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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$29.2M
AUM Growth
+$10.8M
Cap. Flow
+$11.7M
Cap. Flow %
39.88%
Top 10 Hldgs %
47.61%
Holding
99
New
26
Increased
31
Reduced
15
Closed
15

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.87M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.5M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.42M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.3M
5
SH icon
ProShares Short S&P500
SH
+$997K

Top Sells

Rank Stock Value
1
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$304K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$261K
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$232K
4
RAI
Reynolds American Inc
RAI
+$231K
5
JNJ icon
Johnson & Johnson
JNJ
+$219K

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.99%
2 Technology 14.81%
3 Communication Services 4.7%
4 Energy 4.67%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBF icon
51
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$203K 0.69%
+6,579
New +$206K
RFV icon
52
Invesco S&P MidCap 400 Pure Value ETF
RFV
$339M
$202K 0.69%
4,116
-3
-0.1% -$150
TKR icon
53
Timken Company
TKR
$8.63B
$202K 0.69%
+5,015
New +$206K
RZG icon
54
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$134M
$201K 0.69%
7,974
+6
+0.1% +$156
VER
55
DELISTED
VEREIT, Inc.
VER
$165K 0.56%
+2,390
New +$166K
CII icon
56
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$142K 0.49%
10,585
-259
-2% -$3.58K
BRCD
57
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$126K 0.43%
13,499
– –
RFMD
58
DELISTED
RF MICRO DEVICES INC
RFMD
$116K 0.4%
+21,730
New +$134K
VIVS
59
VivoSim Labs
VIVS
$3.92M
$113K 0.39%
+50
New +$116K
NLY icon
60
Annaly Capital Management
NLY
$17.4B
$109K 0.37%
2,521
-315
-11% -$13.6K
VVR icon
61
Invesco Senior Income Trust
VVR
$448M
$86K 0.29%
16,987
– –
AAPL icon
62
PUT
Apple
AAPL
$4.59T
$85K 0.29%
252
+112
+80% +$2.13K
CHOP
63
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$52K 0.18%
4,769
– –
ARR
64
Armour Residential REIT
ARR
$2.32B
$51K 0.17%
313
– –
URZ
65
DELISTED
URANERZ ENERGY CORP
URZ
$27K 0.09%
+17,400
New +$27.4K
BAC icon
66
PUT
Bank of America
BAC
$428B
$25K 0.09%
+45
New +$757
UEC icon
67
Uranium Energy
UEC
$6.74B
$24K 0.08%
+13,614
New +$23.5K
URG
68
Ur-Energy
URG
$609M
$17K 0.06%
+12,200
New +$18.4K
IBM icon
69
PUT
IBM
IBM
$225B
$10K 0.03%
6
+1
+20% +$176
WMB icon
70
CALL
Williams Companies
WMB
$90.7B
$9K 0.03%
38
-26
-41% -$1.05K
VER
71
CALL
DELISTED
VEREIT, Inc.
VER
$8K 0.03%
+6
New +$418
AAPL icon
72
CALL
Apple
AAPL
$4.59T
$5K 0.02%
28
– –
MSFT icon
73
CALL
Microsoft
MSFT
$3.75T
$4K 0.01%
15
-5
-25% -$188
TKR icon
74
CALL
Timken Company
TKR
$8.63B
$4K 0.01%
+22
New +$904
ETN icon
75
CALL
Eaton
ETN
$162B
$3K 0.01%
8
-4
-33% -$295
1 2
3
4

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Kovack Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Kovack Advisors held 99 positions worth $29.2M, up 59% from $18.4M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Kovack Advisors deployed $11.7M of net new capital in Q1 2014, opening 26 new positions and adding to 31 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 46% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Williams Companies, an estimated $113K trimmed.

  • Kovack Advisors's largest Q1 2014 buy was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
  • Kovack Advisors added most to Apple in Q1 2014, an estimated $1.87M increase.
  • Kovack Advisors's biggest Q1 2014 reduction was Williams Companies, cutting an estimated $113K.
  • Kovack Advisors fully exited iShares MSCI EAFE Small-Cap ETF in Q1 2014, selling an estimated $304K.
  • Kovack Advisors's ten largest holdings make up 48% of its $29.2M portfolio in Q1 2014.
  • Kovack Advisors opened 26 new positions and closed 15 in Q1 2014.
  • Kovack Advisors's portfolio value rose 59% quarter-over-quarter to $29.2M.

Based on Kovack Advisors's 13F filing for Q1 2014, filed 28 Jan 2019.