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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGIT icon
51
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$2.77M 0.4%
39,906
+875
+2% +$61.2K
WMT icon
52
Walmart Inc
WMT
$909B
$2.76M 0.4%
57,507
+5,703
+11% +$277K
XOM icon
53
ExxonMobil
XOM
$650B
$2.76M 0.4%
66,963
-1,496
-2% -$56.1K
XLG icon
54
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$2.72M 0.39%
95,310
+4,200
+5% +$114K
SH icon
55
ProShares Short S&P500
SH
$928M
$2.71M 0.39%
37,678
-8,905
-19% -$680K
ABBV icon
56
AbbVie
ABBV
$465B
$2.69M 0.39%
25,152
+694
+3% +$66.7K
CVX icon
57
Chevron
CVX
$382B
$2.68M 0.39%
31,767
+2,742
+9% +$222K
ONEQ icon
58
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$2.62M 0.38%
52,310
+300
+0.6% +$13.9K
CMG icon
59
Chipotle Mexican Grill
CMG
$43.9B
$2.61M 0.38%
94,150
-2,000
-2% -$52.5K
JPM icon
60
JPMorgan Chase
JPM
$916B
$2.6M 0.37%
20,490
-1,993
-9% -$223K
DOCU
61
DocuSign
DOCU
$11.1B
$2.58M 0.37%
11,625
+2,731
+31% +$613K
ILCG icon
62
iShares Morningstar Growth ETF
ILCG
$3B
$2.54M 0.36%
43,725
+490
+1% +$27.2K
CSCO icon
63
Cisco
CSCO
$443B
$2.53M 0.36%
56,572
-7,564
-12% -$311K
ARAY icon
64
Accuray
ARAY
$27.5M
$2.52M 0.36%
604,150
+576,250
+2,065% +$2.11M
FVD icon
65
First Trust Value Line Dividend Fund
FVD
$8.44B
$2.47M 0.36%
70,407
+6,576
+10% +$222K
NEAR icon
66
iShares Short Maturity Bond ETF
NEAR
$4.82B
$2.47M 0.36%
49,187
+952
+2% +$47.7K
XYZ
67
Block Inc
XYZ
$48.9B
$2.46M 0.35%
11,286
+255
+2% +$49.7K
TIP icon
68
iShares TIPS Bond ETF
TIP
$14.5B
$2.45M 0.35%
19,160
+183
+1% +$23.1K
HYLS icon
69
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$2.43M 0.35%
49,924
+16,758
+51% +$806K
CRWD icon
70
CrowdStrike
CRWD
$183B
$2.42M 0.35%
45,756
+7,636
+20% +$298K
SPHQ icon
71
Invesco S&P 500 Quality ETF
SPHQ
$19B
$2.42M 0.35%
57,502
+9,483
+20% +$381K
USMV icon
72
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$2.41M 0.35%
35,512
-31,828
-47% -$2.1M
BABA icon
73
Alibaba
BABA
$276B
$2.38M 0.34%
10,229
+5,873
+135% +$1.63M
VRIG icon
74
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$2.36M 0.34%
94,536
-130
-0.1% -$3.24K
PG icon
75
Procter & Gamble
PG
$340B
$2.34M 0.34%
16,804
+699
+4% +$97.7K
1 2
3
4 5

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.