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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
8.3 quarters
Top 10 Avg Time Held Equity + Options
12.2 quarters
Top 20 Avg Time Held Equity + Options
9.3 quarters
Avg Time Held Equity only
8.5 quarters
Top 10 Avg Time Held Equity only
12.2 quarters
Top 20 Avg Time Held Equity only
9.3 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPYV icon
726
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
– –
-5,186
Closed -$205K –
STNE icon
727
StoneCo
STNE
$2.72B
– –
-4,635
Closed -$311K –
SVC
728
Service Properties Trust
SVC
$767M
– –
-3,346
Closed -$211K –
TD icon
729
Toronto Dominion Bank
TD
$193B
– –
-2,873
Closed -$201K –
TTD icon
730
CALL
Trade Desk
TTD
$5.75B
– –
-5
Closed -$5K –
UNM icon
731
Unum
UNM
$14.6B
– –
-26,086
Closed -$741K –
USB icon
732
US Bancorp
USB
$88.6B
– –
-6,592
Closed -$376K –
VIAV icon
733
Viavi Solutions
VIAV
$10.2B
– –
-14,925
Closed -$264K –
WBA icon
734
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-10
Closed -$1K –
WEX icon
735
WEX
WEX
$5.95B
– –
-1,358
Closed -$263K –
WFC icon
736
CALL
Wells Fargo
WFC
$244B
– –
-5
Closed -$1K –
WY icon
737
Weyerhaeuser
WY
$13.7B
– –
-7,329
Closed -$252K –
XOP icon
738
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.31B
– –
-3,053
Closed -$295K –
XYL icon
739
Xylem
XYL
$23.9B
– –
-1,750
Closed -$210K –
Z icon
740
Zillow
Z
$6.29B
– –
-2,547
Closed -$311K –
CS
741
DELISTED
Credit Suisse Group
CS
– –
-20,098
Closed -$211K –
COUP
742
CALL
DELISTED
Coupa Software Incorporated
COUP
– –
-1
Closed -$2K –
PBCT
743
DELISTED
People's United Financial Inc
PBCT
– –
-20,269
Closed -$347K –
TDA
744
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 5.875% Senior Notes due 2061
TDA
– –
-15,050
Closed -$396K –
PDAC
745
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-27,811
Closed -$339K –
DF
746
DELISTED
Dean Foods Company
DF
– –
-33,000
Closed -$1K –
ATPG
747
DELISTED
ATP OIL & GAS CORPORATION
ATPG
$0 ﹤0.01%
+71,860
New –
2021 Q3
0 quarters
AGO.PRF icon
748
DELISTED
Assured Guaranty Municipal Holdings Inc. 5.60% Notes due 2103
AGO.PRF
– –
-11,590
Closed -$297K –
ATVI
749
DELISTED
Activision Blizzard
ATVI
– –
-2,241
Closed -$214K –
VSTO icon
750
CALL
DELISTED
Vista Outdoor Inc.
VSTO
– –
-15
Closed -$3K –
27 28 29
30
31

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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.