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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
8.3 quarters
Top 10 Avg Time Held Equity + Options
12.2 quarters
Top 20 Avg Time Held Equity + Options
9.3 quarters
Avg Time Held Equity only
8.5 quarters
Top 10 Avg Time Held Equity only
12.2 quarters
Top 20 Avg Time Held Equity only
9.3 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HAYW icon
701
Hayward Holdings
HAYW
$2.44B
– –
-11,176
Closed -$291K –
HNW
702
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-14,921
Closed -$227K –
ILMN icon
703
Illumina
ILMN
$41.8B
– –
-465
Closed -$214K –
JNJ icon
704
CALL
Johnson & Johnson
JNJ
$636B
– –
-1
Closed -$1K –
KLIC icon
705
Kulicke & Soffa
KLIC
$4.63B
– –
-5,137
Closed -$314K –
KR icon
706
Kroger
KR
$36.9B
– –
-6,912
Closed -$265K –
LMND icon
707
Lemonade
LMND
$3.49B
– –
-2,930
Closed -$321K –
MER.PRK icon
708
Bank of America Income Capital Obligation Notes due December 15 2066
MER.PRK
$961M
– –
-11,425
Closed -$309K –
MJ icon
709
Amplify Alternative Harvest ETF
MJ
$101M
– –
-955
Closed -$236K –
NIO icon
710
NIO
NIO
$8.69B
– –
-5,974
Closed -$318K –
NVCR icon
711
NovoCure
NVCR
$1.71B
– –
-2,308
Closed -$512K –
NVDA icon
712
PUT
NVIDIA
NVDA
$5.46T
– –
-40
Closed -$1K –
OIH icon
713
VanEck Oil Services ETF
OIH
$1.85B
– –
-1,277
Closed -$333K –
OKE icon
714
CALL
Oneok
OKE
$58B
– –
-5,424
Closed -$302K –
PAI icon
715
Western Asset Investment Grade Income Fund
PAI
$108M
– –
-13,000
Closed -$203K –
PYPL icon
716
CALL
PayPal
PYPL
$47.9B
– –
-2
Closed -$1K –
QRVO icon
717
CALL
DELISTED
Qorvo
QRVO
– –
-5
Closed -$25K –
QVCC icon
718
DELISTED
QVC Inc 6.250% Senior Secured Notes due 2068
QVCC
– –
-9,102
Closed -$241K –
RBLX icon
719
Roblox
RBLX
$35.4B
– –
-2,436
Closed -$219K –
RNP icon
720
Cohen & Steers REIT and Preferred and Income Fund
RNP
$895M
– –
-7,765
Closed -$211K –
RPM icon
721
RPM International
RPM
$12.4B
– –
-2,324
Closed -$206K –
RPV icon
722
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
– –
-6,368
Closed -$491K –
SCCO icon
723
Southern Copper
SCCO
$176B
– –
-3,494
Closed -$206K –
SFIX icon
724
Stitch Fix
SFIX
$361M
– –
-3,431
Closed -$207K –
SILJ icon
725
Amplify Junior Silver Miners ETF
SILJ
$3.5B
– –
-14,125
Closed -$215K –
27 28
29
30 31

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.