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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$18.4M
AUM Growth
-$1.05M
Cap. Flow
-$2.36M
Cap. Flow %
-12.84%
Top 10 Hldgs %
42.47%
Holding
90
New
21
Increased
13
Reduced
30
Closed
17

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$521K
2
BP icon
BP
BP
+$370K
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$347K
4
MSFT icon
Microsoft
MSFT
+$326K
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$298K

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$930K
2
SLV icon
iShares Silver Trust
SLV
+$864K
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$812K
4
IWC icon
iShares Micro-Cap ETF
IWC
+$548K
5
SH icon
ProShares Short S&P500
SH
+$546K

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.86%
2 Technology 15.58%
3 Energy 9.78%
4 Communication Services 8.51%
5 Consumer Staples 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHOP
51
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$60K 0.33%
+4,769
New +$65.5K
BRW
52
Saba Capital Income & Opportunities Fund
BRW
$326M
$58K 0.32%
5,000
– –
AT
53
DELISTED
Atlantic Power Corporation
AT
$58K 0.32%
16,662
+3,348
+25% +$13.5K
ARR
54
Armour Residential REIT
ARR
$2.24B
$50K 0.27%
313
– –
NWBO
55
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$45K 0.24%
11,978
-738
-6% -$2.86K
FNM
56
DELISTED
FANNIE MAE
FNM
$36K 0.2%
+12,000
New +$36K
RIOT icon
57
Riot Platforms
RIOT
$8.06B
$28K 0.15%
+1,613
New +$24.1K
AAPL icon
58
PUT
Apple
AAPL
$4.85T
$24K 0.13%
140
-28
-17% -$529
AAPL icon
59
CALL
Apple
AAPL
$4.85T
$11K 0.06%
28
– –
WMB icon
60
CALL
Williams Companies
WMB
$89.1B
$10K 0.05%
64
-20
-24% -$719
ETN icon
61
CALL
Eaton
ETN
$165B
$9K 0.05%
12
-6
-33% -$427
MSFT icon
62
CALL
Microsoft
MSFT
$3.68T
$6K 0.03%
+20
New +$726
BMY icon
63
CALL
Bristol-Myers Squibb
BMY
$130B
$2K 0.01%
6
-19
-76% -$968
IBM icon
64
PUT
IBM
IBM
$229B
$2K 0.01%
5
+1
+25% +$172
XOM icon
65
CALL
ExxonMobil
XOM
$683B
$2K 0.01%
+4
New +$370
F icon
66
CALL
Ford
F
$55.7B
$1K 0.01%
52
-12
-19% -$201
META icon
67
CALL
Meta Platforms (Facebook)
META
$1.65T
$1K 0.01%
+1
New +$50
MRK icon
68
CALL
Merck
MRK
$355B
$1K 0.01%
5
-2
-29% -$91
GE icon
69
CALL
GE Aerospace
GE
$336B
– –
-10
Closed -$3K
GOOG icon
70
PUT
Alphabet (Google) Class C
GOOG
$4.1T
– –
-120
Closed -$12K
INTC icon
71
CALL
Intel
INTC
$544B
– –
-79
Closed -$3K
INTC icon
72
Intel
INTC
$544B
– –
-17,980
Closed -$412K
ITOT icon
73
iShares Core S&P Total US Stock Market ETF
ITOT
$96.1B
– –
-21,070
Closed -$812K
KMI icon
74
Kinder Morgan
KMI
$68.7B
– –
-5,870
Closed -$209K
OXY icon
75
CALL
Occidental Petroleum
OXY
$61.4B
– –
-24
Closed -$14K
1 2
3
4

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Kovack Advisors held 90 positions worth $18.4M, down 5.4% from $19.5M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Kovack Advisors withdrew a net $2.36M in Q4 2013, closing 17 positions and reducing 30 holdings. Its most notable exit was iShares Silver Trust, an estimated $864K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 53% a quarter earlier, followed by Technology and Energy.

Against the trend, Kovack Advisors opened a new position in First Trust Value Line Dividend Fund worth $535K.

  • Kovack Advisors's largest Q4 2013 buy was First Trust Value Line Dividend Fund: 24,980 shares worth $535K.
  • Kovack Advisors added most to iShares Floating Rate Bond ETF in Q4 2013, an estimated $33.7K increase.
  • Kovack Advisors's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $930K.
  • Kovack Advisors fully exited iShares Silver Trust in Q4 2013, selling an estimated $864K.
  • Kovack Advisors's ten largest holdings make up 42% of its $18.4M portfolio in Q4 2013.
  • Kovack Advisors opened 21 new positions and closed 17 in Q4 2013.
  • Kovack Advisors's portfolio value fell 5.4% quarter-over-quarter to $18.4M.

Based on Kovack Advisors's 13F filing for Q4 2013, filed 15 Mar 2019.