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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
726
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
– –
-5,186
Closed -$205K
STNE icon
727
StoneCo
STNE
$2.2B
– –
-4,635
Closed -$311K
SVC
728
Service Properties Trust
SVC
$989M
– –
-3,346
Closed -$211K
TD icon
729
Toronto Dominion Bank
TD
$200B
– –
-2,873
Closed -$201K
TTD icon
730
CALL
Trade Desk
TTD
$6.31B
– –
-5
Closed -$5K
UNM icon
731
Unum
UNM
$14.6B
– –
-26,086
Closed -$741K
USB icon
732
US Bancorp
USB
$97.2B
– –
-6,592
Closed -$376K
VIAV icon
733
Viavi Solutions
VIAV
$9.49B
– –
-14,925
Closed -$264K
WBA
734
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-10
Closed -$1K
WEX icon
735
WEX
WEX
$6.76B
– –
-1,358
Closed -$263K
WFC icon
736
CALL
Wells Fargo
WFC
$257B
– –
-5
Closed -$1K
WY icon
737
Weyerhaeuser
WY
$17.1B
– –
-7,329
Closed -$252K
XOP icon
738
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.77B
– –
-3,053
Closed -$295K
XYL icon
739
Xylem
XYL
$26.3B
– –
-1,750
Closed -$210K
Z icon
740
Zillow
Z
$7.97B
– –
-2,547
Closed -$311K
CS
741
DELISTED
Credit Suisse Group
CS
– –
-20,098
Closed -$211K
COUP
742
CALL
DELISTED
Coupa Software Incorporated
COUP
– –
-1
Closed -$2K
PBCT
743
DELISTED
People's United Financial Inc
PBCT
– –
-20,269
Closed -$347K
TDA
744
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 5.875% Senior Notes due 2061
TDA
– –
-15,050
Closed -$396K
PDAC
745
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-27,811
Closed -$339K
DF
746
DELISTED
Dean Foods Company
DF
– –
-33,000
Closed -$1K
ATPG
747
DELISTED
ATP OIL & GAS CORPORATION
ATPG
$0 ﹤0.01%
+71,860
New –
AGO.PRF
748
DELISTED
Assured Guaranty Municipal Holdings Inc. 5.60% Notes due 2103
AGO.PRF
– –
-11,590
Closed -$297K
ATVI
749
DELISTED
Activision Blizzard
ATVI
– –
-2,241
Closed -$214K
VSTO
750
CALL
DELISTED
Vista Outdoor Inc.
VSTO
– –
-15
Closed -$3K
27 28 29
30
31

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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.