We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
51
ARK Innovation ETF
ARKK
$6.68B
$3.71M 0.4%
33,614
+1,166
+4% +$140K
ARAY icon
52
Accuray
ARAY
$31.3M
$3.7M 0.4%
935,850
+136,000
+17% +$540K
CVX icon
53
Chevron
CVX
$392B
$3.67M 0.4%
36,222
+2,595
+8% +$259K
CTEC icon
54
Global X ClimateTech ETF
CTEC
$25.9M
$3.59M 0.39%
38,511
-7,708
-17% -$753K
CNRG icon
55
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$195M
$3.59M 0.39%
38,187
-7,848
-17% -$767K
ADTN icon
56
Adtran
ADTN
$635M
$3.54M 0.38%
188,454
-65,825
-26% -$1.38M
DIA icon
57
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$3.52M 0.38%
10,415
+819
+9% +$286K
CMG icon
58
Chipotle Mexican Grill
CMG
$47.1B
$3.52M 0.38%
96,800
-1,400
-1% -$50.9K
XOM icon
59
ExxonMobil
XOM
$643B
$3.51M 0.38%
59,632
+1,453
+2% +$82.8K
FVD icon
60
First Trust Value Line Dividend Fund
FVD
$8.26B
$3.48M 0.38%
88,827
+3,419
+4% +$139K
FIW icon
61
First Trust Water ETF
FIW
$1.9B
$3.48M 0.38%
40,882
+6,011
+17% +$527K
WMT icon
62
Walmart Inc
WMT
$817B
$3.45M 0.38%
74,361
-768
-1% -$37K
HYLS icon
63
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$3.44M 0.37%
71,490
+4,388
+7% +$212K
XYZ
64
Block Inc
XYZ
$51B
$3.41M 0.37%
14,221
+339
+2% +$87.1K
NEE icon
65
NextEra Energy
NEE
$174B
$3.4M 0.37%
43,291
+307
+0.7% +$24.8K
GLD icon
66
SPDR Gold Trust
GLD
$154B
$3.26M 0.35%
19,853
+1,469
+8% +$246K
ABBV icon
67
AbbVie
ABBV
$456B
$3.24M 0.35%
30,078
+5,229
+21% +$597K
PLAB icon
68
Photronics
PLAB
$1.78B
$3.1M 0.34%
227,500
-800
-0.4% -$10.8K
PYPL icon
69
PayPal
PYPL
$52.6B
$3.06M 0.33%
11,769
+722
+7% +$205K
DVY icon
70
iShares Select Dividend ETF
DVY
$23.8B
$3.04M 0.33%
26,533
+8,821
+50% +$1.03M
SPHQ icon
71
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$3.03M 0.33%
62,471
-2,574
-4% -$129K
VEA icon
72
Vanguard FTSE Developed Markets ETF
VEA
$239B
$3.02M 0.33%
59,920
+7,580
+14% +$394K
IJR icon
73
iShares Core S&P Small-Cap ETF
IJR
$111B
$3M 0.33%
27,485
+999
+4% +$110K
BALL icon
74
Ball Corp
BALL
$16.8B
$2.98M 0.32%
33,167
-1,158
-3% -$103K
TIP icon
75
iShares TIPS Bond ETF
TIP
$15.1B
$2.95M 0.32%
23,106
-1,448
-6% -$187K
1 2
3
4 5

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.