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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABNB icon
676
CALL
Airbnb
ABNB
$109B
– –
-3
Closed -$1K
ADX icon
677
Adams Diversified Equity Fund
ADX
$3.25B
– –
-24,000
Closed -$474K
APPS icon
678
Digital Turbine
APPS
$1.38B
– –
-2,850
Closed -$217K
ARKK icon
679
CALL
ARK Innovation ETF
ARKK
$6.68B
– –
-10
Closed -$2K
BA icon
680
CALL
Boeing
BA
$166B
– –
-8
Closed -$2K
BKT icon
681
BlackRock Income Trust
BKT
$335M
– –
-7,079
Closed -$135K
BYND icon
682
Beyond Meat
BYND
$241M
– –
-49
Closed -$232K
CHD icon
683
Church & Dwight Co
CHD
$24.3B
– –
-2,866
Closed -$244K
CRSP icon
684
CRISPR Therapeutics
CRSP
$5.74B
– –
-1,434
Closed -$232K
CTDD
685
DELISTED
Qwest Corp 6.75% Notes due 2057
CTDD
– –
-14,000
Closed -$375K
DBX icon
686
Dropbox
DBX
$7.8B
– –
-23,513
Closed -$713K
EA
687
DELISTED
Electronic Arts
EA
– –
-1,510
Closed -$217K
EEMA icon
688
iShares MSCI Emerging Markets Asia ETF
EEMA
$879M
– –
-3,356
Closed -$310K
ENB icon
689
CALL
Enbridge
ENB
$109B
– –
-10
Closed -$1K
ESI icon
690
Element Solutions
ESI
$8.9B
– –
-13,200
Closed -$309K
FAB icon
691
First Trust Multi Cap Value AlphaDEX Fund
FAB
$187M
– –
-3,225
Closed -$229K
FCX icon
692
Freeport-McMoran
FCX
$113B
– –
-5,664
Closed -$210K
FIGS icon
693
FIGS
FIGS
$2.51B
– –
-6,524
Closed -$327K
FNK icon
694
First Trust Mid Cap Value AlphaDEX Fund
FNK
$232M
– –
-5,230
Closed -$232K
FTXH icon
695
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$1.05B
– –
-9,380
Closed -$243K
FXO icon
696
First Trust Financials AlphaDEX Fund
FXO
$1.13B
– –
-6,877
Closed -$300K
FYT icon
697
First Trust Small Cap Value AlphaDEX Fund
FYT
$198M
– –
-4,496
Closed -$229K
GLTR icon
698
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.87B
– –
-8,694
Closed -$839K
GLW icon
699
Corning
GLW
$132B
– –
-13,014
Closed -$532K
B
700
Barrick Mining
B
$77.9B
– –
-9,977
Closed -$206K
26 27
28
29 30

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.