN icon
735
Banco Santander
SAN
$193B
– –
-20,478
Closed -$74K –
SJNK icon
736
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.37B
– –
-41,661
Closed -$1.14M –
SKYY icon
737
First Trust Cloud Computing ETF
SKYY
$3.35B
– –
-14,340
Closed -$1.58M –
SPHB icon
738
Invesco S&P 500 High Beta ETF
SPHB
$940M
– –
-3,035
Closed -$222K –
SYY icon
739
Sysco
SYY
$39.3B
– –
-3,150
Closed -$247K –
TBB icon
740
AT&T 5.350% Global Notes due 2066
TBB
$958M
– –
-10,900
Closed -$286K –
TMDX icon
741
Transmedics
TMDX
$2.64B
– –
-9,200
Closed -$304K –
UOCT icon
742
Innovator US Equity Ultra Buffer ETF October
UOCT
$197M
– –
-9,712
Closed -$270K –
UPST icon
743
Upstart Holdings
UPST
$2.18B
– –
-3,155
Closed -$998K –
VTR icon
744
Ventas
VTR
$43.2B
– –
-3,876
Closed -$214K –
WBND icon
745
DELISTED
Western Asset Total Return ETF
WBND
– –
-3,705
Closed -$350K –
YUMC icon
746
Yum China
YUMC
$14.5B
– –
-4,045
Closed -$235K –
ZM icon
747
Zoom
ZM
$27.9B
– –
-1,127
Closed -$295K –
NVRO icon
748
DELISTED
NEVRO CORP.
NVRO
– –
-4,700
Closed -$547K –
DMTK icon
749
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-7,300
Closed -$234K –
SPLK icon
750
DELISTED
Splunk Inc
SPLK
– –
-3,855
Closed -$558K –
27 28 29
30
31

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OPAM
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WFMPM
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Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.