We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+6.19%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$19.5M
AUM Growth
+$2.48M
Cap. Flow
+$1.96M
Cap. Flow %
10.09%
Top 10 Hldgs %
48.64%
Holding
90
New
28
Increased
15
Reduced
17
Closed
21

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$854K
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$808K
3
IWC icon
iShares Micro-Cap ETF
IWC
+$787K
4
SH icon
ProShares Short S&P500
SH
+$550K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$387K

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$507K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$487K
3
DVY icon
iShares Select Dividend ETF
DVY
+$435K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$418K
5
AEP icon
American Electric Power
AEP
+$393K

Sector Composition

Rank Sector Weight
1 Technology 13.55%
2 Energy 8.63%
3 Communication Services 6.37%
4 Consumer Staples 6.34%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
51
PUT
Apple
AAPL
$4.97T
$49K 0.25%
168
– –
NWBO
52
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$43K 0.22%
12,716
-4,229
-25% -$14.7K
UEC icon
53
Uranium Energy
UEC
$4.47B
$39K 0.2%
+17,500
New +$40.1K
OXY icon
54
CALL
Occidental Petroleum
OXY
$55.7B
$14K 0.07%
24
– –
ETN icon
55
CALL
Eaton
ETN
$141B
$13K 0.07%
18
-11
-38% -$739
GOOG icon
56
PUT
Alphabet (Google) Class C
GOOG
$4.11T
$12K 0.06%
+120
New +$2.65K
WMB icon
57
CALL
Williams Companies
WMB
$85.8B
$11K 0.06%
84
-13
-13% -$456
F icon
58
CALL
Ford
F
$60.9B
$8K 0.04%
64
-54
-46% -$912
BMY icon
59
CALL
Bristol-Myers Squibb
BMY
$129B
$7K 0.04%
+25
New +$1.1K
AAPL icon
60
CALL
Apple
AAPL
$4.97T
$4K 0.02%
+28
New +$464
IBM icon
61
PUT
IBM
IBM
$213B
$4K 0.02%
4
– –
GE icon
62
CALL
GE Aerospace
GE
$364B
$3K 0.02%
10
– –
INTC icon
63
CALL
Intel
INTC
$413B
$3K 0.02%
79
-17
-18% -$392
LO
64
CALL
DELISTED
LORILLARD INC COM STK
LO
$2K 0.01%
+18
New +$793
MRK icon
65
CALL
Merck
MRK
$322B
$1K 0.01%
7
-5
-42% -$228
AEP icon
66
American Electric Power
AEP
$70.4B
– –
-8,778
Closed -$393K
AGG icon
67
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-4,540
Closed -$487K
AMKR icon
68
Amkor Technology
AMKR
$10.6B
– –
-11,327
Closed -$48K
AOM icon
69
iShares Core Moderate Allocation ETF
AOM
$1.74B
– –
-9,500
Closed -$308K
DVY icon
70
iShares Select Dividend ETF
DVY
$23.8B
– –
-6,798
Closed -$435K
EXC icon
71
Exelon
EXC
$48.1B
– –
-12,821
Closed -$282K
IJH icon
72
iShares Core S&P Mid-Cap ETF
IJH
$121B
– –
-12,805
Closed -$296K
IJJ icon
73
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
– –
-5,174
Closed -$262K
IJK icon
74
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
– –
-7,812
Closed -$252K
IVE icon
75
iShares S&P 500 Value ETF
IVE
$49.1B
– –
-3,485
Closed -$264K
1 2
3
4

Similar funds

AG
Avala Global New York $2.08B AUM 87.66% 1-Year Est. Return
TA
TruWealth Advisors Metairie, Louisiana $2.08B AUM 21.15% 1-Year Est. Return
ACP
Avantyr Capital Partners New York $2.08B AUM
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return
SW
SoFi Wealth San Francisco, California $2.08B AUM 18.22% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return

Kovack Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Kovack Advisors held 90 positions worth $19.5M, up 15% from $17M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Kovack Advisors deployed $1.96M of net new capital in Q3 2013, opening 28 new positions and adding to 15 existing holdings. Its largest new stake was iShares Silver Trust: 41,333 shares worth $864K.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $418K trimmed.

  • Kovack Advisors's largest Q3 2013 buy was iShares Silver Trust: 41,333 shares worth $864K.
  • Kovack Advisors added most to Apple in Q3 2013, an estimated $202K increase.
  • Kovack Advisors's biggest Q3 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $418K.
  • Kovack Advisors fully exited iShares TIPS Bond ETF in Q3 2013, selling an estimated $507K.
  • Kovack Advisors's ten largest holdings make up 49% of its $19.5M portfolio in Q3 2013.
  • Kovack Advisors opened 28 new positions and closed 21 in Q3 2013.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $19.5M.

Based on Kovack Advisors's 13F filing for Q3 2013, filed 9 Apr 2019.