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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+0.43%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$29.2M
AUM Growth
+$10.8M
(+59%)
Cap. Flow
+$11.7M
Cap. Flow
% of AUM
39.88%
Top 10 Holdings %
Top 10 Hldgs %
47.61%
Holding
99
New
26
Increased
31
Reduced
15
Closed
15
Avg Time Held Equity + Options
1.5
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1.3
quarters
Avg Time Held Equity only
1.6
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.87M |
| 2 |
Vanguard Dividend Appreciation ETF
VIG
|
+$1.5M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.42M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3M |
| 5 |
ProShares Short S&P500
SH
|
+$997K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Small-Cap ETF
SCZ
|
+$304K |
| 2 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
+$261K |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$232K |
| 4 |
RAI
Reynolds American Inc
RAI
|
+$231K |
| 5 |
Johnson & Johnson
JNJ
|
+$219K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 63.99% |
| 2 | Technology | 14.81% |
| 3 | Communication Services | 4.7% |
| 4 | Energy | 4.67% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
ProShares Short 20+ Year Treasury ETF
TBF
$137M
| $203K | 0.69% |
+6,579
| New | +$206K |
2014 Q1
0 quarters
|
|
52
Invesco S&P MidCap 400 Pure Value ETF
RFV
$329M
| $202K | 0.69% |
4,116
-3
| -0.1% | -$150 |
2013 Q4
1 quarter
|
|
53
Timken Company
TKR
$8.02B
| $202K | 0.69% |
+5,015
| New | +$206K |
2014 Q1
0 quarters
|
|
54
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$121M
| $201K | 0.69% |
7,974
+6
| +0.1% | +$156 |
2013 Q3
2 quarters
|
|
|
VER
55
DELISTED
VEREIT, Inc.
VER
| $165K | 0.56% |
+2,390
| New | +$166K |
2014 Q1
0 quarters
|
|
56
BlackRock Enhanced Captial and Income Fund
CII
$1.06B
| $142K | 0.49% |
10,585
-259
| -2% | -$3.58K |
2013 Q2
3 quarters
|
|
|
BRCD
57
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $126K | 0.43% |
13,499
| – | – |
2013 Q3
2 quarters
|
|
|
RFMD
58
DELISTED
RF MICRO DEVICES INC
RFMD
| $116K | 0.4% |
+21,730
| New | +$134K |
2014 Q1
0 quarters
|
|
59
VivoSim Labs
VIVS
$2.4M
| $113K | 0.39% |
+50
| New | +$116K |
2014 Q1
0 quarters
|
|
60
Annaly Capital Management
NLY
$13.8B
| $109K | 0.37% |
2,521
-315
| -11% | -$13.6K |
2013 Q2
3 quarters
|
|
61
Invesco Senior Income Trust
VVR
$442M
| $86K | 0.29% |
16,987
| – | – |
2013 Q2
3 quarters
|
|
|
62
PUT
Apple
AAPL
$4.97T
| $85K | 0.29% |
252
+112
| +80% | +$2.13K |
2013 Q2
3 quarters
|
|
|
CHOP
63
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
| $52K | 0.18% |
4,769
| – | – |
2013 Q4
1 quarter
|
|
64
Armour Residential REIT
ARR
$1.94B
| $51K | 0.17% |
313
| – | – |
2013 Q3
2 quarters
|
|
|
URZ
65
DELISTED
URANERZ ENERGY CORP
URZ
| $27K | 0.09% |
+17,400
| New | +$27.4K |
2014 Q1
0 quarters
|
|
66
PUT
Bank of America
BAC
$381B
| $25K | 0.09% |
+45
| New | +$757 |
2014 Q1
0 quarters
|
|
67
Uranium Energy
UEC
$4.38B
| $24K | 0.08% |
+13,614
| New | +$23.5K |
2014 Q1
0 quarters
|
|
68
Ur-Energy
URG
$369M
| $17K | 0.06% |
+12,200
| New | +$18.4K |
2014 Q1
0 quarters
|
|
69
PUT
IBM
IBM
$214B
| $10K | 0.03% |
6
+1
| +20% | +$176 |
2013 Q2
3 quarters
|
|
70
CALL
Williams Companies
WMB
$90.4B
| $9K | 0.03% |
38
-26
| -41% | -$1.05K |
2013 Q2
3 quarters
|
|
|
VER
71
CALL
DELISTED
VEREIT, Inc.
VER
| $8K | 0.03% |
+6
| New | +$418 |
2014 Q1
0 quarters
|
|
|
72
CALL
Apple
AAPL
$4.97T
| $5K | 0.02% |
28
| – | – |
2013 Q3
2 quarters
|
|
73
CALL
Microsoft
MSFT
$4.01T
| $4K | 0.01% |
15
-5
| -25% | -$188 |
2013 Q4
1 quarter
|
|
|
74
CALL
Timken Company
TKR
$8.02B
| $4K | 0.01% |
+22
| New | +$904 |
2014 Q1
0 quarters
|
|
75
CALL
Eaton
ETN
$166B
| $3K | 0.01% |
8
-4
| -33% | -$295 |
2013 Q2
3 quarters
|
|
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Kovack Advisors's Q1 2014 Portfolio in Review
As of Q1 2014, Kovack Advisors held 99 positions worth $29.2M, up 59% from $18.4M the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Kovack Advisors deployed $11.7M of net new capital in Q1 2014, opening 26 new positions and adding to 31 existing holdings. Its largest new stake was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 46% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Williams Companies, an estimated $113K trimmed.
- Kovack Advisors's largest Q1 2014 buy was Vanguard Dividend Appreciation ETF: 20,369 shares worth $1.46M.
- Kovack Advisors added most to Apple in Q1 2014, an estimated $1.87M increase.
- Kovack Advisors's biggest Q1 2014 reduction was Williams Companies, cutting an estimated $113K.
- Kovack Advisors fully exited iShares MSCI EAFE Small-Cap ETF in Q1 2014, selling an estimated $304K.
- Kovack Advisors's ten largest holdings make up 48% of its $29.2M portfolio in Q1 2014.
- Kovack Advisors opened 26 new positions and closed 15 in Q1 2014.
- Kovack Advisors's portfolio value rose 59% quarter-over-quarter to $29.2M.
Based on Kovack Advisors's 13F filing for Q1 2014, filed 28 Jan 2019.