We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAYW icon
701
Hayward Holdings
HAYW
$3.02B
– –
-11,176
Closed -$291K
HNW
702
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-14,921
Closed -$227K
ILMN icon
703
Illumina
ILMN
$34.4B
– –
-465
Closed -$214K
JNJ icon
704
CALL
Johnson & Johnson
JNJ
$640B
– –
-1
Closed -$1K
KLIC icon
705
Kulicke & Soffa
KLIC
$4.43B
– –
-5,137
Closed -$314K
KR icon
706
Kroger
KR
$34.9B
– –
-6,912
Closed -$265K
LMND icon
707
Lemonade
LMND
$4.17B
– –
-2,930
Closed -$321K
MER.PRK
708
Bank of America Income Capital Obligation Notes due December 15 2066
MER.PRK
$1.06B
– –
-11,425
Closed -$309K
MJ icon
709
Amplify Alternative Harvest ETF
MJ
$115M
– –
-955
Closed -$236K
NIO icon
710
NIO
NIO
$10.9B
– –
-5,974
Closed -$318K
NVCR icon
711
NovoCure
NVCR
$2.09B
– –
-2,308
Closed -$512K
NVDA icon
712
PUT
NVIDIA
NVDA
$5.52T
– –
-40
Closed -$1K
OIH icon
713
VanEck Oil Services ETF
OIH
$1.97B
– –
-1,277
Closed -$333K
OKE icon
714
CALL
Oneok
OKE
$59.7B
– –
-5,424
Closed -$302K
PAI
715
Western Asset Investment Grade Income Fund
PAI
$113M
– –
-13,000
Closed -$203K
PYPL icon
716
CALL
PayPal
PYPL
$52.6B
– –
-2
Closed -$1K
QRVO icon
717
CALL
Qorvo
QRVO
$8.49B
– –
-5
Closed -$25K
QVCC
718
DELISTED
QVC Inc 6.250% Senior Secured Notes due 2068
QVCC
– –
-9,102
Closed -$241K
RBLX icon
719
Roblox
RBLX
$27.3B
– –
-2,436
Closed -$219K
RNP icon
720
Cohen & Steers REIT and Preferred and Income Fund
RNP
$974M
– –
-7,765
Closed -$211K
RPM icon
721
RPM International
RPM
$13.5B
– –
-2,324
Closed -$206K
RPV icon
722
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
– –
-6,368
Closed -$491K
SCCO icon
723
Southern Copper
SCCO
$183B
– –
-3,494
Closed -$206K
SFIX
724
Stitch Fix
SFIX
$412M
– –
-3,431
Closed -$207K
SILJ icon
725
Amplify Junior Silver Miners ETF
SILJ
$4.39B
– –
-14,125
Closed -$215K
27 28
29
30 31

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.