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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$68M
AUM Growth
-$953K
Cap. Flow
-$1.14M
Cap. Flow %
-1.68%
Top 10 Hldgs %
51.48%
Holding
155
New
37
Increased
41
Reduced
33
Closed
30

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.34M
2
SHW icon
Sherwin-Williams
SHW
+$764K
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$752K
4
SH icon
ProShares Short S&P500
SH
+$714K
5
PSQ icon
ProShares Short QQQ
PSQ
+$689K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.85M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.29M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$970K
5
IYF icon
iShares US Financials ETF
IYF
+$727K

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.85%
2 Technology 15.81%
3 Communication Services 4.43%
4 Consumer Staples 3.89%
5 Energy 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
51
Cisco
CSCO
$442B
$291K 0.43%
11,570
+1,455
+14% +$36.6K
RZV icon
52
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$295M
$289K 0.43%
4,928
– –
RDS.A
53
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$284K 0.42%
4,000
+98
+3% +$7.35K
JNJ icon
54
Johnson & Johnson
JNJ
$640B
$281K 0.41%
2,635
+413
+19% +$42.8K
RFG icon
55
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$341M
$279K 0.41%
11,405
-275
-2% -$6.83K
CELG
56
DELISTED
Celgene Corp
CELG
$275K 0.4%
+2,905
New +$262K
GILD icon
57
Gilead Sciences
GILD
$178B
$273K 0.4%
+2,561
New +$251K
IWF icon
58
iShares Russell 1000 Growth ETF
IWF
$125B
$271K 0.4%
11,812
+1,208
+11% +$27.7K
PEP icon
59
PepsiCo
PEP
$186B
$268K 0.39%
+2,879
New +$263K
EPD icon
60
Enterprise Products Partners
EPD
$84B
$267K 0.39%
6,623
+131
+2% +$5.14K
KO icon
61
Coca-Cola
KO
$380B
$267K 0.39%
6,248
-472
-7% -$19.5K
WMT icon
62
Walmart Inc
WMT
$850B
$267K 0.39%
10,485
-516
-5% -$13K
ORCL icon
63
Oracle
ORCL
$433B
$261K 0.38%
+6,810
New +$276K
COP icon
64
ConocoPhillips
COP
$165B
$257K 0.38%
3,365
+3
+0.1% +$245
IJH icon
65
iShares Core S&P Mid-Cap ETF
IJH
$124B
$254K 0.37%
9,270
+190
+2% +$5.35K
RPG icon
66
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
$252K 0.37%
16,315
– –
FRX
67
DELISTED
FOREST LABORATORIES INC
FRX
$250K 0.37%
2,522
-325
-11% -$32.2K
GMCR
68
DELISTED
KEURIG GREEN MTN INC
GMCR
$248K 0.36%
+1,906
New +$238K
HUM icon
69
Humana
HUM
$49.2B
$247K 0.36%
1,894
– –
IVW icon
70
iShares S&P 500 Growth ETF
IVW
$76.5B
$243K 0.36%
+9,088
New +$242K
DVY icon
71
iShares Select Dividend ETF
DVY
$23.6B
$242K 0.36%
3,279
-2,597
-44% -$196K
IYR icon
72
iShares US Real Estate ETF
IYR
$4.27B
$242K 0.36%
3,502
+225
+7% +$16.3K
XLF icon
73
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$242K 0.36%
11,912
+194
+2% +$3.92K
DIS icon
74
Walt Disney
DIS
$184B
$241K 0.35%
2,705
-271
-9% -$23.9K
SSO icon
75
ProShares Ultra S&P500
SSO
$8.96B
$239K 0.35%
32,480
– –
1 2
3
4 5

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ICM
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TFS
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OPAM
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WFMPM
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Kovack Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Kovack Advisors held 155 positions worth $68M, down 1.4% from $68.9M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Kovack Advisors's Q3 2014 filing shows 37 new, 41 increased, 33 reduced and 30 closed positions. Its largest new stake was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M. The largest sale was ProShares Short 20+ Year Treasury ETF, an estimated $1.85M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 68% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q3 2014 buy was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M.
  • Kovack Advisors added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2014, an estimated $752K increase.
  • Kovack Advisors's biggest Q3 2014 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $1.85M.
  • Kovack Advisors fully exited Vanguard FTSE Developed Markets ETF in Q3 2014, selling an estimated $684K.
  • Kovack Advisors's ten largest holdings make up 51% of its $68M portfolio in Q3 2014.
  • Kovack Advisors opened 37 new positions and closed 30 in Q3 2014.
  • Kovack Advisors's portfolio value fell 1.4% quarter-over-quarter to $68M.

Based on Kovack Advisors's 13F filing for Q3 2014, filed 4 Dec 2018.