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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
8.3 quarters
Top 10 Avg Time Held Equity + Options
12.2 quarters
Top 20 Avg Time Held Equity + Options
9.3 quarters
Avg Time Held Equity only
8.5 quarters
Top 10 Avg Time Held Equity only
12.2 quarters
Top 20 Avg Time Held Equity only
9.3 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ABNB icon
676
CALL
Airbnb
ABNB
$96.4B
– –
-3
Closed -$1K –
ADX icon
677
Adams Diversified Equity Fund
ADX
$3.27B
– –
-24,000
Closed -$474K –
APPS icon
678
Digital Turbine
APPS
$1.29B
– –
-2,850
Closed -$217K –
ARKK icon
679
CALL
ARK Innovation ETF
ARKK
$9.16B
– –
-10
Closed -$2K –
BA icon
680
CALL
Boeing
BA
$150B
– –
-8
Closed -$2K –
BKT icon
681
BlackRock Income Trust
BKT
$310M
– –
-7,079
Closed -$135K –
BYND icon
682
Beyond Meat
BYND
$126M
– –
-49
Closed -$232K –
CHD icon
683
Church & Dwight Co
CHD
$23.7B
– –
-2,866
Closed -$244K –
CRSP icon
684
CRISPR Therapeutics
CRSP
$4.98B
– –
-1,434
Closed -$232K –
CTDD icon
685
DELISTED
Qwest Corp 6.75% Notes due 2057
CTDD
– –
-14,000
Closed -$375K –
DBX icon
686
Dropbox
DBX
$7.58B
– –
-23,513
Closed -$713K –
EA icon
687
DELISTED
Electronic Arts
EA
– –
-1,510
Closed -$217K –
EEMA icon
688
iShares MSCI Emerging Markets Asia ETF
EEMA
$855M
– –
-3,356
Closed -$310K –
ENB icon
689
CALL
Enbridge
ENB
$105B
– –
-10
Closed -$1K –
ESI icon
690
Element Solutions
ESI
$8.88B
– –
-13,200
Closed -$309K –
FAB icon
691
First Trust Multi Cap Value AlphaDEX Fund
FAB
$157M
– –
-3,225
Closed -$229K –
FCX icon
692
Freeport-McMoran
FCX
$105B
– –
-5,664
Closed -$210K –
FIGS icon
693
FIGS
FIGS
$2.95B
– –
-6,524
Closed -$327K –
FNK icon
694
First Trust Mid Cap Value AlphaDEX Fund
FNK
$226M
– –
-5,230
Closed -$232K –
FTXH icon
695
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$1.07B
– –
-9,380
Closed -$243K –
FXO icon
696
First Trust Financials AlphaDEX Fund
FXO
$1.04B
– –
-6,877
Closed -$300K –
FYT icon
697
First Trust Small Cap Value AlphaDEX Fund
FYT
$169M
– –
-4,496
Closed -$229K –
GLTR icon
698
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.55B
– –
-8,694
Closed -$839K –
GLW icon
699
Corning
GLW
$127B
– –
-13,014
Closed -$532K –
B icon
700
Barrick Mining
B
$67.2B
– –
-9,977
Closed -$206K –
26 27
28
29 30

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NCMU
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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.