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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$709B
$896K 0.44%
10,840
-2,080
-16% -$167K
ACWV icon
52
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$877K 0.43%
11,510
+3
+0% +$231
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.08T
$870K 0.42%
6,025
+1,574
+35% +$230K
DGRW icon
54
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$867K 0.42%
26,856
-1,197
-4% -$38.8K
RDS.A
55
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$864K 0.42%
17,870
+1,109
+7% +$54.2K
OHI icon
56
Omega Healthcare
OHI
$14B
$852K 0.41%
24,043
+65
+0.3% +$2.31K
DON icon
57
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$835K 0.41%
27,555
+11,079
+67% +$336K
SO icon
58
Southern Company
SO
$102B
$825K 0.4%
16,083
+985
+7% +$51.9K
WFC icon
59
Wells Fargo
WFC
$257B
$819K 0.4%
18,490
+7,905
+75% +$378K
EFG icon
60
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$815K 0.4%
11,922
– –
IBB icon
61
iShares Biotechnology ETF
IBB
$10.8B
$815K 0.4%
8,448
+4,938
+141% +$470K
JPM icon
62
JPMorgan Chase
JPM
$942B
$807K 0.39%
12,114
+3,799
+46% +$248K
ATVI
63
DELISTED
Activision Blizzard
ATVI
$794K 0.39%
17,916
+293
+2% +$12.3K
SRLN icon
64
State Street Blackstone Senior Loan ETF
SRLN
$5.48B
$788K 0.38%
16,660
-164
-1% -$7.72K
XLU icon
65
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$786K 0.38%
32,082
+9,802
+44% +$249K
IBM icon
66
IBM
IBM
$225B
$774K 0.38%
5,100
-160
-3% -$24.3K
VB icon
67
Vanguard Morningstar Small-Cap ETF
VB
$82.2B
$769K 0.37%
6,297
+235
+4% +$28.4K
DOC icon
68
Healthpeak Properties
DOC
$14.6B
$763K 0.37%
22,065
-769
-3% -$26.9K
BA icon
69
Boeing
BA
$166B
$759K 0.37%
5,762
-411
-7% -$54.1K
MRK icon
70
Merck
MRK
$369B
$750K 0.37%
12,594
+6,794
+117% +$397K
QQQ icon
71
Invesco QQQ Trust
QQQ
$493B
$728K 0.35%
6,128
-1,195
-16% -$138K
CVS icon
72
CVS Health
CVS
$119B
$723K 0.35%
8,122
+1,248
+18% +$118K
TGT icon
73
Target
TGT
$75.4B
$723K 0.35%
10,527
+5,447
+107% +$390K
MCD icon
74
McDonald's
MCD
$184B
$709K 0.35%
6,149
+2,322
+61% +$275K
MO icon
75
Altria Group
MO
$113B
$702K 0.34%
11,110
-2,251
-17% -$150K
1 2
3
4 5

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ICM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.